Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • BANK OF NOVA SCOTIA

    9631 ⦿ 0001839882-26-040558

    Form 424B2 Filer

    15 seconds ago

    10:28:27 AM EST

    Wednesday Aug 19

  • BBH Trust

    1342947 ⦿ 0001438934-26-001007

    Form N-PX Filer

    19 seconds ago

    10:28:23 AM EST

    Wednesday Aug 19

  • ARK Venture Fund

    1905088 ⦿ 0001213900-26-091473

    Form N-PX Filer

    20 seconds ago

    10:28:22 AM EST

    Wednesday Aug 19

  • Gaingels Efficient Computer LLC

    2143646 ⦿ 0002143646-26-000001

    Form D Filer

    25 seconds ago

    10:28:17 AM EST

    Wednesday Aug 19

  • US Innovative Technology Parallel Fund II, LP

    2076867 ⦿ 0002076867-26-000002

    Form D/A Filer

    27 seconds ago

    10:28:15 AM EST

    Wednesday Aug 19

  • CTT PHARMACEUTICAL HOLDINGS, INC.

    1035422 ⦿ 0001035422-26-000005

    Form 4 Reporting

    33 seconds ago

    10:28:09 AM EST

    Wednesday Aug 19

  • CTT PHARMACEUTICAL HOLDINGS, INC.

    1035422 ⦿ 0001035422-26-000005

    Form 4 Issuer

    33 seconds ago

    10:28:09 AM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001839882-26-040557

    Form 424B2 Filer

    1 minute ago

    10:27:50 AM EST

    Wednesday Aug 19

  • DRDGOLD LTD

    1023512 ⦿ 0001628280-26-057862

    Form 6-K Filer

    1 minute ago

    10:27:40 AM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001839882-26-040556

    Form 424B2 Filer

    1 minute ago

    10:27:11 AM EST

    Wednesday Aug 19

  • BBH Trust

    1342947 ⦿ 0001438934-26-001006

    Form N-PX Filer

    1 minute ago

    10:26:53 AM EST

    Wednesday Aug 19

  • Nationwide PPVUL Separate Account - 3

    1804211 ⦿ 0001804211-26-000008

    Form D/A Filer

    1 minute ago

    10:26:52 AM EST

    Wednesday Aug 19

  • Goodwin Investment Advisory

    1803294 ⦿ 0001420506-26-001870

    Form 13F-HR Filer

    1 minute ago

    10:26:51 AM EST

    Wednesday Aug 19

  • Ritchie Taylor

    2045064 ⦿ 0002045064-26-000004

    Form 4 Reporting

    1 minute ago

    10:26:45 AM EST

    Wednesday Aug 19

  • GLADSTONE INVESTMENT CORPORATION\DE

    1321741 ⦿ 0002045064-26-000004

    Form 4 Issuer

    1 minute ago

    10:26:45 AM EST

    Wednesday Aug 19

  • AK25 Homes LLC

    2150829 ⦿ 0002150829-26-000002

    Form D Filer

    2 minutes ago

    10:26:26 AM EST

    Wednesday Aug 19

  • Strategic Environmental & Energy Resources, Inc.

    1576197 ⦿ 0001493152-26-039154

    Form 15-12G Filer

    2 minutes ago

    10:26:17 AM EST

    Wednesday Aug 19

  • Merrill Gary

    1560814 ⦿ 0001959173-26-006200

    Form 144 Reporting

    2 minutes ago

    10:25:55 AM EST

    Wednesday Aug 19

  • COMMVAULT SYSTEMS INC

    1169561 ⦿ 0001959173-26-006200

    Form 144 Subject

    2 minutes ago

    10:25:55 AM EST

    Wednesday Aug 19

  • Cboe BZX Exchange, Inc.

    1417835 ⦿ 0001417835-26-000274

    Form 25-NSE Filed by

    3 minutes ago

    10:25:30 AM EST

    Wednesday Aug 19

  • iSHARES TRUST

    1100663 ⦿ 0001417835-26-000274

    Form 25-NSE Subject

    3 minutes ago

    10:25:30 AM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001839882-26-040554

    Form 424B2 Filer

    4 minutes ago

    10:24:39 AM EST

    Wednesday Aug 19

  • K Health, Inc.

    1689694 ⦿ 0001689694-26-000002

    Form D Filer

    4 minutes ago

    10:24:36 AM EST

    Wednesday Aug 19

  • Cboe BZX Exchange, Inc.

    1417835 ⦿ 0001417835-26-000273

    Form 25-NSE Filed by

    4 minutes ago

    10:24:16 AM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001839882-26-040553

    Form 424B2 Filer

    4 minutes ago

    10:24:16 AM EST

    Wednesday Aug 19

  • iSHARES TRUST

    1100663 ⦿ 0001417835-26-000273

    Form 25-NSE Subject

    4 minutes ago

    10:24:16 AM EST

    Wednesday Aug 19

  • BROWN BROTHERS HARRIMAN & CO

    14661 ⦿ 0001438934-26-001005

    Form N-PX Filer

    4 minutes ago

    10:24:15 AM EST

    Wednesday Aug 19

  • BTG Pactual Structured Credit Opportunity Fund

    2029517 ⦿ 0000919574-26-005613

    Form D/A Filer

    4 minutes ago

    10:23:51 AM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001839882-26-040551

    Form 424B2 Filer

    5 minutes ago

    10:23:41 AM EST

    Wednesday Aug 19

  • Nationwide PPVUL Separate Account - AC1

    1896409 ⦿ 0001896409-26-000008

    Form D/A Filer

    5 minutes ago

    10:23:28 AM EST

    Wednesday Aug 19

  • Tardiff Daniel

    2089301 ⦿ 0001974494-26-000263

    Form 144 Reporting

    5 minutes ago

    10:23:09 AM EST

    Wednesday Aug 19

  • Camp4 Therapeutics Corp

    1736730 ⦿ 0001974494-26-000263

    Form 144 Subject

    5 minutes ago

    10:23:09 AM EST

    Wednesday Aug 19

  • US Innovative Technology Fund II, LP

    2076768 ⦿ 0002076768-26-000002

    Form D/A Filer

    5 minutes ago

    10:22:56 AM EST

    Wednesday Aug 19

  • Secure Asset Management, LLC

    1800692 ⦿ 0002085853-26-001049

    Form N-PX Filer

    6 minutes ago

    10:22:25 AM EST

    Wednesday Aug 19

  • GU CHUNFANG

    2108105 ⦿ 0002108105-26-000001

    Form 144 Reporting

    6 minutes ago

    10:22:15 AM EST

    Wednesday Aug 19

  • Adagene Inc.

    1818838 ⦿ 0002108105-26-000001

    Form 144 Subject

    6 minutes ago

    10:22:15 AM EST

    Wednesday Aug 19

  • Stevens Edward A

    1687948 ⦿ 0001042167-26-000061

    Form 144 Reporting

    7 minutes ago

    10:21:42 AM EST

    Wednesday Aug 19

  • JOHNSON OUTDOORS INC

    788329 ⦿ 0001042167-26-000061

    Form 144 Subject

    7 minutes ago

    10:21:42 AM EST

    Wednesday Aug 19

  • Supplemental Annuity Collective Trust of NJ

    1483065 ⦿ 0001483065-26-000005

    Form N-PX Filer

    7 minutes ago

    10:21:41 AM EST

    Wednesday Aug 19

  • Cboe BZX Exchange, Inc.

    1417835 ⦿ 0001417835-26-000271

    Form 25-NSE Filed by

    7 minutes ago

    10:21:22 AM EST

    Wednesday Aug 19

  • iSHARES TRUST

    1100663 ⦿ 0001417835-26-000271

    Form 25-NSE Subject

    7 minutes ago

    10:21:22 AM EST

    Wednesday Aug 19

  • NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT

    1135856 ⦿ 0001135856-26-000008

    Form D/A Filer

    7 minutes ago

    10:20:46 AM EST

    Wednesday Aug 19

  • Nimbley Thomas J.

    1563246 ⦿ 0001959173-26-006199

    Form 144 Reporting

    7 minutes ago

    10:20:44 AM EST

    Wednesday Aug 19

  • PBF Energy Inc.

    1534504 ⦿ 0001959173-26-006199

    Form 144 Subject

    7 minutes ago

    10:20:44 AM EST

    Wednesday Aug 19

  • JACOBS ASSET MANAGEMENT, LLC

    1351063 ⦿ 0001351063-26-000008

    Form N-PX Filer

    8 minutes ago

    10:19:56 AM EST

    Wednesday Aug 19

  • Fennell Todd W.

    2011420 ⦿ 0002011420-26-000007

    Form SCHEDULE 13G/A Filed by

    9 minutes ago

    10:18:43 AM EST

    Wednesday Aug 19

  • PROTHENA CORP PUBLIC LTD CO

    1559053 ⦿ 0002011420-26-000007

    Form SCHEDULE 13G/A Subject

    9 minutes ago

    10:18:43 AM EST

    Wednesday Aug 19

  • DyTb, LLC

    1445942 ⦿ 0001999371-26-018185

    Form 4 Issuer

    10 minutes ago

    10:18:37 AM EST

    Wednesday Aug 19

  • GORSKI DANIEL E

    1253574 ⦿ 0001999371-26-018185

    Form 4 Reporting

    10 minutes ago

    10:18:37 AM EST

    Wednesday Aug 19

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-024229

    Form 424B2 Filer

    10 minutes ago

    10:18:33 AM EST

    Wednesday Aug 19

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-024229

    Form 424B2 Filer

    10 minutes ago

    10:18:33 AM EST

    Wednesday Aug 19

  • John Hancock Comvest Private Income Fund

    1987221 ⦿ 0001193125-26-356287

    Form SC TO-I Subject

    10 minutes ago

    10:18:32 AM EST

    Wednesday Aug 19

  • Nationwide Private Placement Variable Account - E

    1601405 ⦿ 0001601405-26-000008

    Form D/A Filer

    10 minutes ago

    10:18:07 AM EST

    Wednesday Aug 19

  • 49 WEALTH MANAGEMENT, LLC

    2022291 ⦿ 0001104659-26-098625

    Form N-PX Filer

    10 minutes ago

    10:18:01 AM EST

    Wednesday Aug 19

  • Sagard Credit Partners III-U

    2103779 ⦿ 0002103779-26-000001

    Form D/A Filer

    10 minutes ago

    10:17:46 AM EST

    Wednesday Aug 19

  • US Innovative Technology Parallel Fund, LP

    1993762 ⦿ 0001993762-26-000002

    Form D/A Filer

    11 minutes ago

    10:16:59 AM EST

    Wednesday Aug 19

  • Nationwide BOLI Private Placement Variable Account

    1343394 ⦿ 0001343394-26-000008

    Form D/A Filer

    13 minutes ago

    10:15:41 AM EST

    Wednesday Aug 19

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-033687

    Form 424B2 Filer

    14 minutes ago

    10:14:07 AM EST

    Wednesday Aug 19

  • Nault Casey M.

    1548280 ⦿ 0001949846-26-000530

    Form 144 Reporting

    14 minutes ago

    10:13:52 AM EST

    Wednesday Aug 19

  • Coeur Mining, Inc.

    215466 ⦿ 0001949846-26-000530

    Form 144 Subject

    14 minutes ago

    10:13:52 AM EST

    Wednesday Aug 19

  • OCM MUTUAL FUND

    745338 ⦿ 0001213900-26-091466

    Form N-PX Filer

    15 minutes ago

    10:13:37 AM EST

    Wednesday Aug 19

  • Campbell Renee L

    1915814 ⦿ 0001915814-26-000008

    Form 4 Reporting

    16 minutes ago

    10:12:31 AM EST

    Wednesday Aug 19

  • VALMONT INDUSTRIES INC

    102729 ⦿ 0001915814-26-000008

    Form 4 Issuer

    16 minutes ago

    10:12:31 AM EST

    Wednesday Aug 19

  • Lenar Aimee J.

    2029927 ⦿ 0001959173-26-006198

    Form 144 Reporting

    16 minutes ago

    10:12:18 AM EST

    Wednesday Aug 19

  • Bausch Health Companies Inc.

    885590 ⦿ 0001959173-26-006198

    Form 144 Subject

    16 minutes ago

    10:12:18 AM EST

    Wednesday Aug 19

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098622

    Form FWP Subject

    16 minutes ago

    10:12:10 AM EST

    Wednesday Aug 19

  • Xcel Wealth Management, LLC

    1791002 ⦿ 0001705819-26-000062

    Form N-PX Filer

    17 minutes ago

    10:10:59 AM EST

    Wednesday Aug 19

  • Lederman Evan S.

    1733544 ⦿ 0001733544-26-000004

    Form 4 Reporting

    17 minutes ago

    10:10:59 AM EST

    Wednesday Aug 19

  • TEAM INC

    318833 ⦿ 0001733544-26-000004

    Form 4 Issuer

    17 minutes ago

    10:10:59 AM EST

    Wednesday Aug 19

  • Praetorian PR LLC

    1949877 ⦿ 0001949877-26-000015

    Form N-PX/A Filer

    17 minutes ago

    10:10:52 AM EST

    Wednesday Aug 19

  • MDF POTM LLC

    1923305 ⦿ 0001923305-26-000001

    Form D/A Filer

    17 minutes ago

    10:10:49 AM EST

    Wednesday Aug 19

  • Abrahamsen Danielle Nicole

    2110638 ⦿ 0001959173-26-006197

    Form 144 Reporting

    18 minutes ago

    10:09:47 AM EST

    Wednesday Aug 19

  • COMMVAULT SYSTEMS INC

    1169561 ⦿ 0001959173-26-006197

    Form 144 Subject

    18 minutes ago

    10:09:47 AM EST

    Wednesday Aug 19

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098620

    Form FWP Subject

    20 minutes ago

    10:08:29 AM EST

    Wednesday Aug 19

  • Taylor John R.

    1984138 ⦿ 0001628280-26-057857

    Form 4 Reporting

    21 minutes ago

    10:07:12 AM EST

    Wednesday Aug 19

  • M&T BANK CORP

    36270 ⦿ 0001628280-26-057857

    Form 4 Issuer

    21 minutes ago

    10:07:12 AM EST

    Wednesday Aug 19

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-091463

    Form 424B2 Filer

    21 minutes ago

    10:06:56 AM EST

    Wednesday Aug 19

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-033685

    Form 424B2 Filer

    23 minutes ago

    10:05:34 AM EST

    Wednesday Aug 19

  • SPX Gestao de Recursos Ltda

    1589176 ⦿ 0001589176-26-000004

    Form 13F-HR/A Filer

    23 minutes ago

    10:04:52 AM EST

    Wednesday Aug 19

  • Cboe BZX Exchange, Inc.

    1417835 ⦿ 0001417835-26-000269

    Form 25-NSE Filed by

    24 minutes ago

    10:04:21 AM EST

    Wednesday Aug 19

  • iSHARES TRUST

    1100663 ⦿ 0001417835-26-000269

    Form 25-NSE Subject

    24 minutes ago

    10:04:21 AM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001839882-26-040541

    Form 424B2 Filer

    25 minutes ago

    10:03:19 AM EST

    Wednesday Aug 19

  • PROFESSIONAL ADVISORY SERVICES INC

    894205 ⦿ 0000894205-26-000009

    Form N-PX Filer

    27 minutes ago

    10:01:07 AM EST

    Wednesday Aug 19

  • RUHLMAN RANDALL M

    1257493 ⦿ 0001949846-26-000529

    Form 144 Reporting

    28 minutes ago

    10:00:16 AM EST

    Wednesday Aug 19

  • PREFORMED LINE PRODUCTS CO

    80035 ⦿ 0001949846-26-000529

    Form 144 Subject

    28 minutes ago

    10:00:16 AM EST

    Wednesday Aug 19

  • CITIGROUP INC

    831001 ⦿ 0000950103-26-012617

    Form 424B2 Filer

    29 minutes ago

    9:58:59 AM EST

    Wednesday Aug 19

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0000950103-26-012617

    Form 424B2 Filer

    29 minutes ago

    9:58:59 AM EST

    Wednesday Aug 19

  • Mirchandani Sanjay

    1765820 ⦿ 0001959173-26-006196

    Form 144 Reporting

    30 minutes ago

    9:58:10 AM EST

    Wednesday Aug 19

  • COMMVAULT SYSTEMS INC

    1169561 ⦿ 0001959173-26-006196

    Form 144 Subject

    30 minutes ago

    9:58:10 AM EST

    Wednesday Aug 19

  • IKE Capital, LLC

    2150482 ⦿ 0002150482-26-000001

    Form 13F-HR Filer

    31 minutes ago

    9:57:18 AM EST

    Wednesday Aug 19

  • US Innovative Technology Fund, LP

    1953853 ⦿ 0001953853-26-000001

    Form D/A Filer

    31 minutes ago

    9:56:58 AM EST

    Wednesday Aug 19

  • Berkshire Money Management, Inc.

    1535172 ⦿ 0001398344-26-014882

    Form N-PX Filer

    32 minutes ago

    9:55:57 AM EST

    Wednesday Aug 19

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098615

    Form FWP Subject

    34 minutes ago

    9:54:23 AM EST

    Wednesday Aug 19

  • CURTISS WRIGHT CORP

    26324 ⦿ 0001628280-26-057855

    Form 8-K Filer

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    35 minutes ago

    9:53:27 AM EST

    Wednesday Aug 19

  • NJ State Employees Deferred Compensation Plan

    1483259 ⦿ 0001483259-26-000007

    Form N-PX Filer

    35 minutes ago

    9:53:24 AM EST

    Wednesday Aug 19

  • Live Oak Bancshares, Inc.

    1462120 ⦿ 0001959173-26-006195

    Form 144 Subject

    35 minutes ago

    9:53:15 AM EST

    Wednesday Aug 19

  • MAHAN JAMES S III

    1036743 ⦿ 0001959173-26-006195

    Form 144 Reporting

    35 minutes ago

    9:53:15 AM EST

    Wednesday Aug 19

  • THIRD AVENUE VARIABLE SERIES TRUST

    1089107 ⦿ 0001193125-26-356263

    Form N-CSRS Filer

    35 minutes ago

    9:53:13 AM EST

    Wednesday Aug 19

  • Blackstone Tactical Opportunities Fund

    2140621 ⦿ 0002140621-26-000001

    Form D Filer

    35 minutes ago

    9:52:47 AM EST

    Wednesday Aug 19

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-033683

    Form 424B2 Filer

    37 minutes ago

    9:50:49 AM EST

    Wednesday Aug 19