Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • JOHN HANCOCK PREFERRED INCOME FUND III

    1215913 ⦿ 0001193125-26-200514

    Form 40-17G Filer

    37 seconds ago

    12:22:50 PM EST

    Friday May 01

  • LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N

    1048606 ⦿ 0001104659-26-053772

    Form 497 Filer

    1 minute ago

    12:22:37 PM EST

    Friday May 01

  • KHAYKIN OLEG

    1278725 ⦿ 0000912093-26-000036

    Form 4 Reporting

    1 minute ago

    12:22:27 PM EST

    Friday May 01

  • VIAVI SOLUTIONS INC.

    912093 ⦿ 0000912093-26-000036

    Form 4 Issuer

    1 minute ago

    12:22:27 PM EST

    Friday May 01

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-200511

    Form 424B2 Filer

    1 minute ago

    12:22:25 PM EST

    Friday May 01

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-200511

    Form 424B2 Filer

    1 minute ago

    12:22:25 PM EST

    Friday May 01

  • NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III

    934298 ⦿ 0001193125-26-200510

    Form 497J Filer

    1 minute ago

    12:22:14 PM EST

    Friday May 01

  • NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III

    934298 ⦿ 0001193125-26-200509

    Form 497J Filer

    1 minute ago

    12:22:12 PM EST

    Friday May 01

  • VARIABLE ANNUITY ACCOUNT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co

    103007 ⦿ 0001133228-26-007819

    Form 497J Filer

    1 minute ago

    12:22:03 PM EST

    Friday May 01

  • GRAFTECH INTERNATIONAL LTD

    931148 ⦿ 0000931148-26-000051

    Form 10-Q Filer

    1 minute ago

    12:21:59 PM EST

    Friday May 01

  • Anderson Nicolas C

    1736209 ⦿ 0001736209-26-000005

    Form 4 Reporting

    1 minute ago

    12:21:37 PM EST

    Friday May 01

  • Bank of Marin Bancorp

    1403475 ⦿ 0001736209-26-000005

    Form 4 Issuer

    1 minute ago

    12:21:37 PM EST

    Friday May 01

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-011727

    Form 424B2 Filer

    1 minute ago

    12:21:34 PM EST

    Friday May 01

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-011727

    Form 424B2 Filer

    1 minute ago

    12:21:34 PM EST

    Friday May 01

  • JOHN HANCOCK PREFERRED INCOME FUND II

    1189740 ⦿ 0001193125-26-200507

    Form 40-17G Filer

    1 minute ago

    12:21:29 PM EST

    Friday May 01

  • BMO 2023-C4 Mortgage Trust

    1957662 ⦿ 0001888524-26-008570

    Form ABS-EE Filer

    2 minutes ago

    12:21:25 PM EST

    Friday May 01

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-011726

    Form 424B2 Filer

    2 minutes ago

    12:21:12 PM EST

    Friday May 01

  • Pretium Single-Family Rental Fund VII, LP

    2058674 ⦿ 0002058674-26-000003

    Form D/A Filer

    2 minutes ago

    12:21:07 PM EST

    Friday May 01

  • KENNAMETAL INC

    55242 ⦿ 0001628280-26-029194

    Form 8-K Filer

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    2 minutes ago

    12:21:05 PM EST

    Friday May 01

  • GENERAL MONEY MARKET FUND, INC.

    353560 ⦿ 0000353560-26-000006

    Form 40-17F2 Subject

    2 minutes ago

    12:20:46 PM EST

    Friday May 01

  • JOHN HANCOCK PREFERRED INCOME FUND

    1176199 ⦿ 0001193125-26-200505

    Form 40-17G Filer

    2 minutes ago

    12:20:41 PM EST

    Friday May 01

  • DirectBooking Technology Co., Ltd.

    1966678 ⦿ 0001493152-26-020845

    Form 6-K Filer

    3 minutes ago

    12:20:24 PM EST

    Friday May 01

  • JOHN HANCOCK PREMIUM DIVIDEND FUND

    855886 ⦿ 0001193125-26-200503

    Form 40-17G Filer

    3 minutes ago

    12:19:54 PM EST

    Friday May 01

  • HILLS BANCORPORATION

    732417 ⦿ 0000732417-26-000048

    Form 13F-NT Filer

    3 minutes ago

    12:19:51 PM EST

    Friday May 01

  • LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT H

    1045008 ⦿ 0001104659-26-053769

    Form 497 Filer

    3 minutes ago

    12:19:41 PM EST

    Friday May 01

  • abrdn ETFs

    1597934 ⦿ 0001999371-26-009673

    Form 497K Filer

    3 minutes ago

    12:19:35 PM EST

    Friday May 01

  • VARIABLE ANNUITY ACCOUNT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co

    103007 ⦿ 0001133228-26-007817

    Form 497J Filer

    4 minutes ago

    12:19:18 PM EST

    Friday May 01

  • FDx Advisors, Inc.

    1566601 ⦿ 0001566601-26-000003

    Form 13F-HR Filer

    4 minutes ago

    12:19:16 PM EST

    Friday May 01

  • JOHN HANCOCK INVESTORS TRUST

    759828 ⦿ 0001193125-26-200501

    Form 40-17G Filer

    4 minutes ago

    12:19:09 PM EST

    Friday May 01

  • Gilliam Joseph E

    1705850 ⦿ 0001959173-26-003174

    Form 144 Reporting

    4 minutes ago

    12:18:54 PM EST

    Friday May 01

  • GLAUKOS Corp

    1192448 ⦿ 0001959173-26-003174

    Form 144 Subject

    4 minutes ago

    12:18:54 PM EST

    Friday May 01

  • U.S. Boston Growth Capital QSBS Fund, LP

    2037893 ⦿ 0002037893-26-000003

    Form D Filer

    4 minutes ago

    12:18:48 PM EST

    Friday May 01

  • JOHN HANCOCK INCOME SECURITIES TRUST

    759866 ⦿ 0001193125-26-200499

    Form 40-17G Filer

    5 minutes ago

    12:18:25 PM EST

    Friday May 01

  • abrdn ETFs

    1597934 ⦿ 0001999371-26-009672

    Form 497K Filer

    5 minutes ago

    12:18:19 PM EST

    Friday May 01

  • Turner Christopher Lee

    1783787 ⦿ 0001041061-26-000112

    Form 4 Reporting

    5 minutes ago

    12:17:29 PM EST

    Friday May 01

  • John Hancock Diversified Income Fund

    1496749 ⦿ 0001193125-26-200497

    Form 40-17G Filer

    5 minutes ago

    12:17:29 PM EST

    Friday May 01

  • YUM BRANDS INC

    1041061 ⦿ 0001041061-26-000112

    Form 4 Issuer

    5 minutes ago

    12:17:29 PM EST

    Friday May 01

  • COX JOHN D

    1290919 ⦿ 0001903596-26-000186

    Form 4 Reporting

    6 minutes ago

    12:17:20 PM EST

    Friday May 01

  • NEW PEOPLES BANKSHARES INC

    1163389 ⦿ 0001903596-26-000186

    Form 4 Issuer

    6 minutes ago

    12:17:20 PM EST

    Friday May 01

  • Concord Asset Management, LLC/VA

    2031885 ⦿ 0002031885-26-000002

    Form 13F-HR Filer

    6 minutes ago

    12:17:17 PM EST

    Friday May 01

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-200494

    Form 424B2 Filer

    6 minutes ago

    12:17:06 PM EST

    Friday May 01

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-200494

    Form 424B2 Filer

    6 minutes ago

    12:17:06 PM EST

    Friday May 01

  • New Republic Capital, LLC

    1989988 ⦿ 0001398344-26-008065

    Form 13F-HR Filer

    6 minutes ago

    12:16:50 PM EST

    Friday May 01

  • JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND

    925683 ⦿ 0001193125-26-200492

    Form 40-17G Filer

    6 minutes ago

    12:16:37 PM EST

    Friday May 01

  • VARIABLE ANNUITY ACCOUNT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co

    103007 ⦿ 0001133228-26-007815

    Form 497J Filer

    6 minutes ago

    12:16:34 PM EST

    Friday May 01

  • Circle Internet Group, Inc.

    1876042 ⦿ 0001959173-26-003173

    Form 144 Subject

    6 minutes ago

    12:16:28 PM EST

    Friday May 01

  • Fox-Geen Jeremy

    1818008 ⦿ 0001959173-26-003173

    Form 144 Reporting

    6 minutes ago

    12:16:28 PM EST

    Friday May 01

  • abrdn ETFs

    1597934 ⦿ 0001999371-26-009671

    Form 497J Filer

    7 minutes ago

    12:16:24 PM EST

    Friday May 01

  • DAVIS CLAUDE E

    1160676 ⦿ 0001160676-26-000001

    Form 144 Reporting

    7 minutes ago

    12:16:19 PM EST

    Friday May 01

  • FIRST FINANCIAL BANCORP /OH/

    708955 ⦿ 0001160676-26-000001

    Form 144 Subject

    7 minutes ago

    12:16:19 PM EST

    Friday May 01

  • LINCOLN NATIONAL LIFE INSURANCE CO /IN/

    726865 ⦿ 0001104659-26-053767

    Form 497 Filer

    7 minutes ago

    12:16:00 PM EST

    Friday May 01

  • TerraCycle US Inc.

    1714781 ⦿ 0001104659-26-053766

    Form 253G2 Filer

    7 minutes ago

    12:15:42 PM EST

    Friday May 01

  • Haply Robotics inc.

    2110922 ⦿ 0002110922-26-000002

    Form D Filer

    7 minutes ago

    12:15:32 PM EST

    Friday May 01

  • JOHN HANCOCK STRATEGIC SERIES

    792858 ⦿ 0001193125-26-200488

    Form 40-17G Filer

    7 minutes ago

    12:15:29 PM EST

    Friday May 01

  • PG Austin Investors, LLC

    2085101 ⦿ 0002085101-26-000009

    Form D/A Filer

    8 minutes ago

    12:15:24 PM EST

    Friday May 01

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-050792

    Form 424B2 Filer

    8 minutes ago

    12:15:16 PM EST

    Friday May 01

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-050792

    Form 424B2 Filer

    8 minutes ago

    12:15:16 PM EST

    Friday May 01

  • JOHN HANCOCK SOVEREIGN BOND FUND

    45288 ⦿ 0001193125-26-200483

    Form 40-17G Filer

    8 minutes ago

    12:14:42 PM EST

    Friday May 01

  • GraniteShares ETF Trust

    1689873 ⦿ 0001493152-26-020843

    Form 485APOS Filer

    9 minutes ago

    12:14:21 PM EST

    Friday May 01

  • GraniteShares ETF Trust

    1689873 ⦿ 0001493152-26-020843

    Form 485APOS Filer

    9 minutes ago

    12:14:21 PM EST

    Friday May 01

  • NORTHCAPE WEALTH MANAGEMENT, LLC

    1902806 ⦿ 0001902806-26-000003

    Form 13F-HR Filer

    9 minutes ago

    12:14:18 PM EST

    Friday May 01

  • PROSHARES TRUST

    1174610 ⦿ 0001174610-26-000152

    Form 485BXT Filer

    9 minutes ago

    12:14:16 PM EST

    Friday May 01

  • PROSHARES TRUST

    1174610 ⦿ 0001174610-26-000152

    Form 485BXT Filer

    9 minutes ago

    12:14:16 PM EST

    Friday May 01

  • JOHN HANCOCK MUNICIPAL SECURITIES TRUST

    857769 ⦿ 0001193125-26-200480

    Form 40-17G Filer

    9 minutes ago

    12:13:54 PM EST

    Friday May 01

  • Preceptis Medical, Inc.

    1537953 ⦿ 0000912282-26-000663

    Form D Filer

    9 minutes ago

    12:13:34 PM EST

    Friday May 01

  • Bain Capital Private Credit

    1899017 ⦿ 0001193125-26-200476

    Form SC TO-I Subject

    10 minutes ago

    12:13:21 PM EST

    Friday May 01

  • BlackRock ETF Trust

    1761055 ⦿ 0001193125-26-200478

    Form 497J Filer

    10 minutes ago

    12:13:20 PM EST

    Friday May 01

  • VARIABLE ANNUITY ACCOUNT I OF VOYA RETIREMENT INSURANCE & ANNUITY Co

    925981 ⦿ 0001133228-26-007813

    Form 497J Filer

    10 minutes ago

    12:13:08 PM EST

    Friday May 01

  • BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND

    797920 ⦿ 0000797920-26-000002

    Form 40-17F2 Subject

    10 minutes ago

    12:13:08 PM EST

    Friday May 01

  • JOHN HANCOCK INVESTMENT TRUST II

    743861 ⦿ 0001193125-26-200474

    Form 40-17G Filer

    11 minutes ago

    12:12:26 PM EST

    Friday May 01

  • Mezvinsky Scott

    2057807 ⦿ 0001041061-26-000110

    Form 4 Reporting

    11 minutes ago

    12:12:19 PM EST

    Friday May 01

  • YUM BRANDS INC

    1041061 ⦿ 0001041061-26-000110

    Form 4 Issuer

    11 minutes ago

    12:12:19 PM EST

    Friday May 01

  • LINCOLN NATIONAL LIFE INSURANCE CO /IN/

    726865 ⦿ 0001104659-26-053763

    Form 497 Filer

    11 minutes ago

    12:12:11 PM EST

    Friday May 01

  • BMO 2025-5C11 Mortgage Trust

    2061936 ⦿ 0001888524-26-008557

    Form 10-D Filer

    11 minutes ago

    12:11:55 PM EST

    Friday May 01

  • Young Tobi M.

    1914276 ⦿ 0001914276-26-000003

    Form 4 Reporting

    11 minutes ago

    12:11:36 PM EST

    Friday May 01

  • HALLIBURTON CO

    45012 ⦿ 0001914276-26-000003

    Form 4 Issuer

    11 minutes ago

    12:11:36 PM EST

    Friday May 01

  • JOHN HANCOCK INVESTMENT TRUST

    22370 ⦿ 0001193125-26-200471

    Form 40-17G Filer

    11 minutes ago

    12:11:33 PM EST

    Friday May 01

  • Strategic Financial Partners, Ltd.

    2027921 ⦿ 0002027921-26-000002

    Form 13F-HR Filer

    12 minutes ago

    12:11:26 PM EST

    Friday May 01

  • John Hancock Exchange-Traded Fund Trust

    1478482 ⦿ 0001193125-26-200467

    Form 40-17G Filer

    12 minutes ago

    12:10:37 PM EST

    Friday May 01

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-050790

    Form 424B3 Filer

    13 minutes ago

    12:10:11 PM EST

    Friday May 01

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-050790

    Form 424B3 Filer

    13 minutes ago

    12:10:11 PM EST

    Friday May 01

  • Equitable America Variable Account No.70A

    1822818 ⦿ 0001193125-26-200461

    Form 497 Filer

    13 minutes ago

    12:09:59 PM EST

    Friday May 01

  • BMO 2025-5C11 Mortgage Trust

    2061936 ⦿ 0001888524-26-008558

    Form ABS-EE Filer

    13 minutes ago

    12:09:56 PM EST

    Friday May 01

  • VARIABLE ANNUITY ACCOUNT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co

    103007 ⦿ 0001133228-26-007811

    Form 497J Filer

    13 minutes ago

    12:09:55 PM EST

    Friday May 01

  • JOHN HANCOCK CURRENT INTEREST

    26262 ⦿ 0001193125-26-200460

    Form 40-17G Filer

    13 minutes ago

    12:09:51 PM EST

    Friday May 01

  • CORPORATE SPONSORED VUL SEPARATE ACCOUNT I

    1018042 ⦿ 0001193125-26-200458

    Form 497 Filer

    14 minutes ago

    12:09:24 PM EST

    Friday May 01

  • NPK International Inc.

    71829 ⦿ 0000071829-26-000030

    Form 8-K Filer

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    14 minutes ago

    12:09:15 PM EST

    Friday May 01

  • Howse Curtis

    1839722 ⦿ 0001959173-26-003172

    Form 144 Reporting

    14 minutes ago

    12:09:12 PM EST

    Friday May 01

  • Synchrony Financial

    1601712 ⦿ 0001959173-26-003172

    Form 144 Subject

    14 minutes ago

    12:09:12 PM EST

    Friday May 01

  • John Hancock Collateral Trust

    1631942 ⦿ 0001193125-26-200455

    Form 40-17G Filer

    14 minutes ago

    12:09:04 PM EST

    Friday May 01

  • BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.

    855887 ⦿ 0000855887-26-000006

    Form 40-17F2 Subject

    14 minutes ago

    12:08:58 PM EST

    Friday May 01

  • Sun Country Airlines Holdings, Inc.

    1743907 ⦿ 0001743907-26-000035

    Form 10-Q Filer

    14 minutes ago

    12:08:54 PM EST

    Friday May 01

  • BlackRock Variable Series Funds II, Inc.

    1738072 ⦿ 0001193125-26-200454

    Form 497 Filer

    14 minutes ago

    12:08:34 PM EST

    Friday May 01

  • TerraCycle US Inc.

    1714781 ⦿ 0001104659-26-053762

    Form 1-K/A Filer

    15 minutes ago

    12:08:27 PM EST

    Friday May 01

  • Separate Account No. 70

    1537470 ⦿ 0001193125-26-200452

    Form 497 Filer

    15 minutes ago

    12:08:18 PM EST

    Friday May 01

  • JOHN HANCOCK CAPITAL SERIES

    45291 ⦿ 0001193125-26-200453

    Form 40-17G Filer

    15 minutes ago

    12:08:17 PM EST

    Friday May 01

  • Bain Capital Private Credit

    1899017 ⦿ 0001193125-26-200451

    Form SC TO-I/A Subject

    15 minutes ago

    12:08:06 PM EST

    Friday May 01

  • Wexler Peter

    2015968 ⦿ 0001959173-26-003171

    Form 144 Reporting

    15 minutes ago

    12:07:48 PM EST

    Friday May 01

  • NEWMONT Corp /DE/

    1164727 ⦿ 0001959173-26-003171

    Form 144 Subject

    15 minutes ago

    12:07:48 PM EST

    Friday May 01

  • JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND

    856671 ⦿ 0001193125-26-200450

    Form 40-17G Filer

    15 minutes ago

    12:07:31 PM EST

    Friday May 01