Filings Received and Processed at the SEC

Hudbay Minerals Inc.

1322422 ⦿ 0001062993-26-003965

Form S-8 Filer

BrilliA Inc

2000230 ⦿ 0001213900-26-084111

Form 6-K Filer

Witteveen Travis Michael

2141333 ⦿ 0001628280-26-051459

Form 3 Reporting

Gen Digital Inc.

849399 ⦿ 0001628280-26-051459

Form 3 Issuer

BigBear.ai Holdings, Inc.

1836981 ⦿ 0001193125-26-328866

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Hippel James

1603594 ⦿ 0000914190-26-000108

Form 4 Reporting

BIO-TECHNE Corp

842023 ⦿ 0000914190-26-000108

Form 4 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-084108

Form FWP Subject

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-084107

Form FWP Subject

Guardian Wealth Management, Inc.

1910205 ⦿ 0001910205-26-000004

Form N-PX Filer

NORTHWEST BIOTHERAPEUTICS INC

1072379 ⦿ 0001104659-26-089293

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

BrilliA Inc

2000230 ⦿ 0001213900-26-084106

Form 20-F Filer

Healthcare Realty Trust Inc

1360604 ⦿ 0001628280-26-051458

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

StepStone Capital Partners VI, L.P.

2073343 ⦿ 0002062357-26-000337

Form D/A Filer

Jefferies Financial Group Inc.

96223 ⦿ 0001140361-26-030529

Form 424B2 Filer

Dove Reid

1871703 ⦿ 0001957244-26-000013

Form 144 Reporting

Knight-Swift Transportation Holdings Inc.

1492691 ⦿ 0001957244-26-000013

Form 144 Subject

StepStone Capital Partners VI-E Europe, SCSp

2073341 ⦿ 0002062357-26-000335

Form D/A Filer

AIM ETF Products Trust

1797318 ⦿ 0001797318-26-000104

Form 497 Filer

Galkin Vladimir

2020621 ⦿ 0001376474-26-000530

Form SCHEDULE 13G/A Filed by

ONE STOP SYSTEMS, INC.

1394056 ⦿ 0001376474-26-000530

Form SCHEDULE 13G/A Subject

Onar Holding Corp

1682265 ⦿ 0001477932-26-004647

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

StepStone Capital Partners VI Europe, SCSp

2074431 ⦿ 0002062357-26-000333

Form D/A Filer

Plum Acquisition Corp. III

1845550 ⦿ 0001213900-26-084104

Form 8-K Filer

Item 3.03: Material Modifications to Rights of Security Holders

Item 8.01: Other Events

Calamos ETF Trust

1579881 ⦿ 0001104659-26-089292

Form 485APOS Filer

Calamos ETF Trust

1579881 ⦿ 0001104659-26-089292

Form 485APOS Filer

NORTHWEST BIOTHERAPEUTICS INC

1072379 ⦿ 0001104659-26-089290

Form 424B5 Filer

Market Technology Acquisition Corp

2133136 ⦿ 0001213900-26-084103

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

bioAffinity Technologies, Inc.

1712762 ⦿ 0001493152-26-035672

Form 8-K Filer

Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Clean Energy Technologies, Inc.

1329606 ⦿ 0001493152-26-035671

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 3.02: Unregistered Sales of Equity Securities

Item 9.01: Financial Statements and Exhibits

PROG Holdings, Inc.

1808834 ⦿ 0001808834-26-000114

Form S-8 Filer

Jacobi Capital Management LLC

1689646 ⦿ 0001689646-26-000007

Form 13F-HR Filer

Sow Good Inc.

1490161 ⦿ 0001829126-26-008248

Form PRE 14C Filer

StepStone Capital Partners VI Offshore, L.P.

2073342 ⦿ 0002062357-26-000331

Form D/A Filer

Uni-Fuels Holdings Ltd

2021688 ⦿ 0001493152-26-035673

Form 6-K Filer

Ardenwood Ventures LLC Fund 1

2148351 ⦿ 0002148351-26-000001

Form D Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-084098

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-084098

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-022193

Form FWP Subject

Veraxa Biotech Holding AG

2079109 ⦿ 0001829126-26-008247

Form F-1 Filer

Linscomb Wealth, Inc.

1313294 ⦿ 0001172661-26-003004

Form 13F-HR Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-022192

Form FWP Subject

Nanobiotix S.A.

1760854 ⦿ 0001171843-26-005120

Form 6-K Filer

Veraxa Biotech Holding AG

2079109 ⦿ 0001829126-26-008246

Form F-1 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-022191

Form FWP Subject

RA Capital Nexus Fund III, L.P.

1883840 ⦿ 0001231919-26-000817

Form 4 Reporting

Artiva Biotherapeutics, Inc.

1817241 ⦿ 0001231919-26-000817

Form 4 Issuer

RA Capital Nexus Fund, L.P.

1780117 ⦿ 0001231919-26-000817

Form 4 Reporting

Shah Rajeev M.

1619841 ⦿ 0001231919-26-000817

Form 4 Reporting

Kolchinsky Peter

1384859 ⦿ 0001231919-26-000817

Form 4 Reporting

RA CAPITAL MANAGEMENT, L.P.

1346824 ⦿ 0001231919-26-000817

Form 4 Reporting

RA Capital Healthcare Fund LP

1315082 ⦿ 0001231919-26-000817

Form 4 Reporting

ANAVEX LIFE SCIENCES CORP.

1314052 ⦿ 0001731122-26-000998

Form PREC14A Subject

Amerant Bancorp Inc.

1734342 ⦿ 0001734342-26-000079

Form 10-Q Filer

BLUE OWL CAPITAL INC.

1823945 ⦿ 0001823945-26-000040

Form 10-Q Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-084095

Form 424B2 Filer

GRACE PATRICK P

1230970 ⦿ 0001968582-26-000761

Form 144 Reporting

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-084095

Form 424B2 Filer

CHEMED CORP

19584 ⦿ 0001968582-26-000761

Form 144 Subject

CITIGROUP INC

831001 ⦿ 0001918704-26-022190

Form FWP Subject

BofA Finance LLC

1682472 ⦿ 0001918704-26-022189

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-022189

Form 424B2 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-022188

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-022188

Form 424B2 Filer

AVALONBAY COMMUNITIES INC

915912 ⦿ 0001140361-26-030528

Form 425 Subject

EQUITY RESIDENTIAL

906107 ⦿ 0001140361-26-030528

Form 425 Filed by

MASTEC INC

15615 ⦿ 0001193125-26-328848

Form 8-K Filer

Item 9.01: Financial Statements and Exhibits

HPS Net Lease Income REIT

2107762 ⦿ 0001193125-26-328846

Form 10-Q Filer

ROPER TECHNOLOGIES INC

882835 ⦿ 0000882835-26-000036

Form 10-Q Filer

Healthcare Realty Holdings, L.P.

1495491 ⦿ 0001628280-26-051455

Form 424B5 Filer

Healthcare Realty Trust Inc

1360604 ⦿ 0001628280-26-051455

Form 424B5 Filer

Employee Health Holdings, LP

2024969 ⦿ 0002024969-26-000001

Form D/A Filer

Cashio J. Richard

1431106 ⦿ 0001430723-26-000015

Form 4 Reporting

ServisFirst Bancshares, Inc.

1430723 ⦿ 0001430723-26-000015

Form 4 Issuer

Octagon Credit Investors, LLC

1717906 ⦿ 0001213900-26-084093

Form DFAN14A Filed by

XAI Floating Rate & Alternative Income Trust

1703079 ⦿ 0001213900-26-084093

Form DFAN14A Subject

GS Finance Corp.

1419828 ⦿ 0001193125-26-328842

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-328842

Form 424B2 Filer

Exp Blueline I LLC

2148443 ⦿ 0002148443-26-000001

Form D Filer

Partners Group Lending Fund, LLC

1938649 ⦿ 0001398344-26-013272

Form SC TO-I/A Subject

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-009415

Form 424B2 Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-037585

Form FWP Subject

UBS AG

1114446 ⦿ 0001839882-26-037583

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-037584

Form FWP Subject

CITIGROUP INC

831001 ⦿ 0000950103-26-011587

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-011587

Form 424B2 Filer

MASTEC INC

15615 ⦿ 0001193125-26-328838

Form 424B7 Filer

Community First Bancshares, Inc.

1691507 ⦿ 0001354457-26-000747

Form 25-NSE Subject

Nasdaq Stock Market LLC

1354457 ⦿ 0001354457-26-000747

Form 25-NSE Filed by

Knightvest Capital Fund II, LP

2039021 ⦿ 0002039021-26-000003

Form D/A Filer

Huntsman CORP

1307954 ⦿ 0001193125-26-328835

Form 425 Subject

OLIN Corp

74303 ⦿ 0001193125-26-328835

Form 425 Filed by

Acosta Andrea

1818518 ⦿ 0001628280-26-051453

Form 4 Reporting

Block, Inc.

1512673 ⦿ 0001628280-26-051453

Form 4 Issuer

Dove Reid

1871703 ⦿ 0001871703-26-000001

Form 4 Reporting

Knight-Swift Transportation Holdings Inc.

1492691 ⦿ 0001871703-26-000001

Form 4 Issuer

Glucotrack, Inc.

1506983 ⦿ 0001493152-26-035648

Form PRE 14A Filer

JBS N.V.

1791942 ⦿ 0001213900-26-084089

Form 6-K Filer

Banco Santander

1471055 ⦿ 0001292814-26-004028

Form 6-K Filer

Synchrony Card Issuance Trust

1724789 ⦿ 0001104659-26-089289

Form FWP Subject