Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • JP Wealth Management, Inc.

    1967622 ⦿ 0001967622-26-000004

    Form N-PX Filer

    41 seconds ago

    12:55:38 PM EST

    Friday Aug 28

  • ETF Series Solutions

    1540305 ⦿ 0000894189-26-024145

    Form 497K Filer

    42 seconds ago

    12:55:37 PM EST

    Friday Aug 28

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-025339

    Form 424B2 Filer

    1 minute ago

    12:55:32 PM EST

    Friday Aug 28

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-025339

    Form 424B2 Filer

    1 minute ago

    12:55:32 PM EST

    Friday Aug 28

  • Nomura America Finance, LLC

    1383951 ⦿ 0001104659-26-103062

    Form 424B2 Filer

    1 minute ago

    12:55:16 PM EST

    Friday Aug 28

  • NOMURA HOLDINGS INC

    1163653 ⦿ 0001104659-26-103062

    Form 424B2 Filer

    1 minute ago

    12:55:16 PM EST

    Friday Aug 28

  • HOTCHKIS & WILEY FUNDS /DE/

    1145022 ⦿ 0001133228-26-011829

    Form N-CSR Filer

    1 minute ago

    12:54:54 PM EST

    Friday Aug 28

  • ADVISORS SERIES TRUST

    1027596 ⦿ 0001438934-26-002447

    Form N-PX Filer

    1 minute ago

    12:54:40 PM EST

    Friday Aug 28

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-025338

    Form 424B2 Filer

    1 minute ago

    12:54:36 PM EST

    Friday Aug 28

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-025338

    Form 424B2 Filer

    1 minute ago

    12:54:36 PM EST

    Friday Aug 28

  • Whitefort Capital Management, LP

    1884931 ⦿ 0002080880-26-000031

    Form N-PX Filer

    1 minute ago

    12:54:21 PM EST

    Friday Aug 28

  • VanEck Merk Gold ETF

    1546652 ⦿ 0001213900-26-094887

    Form FWP Subject

    2 minutes ago

    12:54:13 PM EST

    Friday Aug 28

  • ETF Series Solutions

    1540305 ⦿ 0000894189-26-024144

    Form 497K Filer

    2 minutes ago

    12:53:54 PM EST

    Friday Aug 28

  • ETF Series Solutions

    1540305 ⦿ 0000894189-26-024143

    Form 497K Filer

    2 minutes ago

    12:53:43 PM EST

    Friday Aug 28

  • Timelo Strategic Opportunities Fund

    1909604 ⦿ 0000919574-26-005906

    Form N-PX Filer

    3 minutes ago

    12:53:09 PM EST

    Friday Aug 28

  • NatWest Group plc

    844150 ⦿ 0001654954-26-007946

    Form 6-K Filer

    3 minutes ago

    12:53:09 PM EST

    Friday Aug 28

  • BANK OF NOVA SCOTIA

    9631 ⦿ 0001839882-26-042218

    Form 424B2 Filer

    3 minutes ago

    12:52:55 PM EST

    Friday Aug 28

  • YUM BRANDS INC

    1041061 ⦿ 0001041061-26-000180

    Form 8-K/A Filer

    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

    3 minutes ago

    12:52:30 PM EST

    Friday Aug 28

  • BANK OF NOVA SCOTIA

    9631 ⦿ 0001839882-26-042217

    Form 424B2 Filer

    4 minutes ago

    12:52:17 PM EST

    Friday Aug 28

  • Timelo Investment Management Inc.

    1851296 ⦿ 0000919574-26-005905

    Form N-PX Filer

    4 minutes ago

    12:52:14 PM EST

    Friday Aug 28

  • Rocket Carwash, LLC

    2045955 ⦿ 0002045955-26-000003

    Form D/A Filer

    4 minutes ago

    12:52:12 PM EST

    Friday Aug 28

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001839882-26-042214

    Form 424B2 Filer

    4 minutes ago

    12:51:26 PM EST

    Friday Aug 28

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001839882-26-042214

    Form 424B2 Filer

    4 minutes ago

    12:51:26 PM EST

    Friday Aug 28

  • SPDR SERIES TRUST

    1064642 ⦿ 0001193125-26-373417

    Form 497K Filer

    5 minutes ago

    12:51:05 PM EST

    Friday Aug 28

  • ADVISORS' INNER CIRCLE FUND

    878719 ⦿ 0002048251-26-007425

    Form NPORT-P Filer

    5 minutes ago

    12:50:59 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007424

    Form NPORT-P Filer

    5 minutes ago

    12:50:50 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007423

    Form NPORT-P Filer

    5 minutes ago

    12:50:49 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007422

    Form NPORT-P Filer

    5 minutes ago

    12:50:49 PM EST

    Friday Aug 28

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-373416

    Form 424B2 Filer

    5 minutes ago

    12:50:49 PM EST

    Friday Aug 28

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-373416

    Form 424B2 Filer

    5 minutes ago

    12:50:49 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007421

    Form NPORT-P Filer

    5 minutes ago

    12:50:48 PM EST

    Friday Aug 28

  • CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8

    1715824 ⦿ 0001628297-26-000677

    Form 10-D Filer

    5 minutes ago

    12:50:45 PM EST

    Friday Aug 28

  • ADVISORS SERIES TRUST

    1027596 ⦿ 0001438934-26-002446

    Form N-PX Filer

    5 minutes ago

    12:50:37 PM EST

    Friday Aug 28

  • Brigade Dislocation Offshore Fund IV LP

    1990233 ⦿ 0000919574-26-005904

    Form D/A Filer

    6 minutes ago

    12:50:18 PM EST

    Friday Aug 28

  • Jane Street Asia Trading Ltd

    2056822 ⦿ 0002056822-26-000004

    Form N-PX Filer

    6 minutes ago

    12:50:10 PM EST

    Friday Aug 28

  • Boxer Capital Management, LLC

    2018299 ⦿ 0001213900-26-094866

    Form N-PX Filer

    6 minutes ago

    12:49:57 PM EST

    Friday Aug 28

  • Ocean Park Asset Management, LLC

    1538052 ⦿ 0001538052-26-000002

    Form N-PX Filer

    7 minutes ago

    12:48:47 PM EST

    Friday Aug 28

  • CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8

    1715824 ⦿ 0001628297-26-000678

    Form ABS-EE Filer

    7 minutes ago

    12:48:46 PM EST

    Friday Aug 28

  • CHARLES SCHWAB FAMILY OF FUNDS

    857156 ⦿ 0001193125-26-373410

    Form N-PX Filer

    8 minutes ago

    12:47:54 PM EST

    Friday Aug 28

  • Kiai Parsa

    1766850 ⦿ 0001213900-26-094862

    Form 4 Reporting

    8 minutes ago

    12:47:53 PM EST

    Friday Aug 28

  • MEDIFAST INC

    910329 ⦿ 0001213900-26-094862

    Form 4 Issuer

    8 minutes ago

    12:47:53 PM EST

    Friday Aug 28

  • CHARLES SCHWAB FAMILY OF FUNDS

    857156 ⦿ 0001193125-26-373409

    Form N-PX Filer

    8 minutes ago

    12:47:53 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007399

    Form NPORT-P Filer

    10 minutes ago

    12:46:17 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007398

    Form NPORT-P Filer

    10 minutes ago

    12:46:17 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007397

    Form NPORT-P Filer

    10 minutes ago

    12:46:16 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007396

    Form NPORT-P Filer

    10 minutes ago

    12:46:15 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007395

    Form NPORT-P Filer

    10 minutes ago

    12:46:14 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007394

    Form NPORT-P Filer

    10 minutes ago

    12:46:13 PM EST

    Friday Aug 28

  • Advisors' Inner Circle Fund III

    1593547 ⦿ 0002048251-26-007393

    Form NPORT-P Filer

    10 minutes ago

    12:46:12 PM EST

    Friday Aug 28

  • QUAKER INVESTMENT TRUST

    870355 ⦿ 0002048251-26-007392

    Form NPORT-P Filer

    10 minutes ago

    12:46:11 PM EST

    Friday Aug 28

  • Brigade Dislocation Fund IV LP

    1990224 ⦿ 0000919574-26-005901

    Form D/A Filer

    10 minutes ago

    12:46:10 PM EST

    Friday Aug 28

  • Ardian Access LLC

    2039471 ⦿ 0001580642-26-005758

    Form N-PX Filer

    11 minutes ago

    12:44:54 PM EST

    Friday Aug 28

  • FIRST TRUST EXCHANGE-TRADED FUND III

    1424212 ⦿ 0001445546-26-006445

    Form 485BXT Filer

    11 minutes ago

    12:44:41 PM EST

    Friday Aug 28

  • FIRST TRUST EXCHANGE-TRADED FUND III

    1424212 ⦿ 0001445546-26-006445

    Form 485BXT Filer

    11 minutes ago

    12:44:41 PM EST

    Friday Aug 28

  • Evanston Credit Opportunities Fund, Ltd.

    1818552 ⦿ 0000905148-26-003980

    Form D/A Filer

    12 minutes ago

    12:43:58 PM EST

    Friday Aug 28

  • Tidal Trust II

    1924868 ⦿ 0001438934-26-002445

    Form N-PX Filer

    12 minutes ago

    12:43:39 PM EST

    Friday Aug 28

  • Rocket Carwash, LLC

    2045955 ⦿ 0002045955-26-000002

    Form D/A Filer

    12 minutes ago

    12:43:30 PM EST

    Friday Aug 28

  • TEMPLETON EMERGING MARKETS INCOME FUND

    909112 ⦿ 0001133228-26-011827

    Form N-CSRS Filer

    13 minutes ago

    12:42:53 PM EST

    Friday Aug 28

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-013057

    Form 424B2 Filer

    13 minutes ago

    12:42:53 PM EST

    Friday Aug 28

  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC

    884546 ⦿ 0001193125-26-373366

    Form N-PX Filer

    13 minutes ago

    12:42:37 PM EST

    Friday Aug 28

  • FIRST TRUST ADVISORS LP

    1125816 ⦿ 0001445546-26-006443

    Form N-PX Filer

    13 minutes ago

    12:42:30 PM EST

    Friday Aug 28

  • ADVISORS SERIES TRUST

    1027596 ⦿ 0001438934-26-002444

    Form N-PX Filer

    14 minutes ago

    12:42:14 PM EST

    Friday Aug 28

  • Marex Group Ltd

    1997464 ⦿ 0001104659-26-103058

    Form 424B2 Filer

    14 minutes ago

    12:41:59 PM EST

    Friday Aug 28

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-042208

    Form 424B2 Filer

    14 minutes ago

    12:41:55 PM EST

    Friday Aug 28

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-042208

    Form 424B2 Filer

    14 minutes ago

    12:41:55 PM EST

    Friday Aug 28

  • Blue Chip Capital Group Inc.

    1932213 ⦿ 0001493152-26-040538

    Form NT 10-K Filer

    14 minutes ago

    12:41:37 PM EST

    Friday Aug 28

  • ESL Trust Services, LLC

    1785545 ⦿ 0001785545-26-000010

    Form N-PX Filer

    15 minutes ago

    12:40:59 PM EST

    Friday Aug 28

  • SCHWAB INVESTMENTS

    869365 ⦿ 0001193125-26-373364

    Form N-PX Filer

    15 minutes ago

    12:40:56 PM EST

    Friday Aug 28

  • SCHWAB INVESTMENTS

    869365 ⦿ 0001193125-26-373363

    Form N-PX Filer

    15 minutes ago

    12:40:53 PM EST

    Friday Aug 28

  • UBS Commercial Mortgage Trust 2017-C3

    1713226 ⦿ 0001888524-26-016059

    Form 10-D Filer

    15 minutes ago

    12:40:51 PM EST

    Friday Aug 28

  • Tidal Trust II

    1924868 ⦿ 0001438934-26-002443

    Form N-PX Filer

    15 minutes ago

    12:40:33 PM EST

    Friday Aug 28

  • LAUDUS TRUST

    832545 ⦿ 0001193125-26-373362

    Form N-PX Filer

    15 minutes ago

    12:40:30 PM EST

    Friday Aug 28

  • AB Private Credit Investors Corp

    1634452 ⦿ 0001193125-26-373361

    Form SC TO-I Subject

    15 minutes ago

    12:40:26 PM EST

    Friday Aug 28

  • DealerCue Automotive Corp.

    1979783 ⦿ 0001979783-26-000002

    Form D Filer

    16 minutes ago

    12:39:53 PM EST

    Friday Aug 28

  • UBS Commercial Mortgage Trust 2017-C4

    1716263 ⦿ 0001888524-26-016057

    Form 10-D Filer

    16 minutes ago

    12:39:46 PM EST

    Friday Aug 28

  • Breakwater Investment Management

    2025925 ⦿ 0002025925-26-000012

    Form N-PX Filer

    16 minutes ago

    12:39:41 PM EST

    Friday Aug 28

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009475

    Form 485BXT Filer

    16 minutes ago

    12:39:27 PM EST

    Friday Aug 28

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009475

    Form 485BXT Filer

    16 minutes ago

    12:39:27 PM EST

    Friday Aug 28

  • CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1

    1713393 ⦿ 0001628297-26-000675

    Form 10-D Filer

    17 minutes ago

    12:39:13 PM EST

    Friday Aug 28

  • AllianceBernstein Delaware Business Trust - AB International Research Insights Series

    1716190 ⦿ 0000902664-26-003662

    Form D/A Filer

    17 minutes ago

    12:39:04 PM EST

    Friday Aug 28

  • CANADIAN IMPERIAL BANK OF COMMERCE /CAN/

    1045520 ⦿ 0001918704-26-025337

    Form 424B2 Filer

    17 minutes ago

    12:38:55 PM EST

    Friday Aug 28

  • SCHWAB ANNUITY PORTFOLIOS

    918266 ⦿ 0001193125-26-373351

    Form N-PX Filer

    17 minutes ago

    12:38:55 PM EST

    Friday Aug 28

  • SCHWAB ANNUITY PORTFOLIOS

    918266 ⦿ 0001193125-26-373350

    Form N-PX Filer

    17 minutes ago

    12:38:54 PM EST

    Friday Aug 28

  • UBS Commercial Mortgage Trust 2017-C3

    1713226 ⦿ 0001888524-26-016060

    Form ABS-EE Filer

    17 minutes ago

    12:38:51 PM EST

    Friday Aug 28

  • NEW GERMANY FUND INC

    858706 ⦿ 0000088053-26-000721

    Form N-CSRS Filer

    17 minutes ago

    12:38:25 PM EST

    Friday Aug 28

  • L2 Summit Fund, L.P.

    1623593 ⦿ 0000919574-26-005898

    Form D/A Filer

    18 minutes ago

    12:38:14 PM EST

    Friday Aug 28

  • Managed Portfolio Series

    1511699 ⦿ 0000894189-26-024141

    Form POS EX Filer

    18 minutes ago

    12:38:13 PM EST

    Friday Aug 28

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-025336

    Form 424B2 Filer

    18 minutes ago

    12:37:59 PM EST

    Friday Aug 28

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-025336

    Form 424B2 Filer

    18 minutes ago

    12:37:59 PM EST

    Friday Aug 28

  • UBS Commercial Mortgage Trust 2017-C4

    1716263 ⦿ 0001888524-26-016058

    Form ABS-EE Filer

    18 minutes ago

    12:37:46 PM EST

    Friday Aug 28

  • STEVERSON LEWIS A

    1508144 ⦿ 0001969223-26-000964

    Form 144 Reporting

    18 minutes ago

    12:37:40 PM EST

    Friday Aug 28

  • CORNING INC /NY

    24741 ⦿ 0001969223-26-000964

    Form 144 Subject

    18 minutes ago

    12:37:40 PM EST

    Friday Aug 28

  • Waratah Capital Advisors Ltd.

    1539919 ⦿ 0001539919-26-000003

    Form N-PX Filer

    19 minutes ago

    12:37:15 PM EST

    Friday Aug 28

  • CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1

    1713393 ⦿ 0001628297-26-000676

    Form ABS-EE Filer

    19 minutes ago

    12:37:13 PM EST

    Friday Aug 28

  • CANADIAN IMPERIAL BANK OF COMMERCE /CAN/

    1045520 ⦿ 0001918704-26-025335

    Form 424B2 Filer

    19 minutes ago

    12:36:40 PM EST

    Friday Aug 28

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-025334

    Form 424B2 Filer

    19 minutes ago

    12:36:29 PM EST

    Friday Aug 28

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-025334

    Form 424B2 Filer

    19 minutes ago

    12:36:29 PM EST

    Friday Aug 28

  • Lorenger Jeffrey D

    1311511 ⦿ 0000048287-26-000133

    Form 4 Reporting

    20 minutes ago

    12:36:19 PM EST

    Friday Aug 28

  • HNI CORP

    48287 ⦿ 0000048287-26-000133

    Form 4 Issuer

    20 minutes ago

    12:36:19 PM EST

    Friday Aug 28

  • EUROPEAN EQUITY FUND, INC / MD

    791718 ⦿ 0000088053-26-000720

    Form N-CSRS Filer

    20 minutes ago

    12:36:05 PM EST

    Friday Aug 28