Filings Received and Processed at the SEC

Peak Energy 38 a Series of Denver Ventures I LLC

2138716 ⦿ 0002138716-26-000001

Form D Filer

INTERCONTINENTAL HOTELS GROUP PLC /NEW/

858446 ⦿ 0001654954-26-005873

Form 6-K Filer

AES CORP

874761 ⦿ 0001193125-26-266781

Form 424B2 Filer

VOX ROYALTY CORP.

1907909 ⦿ 0001654954-26-005872

Form 6-K Filer

Ashmore Funds

1498498 ⦿ 0001193125-26-266778

Form 497 Filer

LivaNova PLC

1639691 ⦿ 0001639691-26-000053

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

Broadcom Inc.

1730168 ⦿ 0001193125-26-266777

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

SC A X 2026 a Series of NEW VISTA CAPITAL INVESTMENT LLC

2134629 ⦿ 0002134629-26-000001

Form D Filer

Denali Intermediate Inc.

1658093 ⦿ 0001193125-26-266776

Form S-3ASR Filer

Dell Technologies Inc.

1571996 ⦿ 0001193125-26-266776

Form S-3ASR Filer

Dell International L.L.C.

1476297 ⦿ 0001193125-26-266776

Form S-3ASR Filer

DELL INC

826083 ⦿ 0001193125-26-266776

Form S-3ASR Filer

EMC CORP

790070 ⦿ 0001193125-26-266776

Form S-3ASR Filer

OHI0526 a Series of CGF2021 LLC

2138131 ⦿ 0002138131-26-000001

Form D Filer

Chiesi Farmaceutici SpA

1464415 ⦿ 0001140361-26-024887

Form SC TO-T/A Filed by

KalVista Pharmaceuticals, Inc.

1348911 ⦿ 0001140361-26-024887

Form SC TO-T/A Subject

Ovid Therapeutics Inc.

1636651 ⦿ 0001628280-26-042396

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

ORASURE TECHNOLOGIES INC

1116463 ⦿ 0001116463-26-000046

Form 8-K Filer

Item 8.01: Other Events

Tributary Funds, Inc.

932381 ⦿ 0000932381-26-000110

Form N-CEN Filer

SBHL0526 a Series of CGF2021 LLC

2136255 ⦿ 0002136255-26-000001

Form D Filer

O'Connor Kimberley Ann

1967292 ⦿ 0001437749-26-020238

Form 4 Reporting

Horizon Technology Finance Corp

1487428 ⦿ 0001437749-26-020238

Form 4 Issuer

Japan Post Holdings Co., Ltd.

1783464 ⦿ 0001104659-26-072665

Form 4 Reporting

AFLAC INC

4977 ⦿ 0001104659-26-072665

Form 4 Issuer

Jaguar Health, Inc.

1585608 ⦿ 0001193125-26-266770

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 3.02: Unregistered Sales of Equity Securities

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 9.01: Financial Statements and Exhibits

NeuroSense Therapeutics Ltd.

1875091 ⦿ 0001213900-26-067577

Form 6-K Filer

MALLETT CONRAD L JR

1193785 ⦿ 0001193125-26-266768

Form 4 Reporting

LEAR CORP

842162 ⦿ 0001193125-26-266768

Form 4 Issuer

KalVista Pharmaceuticals, Inc.

1348911 ⦿ 0001140361-26-024885

Form SC 14D9/A Subject

CITIGROUP INC

831001 ⦿ 0001918704-26-016336

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-016336

Form 424B2 Filer

Spark I Acquisition Corp

1884046 ⦿ 0001104659-26-072662

Form 425 Subject

Professional Diversity Network, Inc.

1546296 ⦿ 0001437749-26-020236

Form 8-K Filer

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 9.01: Financial Statements and Exhibits

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-016335

Form FWP Subject

CITIGROUP INC

831001 ⦿ 0001918704-26-016334

Form FWP Subject

Federal Home Loan Bank of Indianapolis

1331754 ⦿ 0001331754-26-000125

Form 8-K Filer

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Vipshop Holdings Ltd

1529192 ⦿ 0001501343-26-000003

Form 4 Issuer

Yang Donghao

1501343 ⦿ 0001501343-26-000003

Form 4 Reporting

Adkins Stephanie

1957233 ⦿ 0001193125-26-266762

Form 4 Reporting

Princeton Bancorp, Inc.

1913971 ⦿ 0001193125-26-266762

Form 4 Issuer

CITIGROUP INC

831001 ⦿ 0001918704-26-016333

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-016333

Form 424B2 Filer

Urdang E Scott

1588854 ⦿ 0001575965-26-000056

Form 4 Reporting

Gaming & Leisure Properties, Inc.

1575965 ⦿ 0001575965-26-000056

Form 4 Issuer

Bessant Catherine P

1649626 ⦿ 0001649626-26-000004

Form 3 Reporting

TRUIST FINANCIAL CORP

92230 ⦿ 0001649626-26-000004

Form 3 Issuer

Spark I Acquisition Corp

1884046 ⦿ 0001104659-26-072654

Form 425 Subject

Tributary Funds, Inc.

932381 ⦿ 0000932381-26-000108

Form 24F-2NT Filer

Sellers Robin Stone

1744557 ⦿ 0001225208-26-005922

Form 4 Reporting

HOVNANIAN ENTERPRISES INC

357294 ⦿ 0001225208-26-005922

Form 4 Issuer

PAGANO VINCENT JR

1563558 ⦿ 0001225208-26-005921

Form 4 Reporting

HOVNANIAN ENTERPRISES INC

357294 ⦿ 0001225208-26-005921

Form 4 Issuer

MARENGI JOSEPH A

1077821 ⦿ 0001225208-26-005920

Form 4 Reporting

HOVNANIAN ENTERPRISES INC

357294 ⦿ 0001225208-26-005920

Form 4 Issuer

Hernandez-Kakol Miriam

1906530 ⦿ 0001225208-26-005919

Form 4 Reporting

HOVNANIAN ENTERPRISES INC

357294 ⦿ 0001225208-26-005919

Form 4 Issuer

COUTTS ROBERT B

1193999 ⦿ 0001225208-26-005918

Form 4 Reporting

HOVNANIAN ENTERPRISES INC

357294 ⦿ 0001225208-26-005918

Form 4 Issuer

CITIGROUP INC

831001 ⦿ 0001918704-26-016332

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-016332

Form 424B2 Filer

PLUG POWER INC

1093691 ⦿ 0001104659-26-072652

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Eightco Holdings Inc.

1892492 ⦿ 0001493152-26-028226

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Alaska Silver Corp.

1893899 ⦿ 0001062993-26-003160

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016331

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016331

Form 424B2 Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016330

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016330

Form 424B2 Filer

WESTERN ASSET INFLATION-LINKED INCOME FUND

1254370 ⦿ 0001072613-26-000520

Form SCHEDULE 13D/A Subject

Karpus Management, Inc.

1048703 ⦿ 0001072613-26-000520

Form SCHEDULE 13D/A Filed by

Kimco Realty OP, LLC

1959472 ⦿ 0001140361-26-024883

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

KIMCO REALTY CORP

879101 ⦿ 0001140361-26-024883

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Ebang International Holdings Inc.

1799290 ⦿ 0001213900-26-067574

Form 6-K Filer

Clark Fork Trust

1506980 ⦿ 0001162044-26-000528

Form 40-17G Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016329

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016329

Form 424B2 Filer

Alpha Tau Medical Ltd.

1871321 ⦿ 0001213900-26-067573

Form 6-K Filer

Spark I Acquisition Corp

1884046 ⦿ 0001104659-26-072646

Form 425 Subject

DUOS TECHNOLOGIES GROUP, INC.

1396536 ⦿ 0001079973-26-000826

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016328

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016328

Form 424B2 Filer

DENTSPLY SIRONA Inc.

818479 ⦿ 0000818479-26-000200

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

DXC Technology Co

1688568 ⦿ 0001688568-26-000052

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

GUINNESS ATKINSON FUNDS

919160 ⦿ 0001213900-26-067571

Form 8-A12B Filer

NightFood Holdings, Inc.

1593001 ⦿ 0001493152-26-028225

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

GMEX Robotics Corp

1928581 ⦿ 0001493152-26-028224

Form 6-K Filer

Energy Services of America CORP

1357971 ⦿ 0001104659-26-072642

Form 8-K Filer

Item 8.01: Other Events

DUKE Robotics Corp.

1638911 ⦿ 0001213900-26-067570

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

NewGenIvf Group Ltd

1981662 ⦿ 0001213900-26-067569

Form 6-K Filer

COLUMBIA SPORTSWEAR CO

1050797 ⦿ 0001050797-26-000102

Form S-8 Filer

MMVII Mgmt Epitel SPV2 Mar 2026 a Series of CGF2021 LLC

2128070 ⦿ 0002128070-26-000002

Form D/A Filer

Brenmiller Energy Ltd.

1901215 ⦿ 0001213900-26-067568

Form 6-K Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-067565

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-067565

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-067564

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-067564

Form 485BXT Filer

Shattuck Labs, Inc.

1680367 ⦿ 0001193125-26-266745

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-067563

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-067563

Form 485BXT Filer

GUINNESS ATKINSON FUNDS

919160 ⦿ 0001213900-26-067562

Form 485BXT Filer

GUINNESS ATKINSON FUNDS

919160 ⦿ 0001213900-26-067562

Form 485BXT Filer