Filings Received and Processed at the SEC

UBS AG

1114446 ⦿ 0001114446-26-007668

Form 424B2 Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001839882-26-053447

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007667

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007665

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007666

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007664

Form 424B2 Filer

One Way Holdings LLC

1940869 ⦿ 0001940869-26-000007

Form 13F-HR Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001839882-26-053446

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007663

Form 424B2 Filer

EDISON INTERNATIONAL

827052 ⦿ 0001193125-26-437881

Form S-3ASR Filer

UBS AG

1114446 ⦿ 0001114446-26-007662

Form 424B2 Filer

Bambusa Therapeutics, Inc.

2044950 ⦿ 0001231919-26-001513

Form 3 Issuer

RA Capital Nexus Fund III, L.P.

1883840 ⦿ 0001231919-26-001513

Form 3 Reporting

Shah Rajeev M.

1619841 ⦿ 0001231919-26-001513

Form 3 Reporting

Kolchinsky Peter

1384859 ⦿ 0001231919-26-001513

Form 3 Reporting

RA CAPITAL MANAGEMENT, L.P.

1346824 ⦿ 0001231919-26-001513

Form 3 Reporting

RA Capital Healthcare Fund LP

1315082 ⦿ 0001231919-26-001513

Form 3 Reporting

UBS AG

1114446 ⦿ 0001114446-26-007661

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007660

Form 424B2 Filer

Bambusa Therapeutics, Inc.

2044950 ⦿ 0001982614-26-000002

Form 3 Issuer

Jeggle Helmut Wolfgang

1982614 ⦿ 0001982614-26-000002

Form 3 Reporting

New Fortress Energy Inc.

1749723 ⦿ 0001749723-26-000172

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

UBS AG

1114446 ⦿ 0001114446-26-007659

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007658

Form 424B2 Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001839882-26-053445

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007657

Form 424B2 Filer

WESCO INTERNATIONAL INC

929008 ⦿ 0000929008-26-000032

Form 10-Q Filer

UBS AG

1114446 ⦿ 0001114446-26-007656

Form 424B2 Filer

PeakSpan BaseCamp I Co-Invest, L.P.

2162029 ⦿ 0002162029-26-000001

Form D Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-113847

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-113847

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007655

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007653

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007654

Form 424B2 Filer

TWIN DISC INC

100378 ⦿ 0001437749-26-033950

Form 8-K Filer

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Four Corners Property Trust, Inc.

1650132 ⦿ 0001193125-26-437877

Form 10-Q Filer

COUSINS PROPERTIES INC

25232 ⦿ 0000025232-26-000076

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

UBS AG

1114446 ⦿ 0001114446-26-007652

Form 424B2 Filer

PennyMac Mortgage Investment Trust

1464423 ⦿ 0001193125-26-437878

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Schmaderer Charles J.

1758836 ⦿ 0001104659-26-120229

Form 4 Reporting

NCL CORP Ltd.

1318742 ⦿ 0001104659-26-120228

Form 10-Q Filer

AMCON DISTRIBUTING CO

928465 ⦿ 0001104659-26-120229

Form 4 Issuer

UBS AG

1114446 ⦿ 0001114446-26-007651

Form 424B2 Filer

RWA-USA-1 LLC

2133920 ⦿ 0002133920-26-000004

Form D/A Filer

ROYAL BANK OF CANADA

1000275 ⦿ 0000950103-26-016423

Form 424B2 Filer

Cherry Hill Mortgage Investment Corp

1571776 ⦿ 0001140361-26-041175

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

BARCLAYS BANK PLC

312070 ⦿ 0000950103-26-016422

Form 424B2 Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001839882-26-053444

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007650

Form 424B2 Filer

Veralto Corp

1967680 ⦿ 0001967680-26-000047

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Bambusa Therapeutics, Inc.

2044950 ⦿ 0001663427-26-000003

Form 3 Issuer

Liang Howard

1663427 ⦿ 0001663427-26-000003

Form 3 Reporting

UBS AG

1114446 ⦿ 0001114446-26-007649

Form 424B2 Filer

Artesa Financial Group, LLC

2109808 ⦿ 0002109808-26-000005

Form 13F-HR Filer

OFS Capital Corp

1487918 ⦿ 0001487918-26-000090

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

BAXTER INTERNATIONAL INC

10456 ⦿ 0001628280-26-068278

Form 10-Q Filer

Tracx Logis Ltd.

2114145 ⦿ 0001213900-26-113844

Form F-1/A Filer

Delek US Holdings, Inc.

1694426 ⦿ 0001628280-26-068279

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

BofA Finance LLC

1682472 ⦿ 0001918704-26-033342

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-033342

Form 424B2 Filer

Rhinebeck Bancorp, Inc.

1751783 ⦿ 0001751783-26-000042

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Silvercrest Asset Management Group Inc.

1549966 ⦿ 0001193125-26-437873

Form 10-Q Filer

ATAYAN CHRISTOPHER H

1307899 ⦿ 0001104659-26-120227

Form 4 Reporting

UBS AG

1114446 ⦿ 0001114446-26-007648

Form 424B2 Filer

AMCON DISTRIBUTING CO

928465 ⦿ 0001104659-26-120227

Form 4 Issuer

Tucker Aaron

1604682 ⦿ 0001604682-26-000004

Form 4 Reporting

UNITY BANCORP INC /NJ/

920427 ⦿ 0001604682-26-000004

Form 4 Issuer

PTC THERAPEUTICS, INC.

1070081 ⦿ 0001104659-26-120223

Form 10-Q Filer

Cherry Hill Mortgage Investment Corp

1571776 ⦿ 0001140361-26-041174

Form 10-Q Filer

Olson Anneliese

2043764 ⦿ 0001964306-26-000481

Form 144 Reporting

UBS AG

1114446 ⦿ 0001114446-26-007647

Form 424B2 Filer

HP INC

47217 ⦿ 0001964306-26-000481

Form 144 Subject

Mobileye Global Inc.

1910139 ⦿ 0001104659-26-120226

Form 10-Q Filer

UBS AG

1114446 ⦿ 0001114446-26-007646

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007645

Form 424B2 Filer

REVIVA PHARMACEUTICALS HOLDINGS, INC.

1742927 ⦿ 0001437749-26-033948

Form PRE 14A Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001839882-26-053443

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007644

Form 424B2 Filer

Keeler Thomas Management LLC

1730660 ⦿ 0001172661-26-004763

Form 13F-HR Filer

Symbotic Inc.

1837240 ⦿ 0001193125-26-437874

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

COMMUNITY HEALTH SYSTEMS INC

1108109 ⦿ 0001193125-26-437869

Form 10-Q Filer

Conexeu Sciences Inc.

2066836 ⦿ 0001062993-26-005604

Form 424B3 Filer

COFFEE HOLDING CO INC

1007019 ⦿ 0001493152-26-049285

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

AA Mission Acquisition Corp. II

2075336 ⦿ 0001213900-26-113842

Form 10-Q Filer

Zone Frontier Inc.

1956741 ⦿ 0001213900-26-113843

Form 8-K Filer

Item 3.03: Material Modifications to Rights of Security Holders

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 9.01: Financial Statements and Exhibits

UBS AG

1114446 ⦿ 0001114446-26-007643

Form 424B2 Filer

HCA Healthcare, Inc.

860730 ⦿ 0001193125-26-437871

Form 10-Q Filer

SILGAN HOLDINGS INC

849869 ⦿ 0001628280-26-068277

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Lakeshore Acquisition III Corp.

2049248 ⦿ 0001929980-26-000562

Form 8-K Filer

Item 8.01: Other Events

Polaris Inc.

931015 ⦿ 0001628280-26-068276

Form S-8 Filer

Mobileye Global Inc.

1910139 ⦿ 0001104659-26-120225

Form 8-K/A Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 9.01: Financial Statements and Exhibits

PennyMac Financial Services, Inc.

1745916 ⦿ 0001104659-26-120224

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.02: Results of Operations and Financial Condition

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 9.01: Financial Statements and Exhibits

UBS AG

1114446 ⦿ 0001114446-26-007642

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-007641

Form 424B2 Filer

Bambusa Therapeutics, Inc.

2044950 ⦿ 0001792061-26-000002

Form 3 Issuer

DiRocco Derek

1792061 ⦿ 0001792061-26-000002

Form 3 Reporting

Allen Family Capital, LLC

2107521 ⦿ 0001493152-26-049283

Form 4 Reporting

Folks Byron Allen

2105544 ⦿ 0001493152-26-049283

Form 4 Reporting

STARZ ENTERTAINMENT CORP /CN/

929351 ⦿ 0001493152-26-049283

Form 4 Issuer

Allen Family Capital, LLC

2107521 ⦿ 0001493152-26-049286

Form SCHEDULE 13D/A Filed by