Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2503

    2056075 ⦿ 0001167303-26-000065

    Form 24F-2NT Filer

    35 seconds ago

    3:32:01 PM EST

    Thursday Aug 27

  • Jefferies Financial Group Inc.

    96223 ⦿ 0001140361-26-034648

    Form 424B2 Filer

    1 minute ago

    3:31:31 PM EST

    Thursday Aug 27

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-094355

    Form 424B2 Filer

    1 minute ago

    3:31:27 PM EST

    Thursday Aug 27

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-094355

    Form 424B2 Filer

    1 minute ago

    3:31:27 PM EST

    Thursday Aug 27

  • Pretium Low Beta Fund, LP

    2141000 ⦿ 0002141000-26-000002

    Form D Filer

    1 minute ago

    3:31:22 PM EST

    Thursday Aug 27

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-041942

    Form 424B2 Filer

    1 minute ago

    3:31:15 PM EST

    Thursday Aug 27

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-041942

    Form 424B2 Filer

    1 minute ago

    3:31:15 PM EST

    Thursday Aug 27

  • PUTNAM VARIABLE TRUST

    822671 ⦿ 0001133228-26-011717

    Form N-CSRS Filer

    1 minute ago

    3:31:01 PM EST

    Thursday Aug 27

  • Squarepoint Ops LLC

    1642575 ⦿ 0001642575-26-000010

    Form N-PX Filer

    1 minute ago

    3:30:59 PM EST

    Thursday Aug 27

  • FMSBONDS, INC.

    36520 ⦿ 0000036520-26-000001

    Form X-17A-5 Filer

    2 minutes ago

    3:30:20 PM EST

    Thursday Aug 27

  • DF DENT & CO INC

    934999 ⦿ 0000934999-26-000005

    Form N-PX Filer

    2 minutes ago

    3:30:17 PM EST

    Thursday Aug 27

  • FS Credit Real Estate Income Trust, Inc.

    1690536 ⦿ 0001104659-26-102415

    Form 4/A Issuer

    2 minutes ago

    3:30:13 PM EST

    Thursday Aug 27

  • Forman Michael C.

    1438253 ⦿ 0001104659-26-102415

    Form 4/A Reporting

    2 minutes ago

    3:30:13 PM EST

    Thursday Aug 27

  • Wells Fargo Commercial Mortgage Trust 2019-C51

    1776721 ⦿ 0001888524-26-015938

    Form ABS-EE Filer

    2 minutes ago

    3:30:05 PM EST

    Thursday Aug 27

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-025136

    Form FWP Subject

    2 minutes ago

    3:29:58 PM EST

    Thursday Aug 27

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001213900-26-094354

    Form 424B2 Filer

    2 minutes ago

    3:29:55 PM EST

    Thursday Aug 27

  • WILLIAM BLAIR FUNDS

    822632 ⦿ 0001193125-26-371144

    Form N-CSRS Filer

    2 minutes ago

    3:29:50 PM EST

    Thursday Aug 27

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-025135

    Form FWP Subject

    2 minutes ago

    3:29:38 PM EST

    Thursday Aug 27

  • D. Boral Master SPV LLC, Series X Prometheus

    2137189 ⦿ 0002137189-26-000002

    Form D/A Filer

    3 minutes ago

    3:29:32 PM EST

    Thursday Aug 27

  • AFFINITY WEALTH LLC

    2111764 ⦿ 0002111764-26-000008

    Form N-PX Filer

    3 minutes ago

    3:29:32 PM EST

    Thursday Aug 27

  • Corient Private Wealth LP

    1948780 ⦿ 0001948780-26-000011

    Form 13F-HR/A Filer

    3 minutes ago

    3:29:31 PM EST

    Thursday Aug 27

  • 277 Church Investors LLC

    2152406 ⦿ 0002152406-26-000001

    Form D Filer

    3 minutes ago

    3:29:13 PM EST

    Thursday Aug 27

  • WFRBS Commercial Mortgage Trust 2013-C14

    1576047 ⦿ 0001888524-26-015934

    Form 10-D Filer

    3 minutes ago

    3:29:12 PM EST

    Thursday Aug 27

  • APCP Mezz Holdco, LLC

    2152376 ⦿ 0002152376-26-000001

    Form D Filer

    3 minutes ago

    3:28:56 PM EST

    Thursday Aug 27

  • VIRTUS ASSET TRUST

    1018593 ⦿ 0001018593-26-000006

    Form N-PX Filer

    3 minutes ago

    3:28:43 PM EST

    Thursday Aug 27

  • Venerable Variable Insurance Trust

    1995745 ⦿ 0001995745-26-000013

    Form N-CSRS Filer

    4 minutes ago

    3:28:31 PM EST

    Thursday Aug 27

  • AX Diversified Retail Portfolio, DST

    2146055 ⦿ 0002146055-26-000002

    Form D/A Filer

    4 minutes ago

    3:28:29 PM EST

    Thursday Aug 27

  • Amundi Deutschland GmbH

    1731532 ⦿ 0001172661-26-004138

    Form N-PX Filer

    4 minutes ago

    3:28:01 PM EST

    Thursday Aug 27

  • Squarepoint

    2064465 ⦿ 0002064465-26-000005

    Form N-PX Filer

    4 minutes ago

    3:27:59 PM EST

    Thursday Aug 27

  • Metals Royalty Co Inc.

    2087398 ⦿ 0001104659-26-102414

    Form 424B3 Filer

    4 minutes ago

    3:27:57 PM EST

    Thursday Aug 27

  • PUTNAM VARIABLE TRUST

    822671 ⦿ 0001133228-26-011713

    Form N-CSRS Filer

    4 minutes ago

    3:27:47 PM EST

    Thursday Aug 27

  • Arkos Global Advisors

    1769089 ⦿ 0001769089-26-000008

    Form N-PX Filer

    4 minutes ago

    3:27:45 PM EST

    Thursday Aug 27

  • Alpha Funds VIII-A, LP

    2150667 ⦿ 0001231919-26-001110

    Form D Filer

    4 minutes ago

    3:27:39 PM EST

    Thursday Aug 27

  • 140 Summer Partners Master Fund LP

    1844084 ⦿ 0000919574-26-005774

    Form N-PX Filer

    5 minutes ago

    3:26:53 PM EST

    Thursday Aug 27

  • Nomura America Finance, LLC

    1383951 ⦿ 0001104659-26-102413

    Form 424B2 Filer

    6 minutes ago

    3:26:33 PM EST

    Thursday Aug 27

  • NOMURA HOLDINGS INC

    1163653 ⦿ 0001104659-26-102413

    Form 424B2 Filer

    6 minutes ago

    3:26:33 PM EST

    Thursday Aug 27

  • Metals Royalty Co Inc.

    2087398 ⦿ 0001104659-26-102412

    Form 424B3 Filer

    6 minutes ago

    3:26:13 PM EST

    Thursday Aug 27

  • Series Portfolios Trust

    1650149 ⦿ 0001193125-26-371140

    Form NPORT-P Filer

    6 minutes ago

    3:26:03 PM EST

    Thursday Aug 27

  • WEIK CAPITAL MANAGEMENT

    1278793 ⦿ 0001278793-26-000012

    Form N-PX Filer

    6 minutes ago

    3:25:55 PM EST

    Thursday Aug 27

  • TranscendAP, Inc.

    2104266 ⦿ 0000929638-26-003263

    Form D Filer

    6 minutes ago

    3:25:53 PM EST

    Thursday Aug 27

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-025134

    Form 424B2 Filer

    6 minutes ago

    3:25:52 PM EST

    Thursday Aug 27

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-025134

    Form 424B2 Filer

    6 minutes ago

    3:25:52 PM EST

    Thursday Aug 27

  • Squarepoint Capital LLP

    1647094 ⦿ 0001647094-26-000005

    Form N-PX Filer

    6 minutes ago

    3:25:48 PM EST

    Thursday Aug 27

  • Ariadne Wealth Management, LP

    2034793 ⦿ 0002034793-26-000006

    Form N-PX Filer

    6 minutes ago

    3:25:44 PM EST

    Thursday Aug 27

  • EscapeRisk Capital LP

    2148579 ⦿ 0002148579-26-000002

    Form D Filer

    6 minutes ago

    3:25:38 PM EST

    Thursday Aug 27

  • AQR Flex 1 Series LLC - Series C11

    2091450 ⦿ 0001405086-26-000655

    Form D/A Filer

    7 minutes ago

    3:25:08 PM EST

    Thursday Aug 27

  • THOMPSON SIEGEL & WALMSLEY LLC

    1008322 ⦿ 0001398344-26-015796

    Form N-PX Filer

    7 minutes ago

    3:25:04 PM EST

    Thursday Aug 27

  • Kesslen Jay H

    1525039 ⦿ 0001437749-26-029091

    Form 4 Reporting

    7 minutes ago

    3:25:03 PM EST

    Thursday Aug 27

  • RENN Fund, Inc.

    919567 ⦿ 0001437749-26-029091

    Form 4 Issuer

    7 minutes ago

    3:25:03 PM EST

    Thursday Aug 27

  • BlackRock ETF Trust II

    1804196 ⦿ 0001193125-26-371137

    Form 485BXT Filer

    7 minutes ago

    3:24:41 PM EST

    Thursday Aug 27

  • BlackRock ETF Trust II

    1804196 ⦿ 0001193125-26-371137

    Form 485BXT Filer

    7 minutes ago

    3:24:41 PM EST

    Thursday Aug 27

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001213900-26-094352

    Form 424B2 Filer

    7 minutes ago

    3:24:39 PM EST

    Thursday Aug 27

  • BBCMS Mortgage Trust 2025-5C37

    2077702 ⦿ 0001888524-26-015931

    Form 10-D Filer

    7 minutes ago

    3:24:38 PM EST

    Thursday Aug 27

  • AQR Flex 1 Series LLC - Series C13

    2091448 ⦿ 0001405086-26-000654

    Form D/A Filer

    8 minutes ago

    3:24:25 PM EST

    Thursday Aug 27

  • 140 Summer Partners LP

    1820788 ⦿ 0000919574-26-005773

    Form N-PX Filer

    8 minutes ago

    3:24:02 PM EST

    Thursday Aug 27

  • PUTNAM VARIABLE TRUST

    822671 ⦿ 0001133228-26-011711

    Form N-CSRS Filer

    8 minutes ago

    3:24:01 PM EST

    Thursday Aug 27

  • Alaska Silver Corp.

    1893899 ⦿ 0001893899-26-000001

    Form D Filer

    8 minutes ago

    3:23:52 PM EST

    Thursday Aug 27

  • Fifth Third Auto Trust 2023-1

    1986424 ⦿ 0001986424-26-000026

    Form 10-D Filer

    8 minutes ago

    3:23:48 PM EST

    Thursday Aug 27

  • Fifth Third Holdings Funding, LLC

    1405332 ⦿ 0001986424-26-000026

    Form 10-D Filer

    8 minutes ago

    3:23:48 PM EST

    Thursday Aug 27

  • Fulcrum Venture Group Funds LLC - Northwood 1

    2139062 ⦿ 0002139062-26-000001

    Form D Filer

    8 minutes ago

    3:23:46 PM EST

    Thursday Aug 27

  • AQR Flex 1 Series LLC - Series C14

    2091447 ⦿ 0001405086-26-000653

    Form D/A Filer

    8 minutes ago

    3:23:44 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010967

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010966

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010965

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010964

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010963

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010962

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010961

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010960

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010959

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010958

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010957

    Form FWP Subject

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-010956

    Form 424B2 Filer

    8 minutes ago

    3:23:39 PM EST

    Thursday Aug 27

  • Greystar Zen Coinvestment Partners, LP

    2127417 ⦿ 0002127417-26-000002

    Form D/A Filer

    9 minutes ago

    3:23:28 PM EST

    Thursday Aug 27

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-094349

    Form 424B2 Filer

    9 minutes ago

    3:23:05 PM EST

    Thursday Aug 27

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-094349

    Form 424B2 Filer

    9 minutes ago

    3:23:05 PM EST

    Thursday Aug 27

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-025133

    Form 424B2 Filer

    9 minutes ago

    3:23:01 PM EST

    Thursday Aug 27

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-025133

    Form 424B2 Filer

    9 minutes ago

    3:23:01 PM EST

    Thursday Aug 27

  • SEVEN MILE ADVISORY

    1987932 ⦿ 0001172661-26-004136

    Form N-PX Filer

    9 minutes ago

    3:22:58 PM EST

    Thursday Aug 27

  • AQR Flex 1 Series LLC - Series C15

    2091446 ⦿ 0001405086-26-000652

    Form D/A Filer

    9 minutes ago

    3:22:50 PM EST

    Thursday Aug 27

  • HorizonTen I40 Portfolio Investors, LLC

    2151916 ⦿ 0002151916-26-000001

    Form D Filer

    9 minutes ago

    3:22:43 PM EST

    Thursday Aug 27

  • BBCMS Mortgage Trust 2025-5C37

    2077702 ⦿ 0001888524-26-015932

    Form ABS-EE Filer

    9 minutes ago

    3:22:38 PM EST

    Thursday Aug 27

  • Focus Partners Wealth

    1542153 ⦿ 0001438934-26-002003

    Form N-PX Filer

    10 minutes ago

    3:22:22 PM EST

    Thursday Aug 27

  • Grey Cloud Rhizomes Cooperative

    2150347 ⦿ 0002150347-26-000001

    Form D Filer

    10 minutes ago

    3:22:16 PM EST

    Thursday Aug 27

  • AQR Flex 1 Series LLC - Series C1

    2079639 ⦿ 0001405086-26-000651

    Form D/A Filer

    10 minutes ago

    3:22:12 PM EST

    Thursday Aug 27

  • Forefront Analytics, LLC

    1696802 ⦿ 0001696802-26-000004

    Form N-PX Filer

    10 minutes ago

    3:22:05 PM EST

    Thursday Aug 27

  • CLEARFIELD CAPITAL MANAGEMENT LP

    1643569 ⦿ 0001643569-26-000005

    Form N-PX Filer

    10 minutes ago

    3:21:50 PM EST

    Thursday Aug 27

  • FIS Trust

    2069687 ⦿ 0000894189-26-024021

    Form 24F-2NT Filer

    10 minutes ago

    3:21:42 PM EST

    Thursday Aug 27

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-094347

    Form 424B2 Filer

    11 minutes ago

    3:21:29 PM EST

    Thursday Aug 27

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-094347

    Form 424B2 Filer

    11 minutes ago

    3:21:29 PM EST

    Thursday Aug 27

  • AQR Flex 1 Series LLC - Series C2

    2079638 ⦿ 0001405086-26-000650

    Form D/A Filer

    11 minutes ago

    3:21:25 PM EST

    Thursday Aug 27

  • TCW FUNDS INC

    892071 ⦿ 0001193125-26-371132

    Form N-PX Filer

    11 minutes ago

    3:21:22 PM EST

    Thursday Aug 27

  • TCW ETF Trust

    1831313 ⦿ 0001193125-26-371131

    Form N-PX Filer

    11 minutes ago

    3:21:21 PM EST

    Thursday Aug 27

  • TCW FUNDS INC

    892071 ⦿ 0001193125-26-371130

    Form N-PX Filer

    11 minutes ago

    3:21:19 PM EST

    Thursday Aug 27

  • TCW ETF Trust

    1831313 ⦿ 0001193125-26-371129

    Form N-PX Filer

    11 minutes ago

    3:21:16 PM EST

    Thursday Aug 27

  • TCW STRATEGIC INCOME FUND INC

    809559 ⦿ 0001193125-26-371128

    Form N-PX Filer

    11 minutes ago

    3:21:16 PM EST

    Thursday Aug 27

  • TCW Private Asset Income Fund

    2036272 ⦿ 0001193125-26-371127

    Form N-PX Filer

    11 minutes ago

    3:21:15 PM EST

    Thursday Aug 27

  • Hand Joseph Thomas

    1434722 ⦿ 0000108985-26-000078

    Form 4 Reporting

    11 minutes ago

    3:21:11 PM EST

    Thursday Aug 27

  • YORK WATER CO

    108985 ⦿ 0000108985-26-000078

    Form 4 Issuer

    11 minutes ago

    3:21:11 PM EST

    Thursday Aug 27

  • Calisto Isaias Jose

    1858403 ⦿ 0001213900-26-094346

    Form 4 Reporting

    11 minutes ago

    3:21:10 PM EST

    Thursday Aug 27