Filings Received and Processed at the SEC

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-009571

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-009571

Form 424B2 Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-041304

Form 424B2 Filer

Independent Public Advisors, LLC

1611060 ⦿ 0001611060-26-000003

Form MA-A Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-041304

Form 424B2 Filer

NLC Financial Service HQ DST

2127324 ⦿ 0000932440-26-000022

Form D Filer

COLI VUL-2 Series Account of Great-West Life & Annuity Insurance Co of New York

1401960 ⦿ 0001104659-26-040716

Form N-VPFS Filer

Clique Ventures Inc.

2128037 ⦿ 0002128037-26-000002

Form D Filer

Lu Lijun

2126171 ⦿ 0001213900-26-041303

Form SCHEDULE 13G Filed by

PS International Group Ltd.

1997201 ⦿ 0001213900-26-041303

Form SCHEDULE 13G Subject

Partnership Wealth Management, LLC

2010656 ⦿ 0002010656-26-000003

Form 13F-HR Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0000950103-26-005450

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0000950103-26-005450

Form 424B2 Filer

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-040715

Form ARS Filer

COLI VUL-4 Series Account of Great-West Life & Annuity Insurance CO

1401959 ⦿ 0001104659-26-040714

Form N-VPFS Filer

Prestige VARIABLE LIFE ACCOUNT

1097666 ⦿ 0001104659-26-040714

Form N-VPFS Filer

COLI VUL 2 SERIES ACCOUNT

1075796 ⦿ 0001104659-26-040714

Form N-VPFS Filer

PINNACLE SERIES ACCOUNT OF GREAT WEST LIFE & ANN INS CO

763859 ⦿ 0001104659-26-040714

Form N-VPFS Filer

SOUTHSTATE SECURITIES CORP.

107238 ⦿ 0000107238-26-000022

Form MA-I Filer

PIPER SANDLER & CO.

724683 ⦿ 0000724683-26-000039

Form MA-I Filer

PBU - The Pension Fund of Early Childhood & Youth Educators

2103310 ⦿ 0002103310-26-000006

Form 13F-HR Filer

Veridis Legal Opportunity Fund, LP

2054744 ⦿ 0002054744-26-000003

Form D/A Filer

Sze-To Kin Sun

1510703 ⦿ 0001094891-26-000170

Form 3 Reporting

Plastec Technologies, Ltd.

1433309 ⦿ 0001094891-26-000170

Form 3 Issuer

Grupo Supervielle S.A.

1517399 ⦿ 0001104659-26-040713

Form 20-F Filer

ALPS Series Trust

1558107 ⦿ 0001398344-26-006237

Form 40-17G Filer

Subversive Bitcoin Acquisition Corp.

2073545 ⦿ 0001213900-26-041299

Form S-1/A Filer

Business First Bancshares, Inc.

1624322 ⦿ 0001437749-26-011695

Form DEF 14A Filer

POMDOCTOR Ltd

1877971 ⦿ 0001213900-26-041300

Form 6-K Filer

Cedar Creek Municipal Advisors, LLC

2111321 ⦿ 0002111321-26-000011

Form MA-I Filer

Cohn Spencer

1954808 ⦿ 0001954808-26-000002

Form 3 Reporting

FIRSTSUN CAPITAL BANCORP

1709442 ⦿ 0001954808-26-000002

Form 3 Issuer

Optimvia, LLC

1705874 ⦿ 0001140361-26-013767

Form D Filer

EZGO Technologies Ltd.

1806904 ⦿ 0001213900-26-041298

Form 424B5 Filer

Cedar Creek Municipal Advisors, LLC

2111321 ⦿ 0002111321-26-000014

Form MA-I Filer

Cedar Creek Municipal Advisors, LLC

2111321 ⦿ 0002111321-26-000013

Form MA-I Filer

Taft Infrastructure Advisors LLC

2059421 ⦿ 0002059421-26-000003

Form MA-I Filer

Cedar Creek Municipal Advisors, LLC

2111321 ⦿ 0002111321-26-000012

Form MA-I Filer

Taft Infrastructure Advisors LLC

2059421 ⦿ 0002059421-26-000004

Form MA Filer

COLLIERS SECURITIES LLC

215674 ⦿ 0000215674-26-000009

Form MA-I Filer

Type2Fun Foundation LLC

2128092 ⦿ 0002128092-26-000001

Form D Filer

Barrett David Michael

1892682 ⦿ 0001892682-26-000010

Form 144 Reporting

Expensify, Inc.

1476840 ⦿ 0001892682-26-000010

Form 144 Subject

MESIROW FINANCIAL, INC.

712807 ⦿ 0000712807-26-000003

Form MA-I/A Filer

First Security Municipal Advisors, Inc.

2041221 ⦿ 0002041221-26-000017

Form MA-I/A Filer

D.A. DAVIDSON & CO.

27182 ⦿ 0000027182-26-000005

Form MA-I/A Filer

RAYMOND JAMES & ASSOCIATES, INC.

724743 ⦿ 0000724743-26-000009

Form MA-I/A Filer

MuniCap, Inc.

1614774 ⦿ 0001614774-26-000026

Form MA-I/A Filer

MuniCap, Inc.

1614774 ⦿ 0001614774-26-000027

Form MA-I/A Filer

HILLTOP SECURITIES INC.

891055 ⦿ 0000891055-26-000011

Form MA-I/A Filer

Black Roger Raymond

2127401 ⦿ 0001213900-26-041295

Form 144 Reporting

Cabbacis Inc

1987010 ⦿ 0001213900-26-041295

Form 144 Subject

Compass Municipal Advisors, LLC

1625387 ⦿ 0001625387-26-000006

Form MA-I/A Filer

PMA Securities, LLC

1773083 ⦿ 0001773083-26-000003

Form MA-I/A Filer

PMA Securities, LLC

1773083 ⦿ 0001773083-26-000004

Form MA-I/A Filer

Kensington CA, LLC

1755779 ⦿ 0001755779-26-000008

Form MA-I/A Filer

ZTO Express

1677250 ⦿ 0001104659-26-040710

Form 6-K Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-041293

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-041293

Form 424B2 Filer

Quantivex LLC

2128100 ⦿ 0002128100-26-000001

Form D Filer

Finwise Bancorp

1856365 ⦿ 0001856365-26-000028

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

CALIFORNIA WATER SERVICE GROUP

1035201 ⦿ 0001104659-26-040709

Form ARS Filer

Chernett Jorey

2042077 ⦿ 0000921895-26-000945

Form SCHEDULE 13D/A Filed by

Neuronetics, Inc.

1227636 ⦿ 0000921895-26-000945

Form SCHEDULE 13D/A Subject

MidBridge Private Markets Fund

1953726 ⦿ 0001213900-26-041292

Form N-8F Filer

Lufax Holding Ltd

1816007 ⦿ 0001193125-26-146457

Form 6-K Filer

Chowbey Sanjay

1782435 ⦿ 0001193125-26-146456

Form 3 Reporting

NOV Inc.

1021860 ⦿ 0001193125-26-146456

Form 3 Issuer

MidBridge Private Markets Fund

1953726 ⦿ 0001213900-26-041290

Form RW Filer

BNY Mellon ETF Trust II

2025968 ⦿ 0000030146-26-000170

Form 485APOS Filer

BNY Mellon ETF Trust II

2025968 ⦿ 0000030146-26-000170

Form 485APOS Filer

CALIFORNIA WATER SERVICE GROUP

1035201 ⦿ 0001104659-26-040708

Form DEF 14A Filer

MFS HIGH INCOME MUNICIPAL TRUST

845606 ⦿ 0000930413-26-000990

Form 425 Subject

MFS MUNICIPAL INCOME TRUST

801961 ⦿ 0000930413-26-000990

Form 425 Filed by

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-004430

Form 424B2 Filer

ODYSSEY MARINE EXPLORATION INC

798528 ⦿ 0001193125-26-146446

Form 425 Subject

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-009570

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-009570

Form 424B2 Filer

Zoetis Inc.

1555280 ⦿ 0001308179-26-000228

Form ARS Filer

MAIA Biotechnology, Inc.

1878313 ⦿ 0001493152-26-015662

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Tamari Shahar

1964142 ⦿ 0001964142-26-000006

Form 4 Reporting

Global-E Online Ltd.

1835963 ⦿ 0001964142-26-000006

Form 4 Issuer

ODYSSEY MARINE EXPLORATION INC

798528 ⦿ 0001193125-26-146442

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 3.02: Unregistered Sales of Equity Securities

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Chernett Jorey

2042077 ⦿ 0000921895-26-000944

Form 4 Reporting

Airsculpt Technologies, Inc.

1870940 ⦿ 0000921895-26-000944

Form 4 Issuer

BNY Mellon ETF Trust

1493580 ⦿ 0000030146-26-000169

Form 485APOS Filer

BNY Mellon ETF Trust

1493580 ⦿ 0000030146-26-000169

Form 485APOS Filer

Chewy, Inc.

1766502 ⦿ 0001193125-26-146440

Form 8-K Filer

Item 8.01: Other Events

TELEPHONE & DATA SYSTEMS INC /DE/

1051512 ⦿ 0001051512-26-000026

Form ARS Filer

FORUM MARKETS Inc

1690080 ⦿ 0001213900-26-041287

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Zapata Quantum, Inc.

1843714 ⦿ 0001079973-26-000454

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 3.02: Unregistered Sales of Equity Securities

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 9.01: Financial Statements and Exhibits

Ohkoshi Shoichi

2127903 ⦿ 0000905148-26-001590

Form 3 Reporting

JAPAN SMALLER CAPITALIZATION FUND INC

859796 ⦿ 0000905148-26-001590

Form 3 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-009569

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-009569

Form 424B2 Filer

TELEPHONE & DATA SYSTEMS INC /DE/

1051512 ⦿ 0001051512-26-000025

Form DEFA14A Filer

ALM First Capital Fund I, LLC

2123095 ⦿ 0002123095-26-000001

Form D Filer

GraniteShares ETF Trust

1689873 ⦿ 0001493152-26-015661

Form 485BXT Filer

GraniteShares ETF Trust

1689873 ⦿ 0001493152-26-015661

Form 485BXT Filer

TELEPHONE & DATA SYSTEMS INC /DE/

1051512 ⦿ 0001051512-26-000024

Form DEF 14A Filer