Filings Received and Processed at the SEC

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-040558

Form 424B2 Filer

BBH Trust

1342947 ⦿ 0001438934-26-001007

Form N-PX Filer

ARK Venture Fund

1905088 ⦿ 0001213900-26-091473

Form N-PX Filer

Gaingels Efficient Computer LLC

2143646 ⦿ 0002143646-26-000001

Form D Filer

US Innovative Technology Parallel Fund II, LP

2076867 ⦿ 0002076867-26-000002

Form D/A Filer

CTT PHARMACEUTICAL HOLDINGS, INC.

1035422 ⦿ 0001035422-26-000005

Form 4 Reporting

CTT PHARMACEUTICAL HOLDINGS, INC.

1035422 ⦿ 0001035422-26-000005

Form 4 Issuer

UBS AG

1114446 ⦿ 0001839882-26-040557

Form 424B2 Filer

DRDGOLD LTD

1023512 ⦿ 0001628280-26-057862

Form 6-K Filer

UBS AG

1114446 ⦿ 0001839882-26-040556

Form 424B2 Filer

BBH Trust

1342947 ⦿ 0001438934-26-001006

Form N-PX Filer

Nationwide PPVUL Separate Account - 3

1804211 ⦿ 0001804211-26-000008

Form D/A Filer

Goodwin Investment Advisory

1803294 ⦿ 0001420506-26-001870

Form 13F-HR Filer

Ritchie Taylor

2045064 ⦿ 0002045064-26-000004

Form 4 Reporting

GLADSTONE INVESTMENT CORPORATION\DE

1321741 ⦿ 0002045064-26-000004

Form 4 Issuer

AK25 Homes LLC

2150829 ⦿ 0002150829-26-000002

Form D Filer

Strategic Environmental & Energy Resources, Inc.

1576197 ⦿ 0001493152-26-039154

Form 15-12G Filer

Merrill Gary

1560814 ⦿ 0001959173-26-006200

Form 144 Reporting

COMMVAULT SYSTEMS INC

1169561 ⦿ 0001959173-26-006200

Form 144 Subject

Cboe BZX Exchange, Inc.

1417835 ⦿ 0001417835-26-000274

Form 25-NSE Filed by

iSHARES TRUST

1100663 ⦿ 0001417835-26-000274

Form 25-NSE Subject

UBS AG

1114446 ⦿ 0001839882-26-040554

Form 424B2 Filer

K Health, Inc.

1689694 ⦿ 0001689694-26-000002

Form D Filer

Cboe BZX Exchange, Inc.

1417835 ⦿ 0001417835-26-000273

Form 25-NSE Filed by

UBS AG

1114446 ⦿ 0001839882-26-040553

Form 424B2 Filer

iSHARES TRUST

1100663 ⦿ 0001417835-26-000273

Form 25-NSE Subject

BROWN BROTHERS HARRIMAN & CO

14661 ⦿ 0001438934-26-001005

Form N-PX Filer

BTG Pactual Structured Credit Opportunity Fund

2029517 ⦿ 0000919574-26-005613

Form D/A Filer

UBS AG

1114446 ⦿ 0001839882-26-040551

Form 424B2 Filer

Nationwide PPVUL Separate Account - AC1

1896409 ⦿ 0001896409-26-000008

Form D/A Filer

Tardiff Daniel

2089301 ⦿ 0001974494-26-000263

Form 144 Reporting

Camp4 Therapeutics Corp

1736730 ⦿ 0001974494-26-000263

Form 144 Subject

US Innovative Technology Fund II, LP

2076768 ⦿ 0002076768-26-000002

Form D/A Filer

Secure Asset Management, LLC

1800692 ⦿ 0002085853-26-001049

Form N-PX Filer

GU CHUNFANG

2108105 ⦿ 0002108105-26-000001

Form 144 Reporting

Adagene Inc.

1818838 ⦿ 0002108105-26-000001

Form 144 Subject

Stevens Edward A

1687948 ⦿ 0001042167-26-000061

Form 144 Reporting

JOHNSON OUTDOORS INC

788329 ⦿ 0001042167-26-000061

Form 144 Subject

Supplemental Annuity Collective Trust of NJ

1483065 ⦿ 0001483065-26-000005

Form N-PX Filer

Cboe BZX Exchange, Inc.

1417835 ⦿ 0001417835-26-000271

Form 25-NSE Filed by

iSHARES TRUST

1100663 ⦿ 0001417835-26-000271

Form 25-NSE Subject

NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT

1135856 ⦿ 0001135856-26-000008

Form D/A Filer

Nimbley Thomas J.

1563246 ⦿ 0001959173-26-006199

Form 144 Reporting

PBF Energy Inc.

1534504 ⦿ 0001959173-26-006199

Form 144 Subject

JACOBS ASSET MANAGEMENT, LLC

1351063 ⦿ 0001351063-26-000008

Form N-PX Filer

Fennell Todd W.

2011420 ⦿ 0002011420-26-000007

Form SCHEDULE 13G/A Filed by

PROTHENA CORP PUBLIC LTD CO

1559053 ⦿ 0002011420-26-000007

Form SCHEDULE 13G/A Subject

DyTb, LLC

1445942 ⦿ 0001999371-26-018185

Form 4 Issuer

GORSKI DANIEL E

1253574 ⦿ 0001999371-26-018185

Form 4 Reporting

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-024229

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-024229

Form 424B2 Filer

John Hancock Comvest Private Income Fund

1987221 ⦿ 0001193125-26-356287

Form SC TO-I Subject

Nationwide Private Placement Variable Account - E

1601405 ⦿ 0001601405-26-000008

Form D/A Filer

49 WEALTH MANAGEMENT, LLC

2022291 ⦿ 0001104659-26-098625

Form N-PX Filer

Sagard Credit Partners III-U

2103779 ⦿ 0002103779-26-000001

Form D/A Filer

US Innovative Technology Parallel Fund, LP

1993762 ⦿ 0001993762-26-000002

Form D/A Filer

Nationwide BOLI Private Placement Variable Account

1343394 ⦿ 0001343394-26-000008

Form D/A Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-033687

Form 424B2 Filer

Nault Casey M.

1548280 ⦿ 0001949846-26-000530

Form 144 Reporting

Coeur Mining, Inc.

215466 ⦿ 0001949846-26-000530

Form 144 Subject

OCM MUTUAL FUND

745338 ⦿ 0001213900-26-091466

Form N-PX Filer

Campbell Renee L

1915814 ⦿ 0001915814-26-000008

Form 4 Reporting

VALMONT INDUSTRIES INC

102729 ⦿ 0001915814-26-000008

Form 4 Issuer

Lenar Aimee J.

2029927 ⦿ 0001959173-26-006198

Form 144 Reporting

Bausch Health Companies Inc.

885590 ⦿ 0001959173-26-006198

Form 144 Subject

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-098622

Form FWP Subject

Xcel Wealth Management, LLC

1791002 ⦿ 0001705819-26-000062

Form N-PX Filer

Lederman Evan S.

1733544 ⦿ 0001733544-26-000004

Form 4 Reporting

TEAM INC

318833 ⦿ 0001733544-26-000004

Form 4 Issuer

Praetorian PR LLC

1949877 ⦿ 0001949877-26-000015

Form N-PX/A Filer

MDF POTM LLC

1923305 ⦿ 0001923305-26-000001

Form D/A Filer

Abrahamsen Danielle Nicole

2110638 ⦿ 0001959173-26-006197

Form 144 Reporting

COMMVAULT SYSTEMS INC

1169561 ⦿ 0001959173-26-006197

Form 144 Subject

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-098620

Form FWP Subject

Taylor John R.

1984138 ⦿ 0001628280-26-057857

Form 4 Reporting

M&T BANK CORP

36270 ⦿ 0001628280-26-057857

Form 4 Issuer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-091463

Form 424B2 Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-033685

Form 424B2 Filer

SPX Gestao de Recursos Ltda

1589176 ⦿ 0001589176-26-000004

Form 13F-HR/A Filer

Cboe BZX Exchange, Inc.

1417835 ⦿ 0001417835-26-000269

Form 25-NSE Filed by

iSHARES TRUST

1100663 ⦿ 0001417835-26-000269

Form 25-NSE Subject

UBS AG

1114446 ⦿ 0001839882-26-040541

Form 424B2 Filer

PROFESSIONAL ADVISORY SERVICES INC

894205 ⦿ 0000894205-26-000009

Form N-PX Filer

RUHLMAN RANDALL M

1257493 ⦿ 0001949846-26-000529

Form 144 Reporting

PREFORMED LINE PRODUCTS CO

80035 ⦿ 0001949846-26-000529

Form 144 Subject

CITIGROUP INC

831001 ⦿ 0000950103-26-012617

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-012617

Form 424B2 Filer

Mirchandani Sanjay

1765820 ⦿ 0001959173-26-006196

Form 144 Reporting

COMMVAULT SYSTEMS INC

1169561 ⦿ 0001959173-26-006196

Form 144 Subject

IKE Capital, LLC

2150482 ⦿ 0002150482-26-000001

Form 13F-HR Filer

US Innovative Technology Fund, LP

1953853 ⦿ 0001953853-26-000001

Form D/A Filer

Berkshire Money Management, Inc.

1535172 ⦿ 0001398344-26-014882

Form N-PX Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-098615

Form FWP Subject

CURTISS WRIGHT CORP

26324 ⦿ 0001628280-26-057855

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

NJ State Employees Deferred Compensation Plan

1483259 ⦿ 0001483259-26-000007

Form N-PX Filer

Live Oak Bancshares, Inc.

1462120 ⦿ 0001959173-26-006195

Form 144 Subject

MAHAN JAMES S III

1036743 ⦿ 0001959173-26-006195

Form 144 Reporting

THIRD AVENUE VARIABLE SERIES TRUST

1089107 ⦿ 0001193125-26-356263

Form N-CSRS Filer

Blackstone Tactical Opportunities Fund

2140621 ⦿ 0002140621-26-000001

Form D Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-033683

Form 424B2 Filer