Filings Received and Processed at the SEC

Shoals Technologies Group, Inc.

1831651 ⦿ 0001193125-26-447678

Form 425 Subject

Array Technologies, Inc.

1820721 ⦿ 0001193125-26-447678

Form 425 Filed by

HSG Holding Ltd

1470766 ⦿ 0001193125-26-447677

Form 13F-HR/A Filer

UBS AG

1114446 ⦿ 0001839882-26-055095

Form 424B2 Filer

NATURES SUNSHINE PRODUCTS INC

275053 ⦿ 0001628280-26-070297

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Crown PropTech Acquisitions

1827899 ⦿ 0001213900-26-116022

Form DEFM14A Filer

Altium Capital Management LLC

1746382 ⦿ 0001420506-26-002492

Form 13F-HR Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-055094

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-055094

Form 424B2 Filer

Herrington Douglas J

1936006 ⦿ 0001936006-26-000028

Form 4 Reporting

AMAZON COM INC

1018724 ⦿ 0001936006-26-000028

Form 4 Issuer

AI3 Bio, Inc.

2019875 ⦿ 0002019875-26-000004

Form D Filer

PROSPECT CAPITAL CORP

1287032 ⦿ 0001287032-26-000309

Form 10-Q Filer

Quoin Pharmaceuticals Ltd.

1671502 ⦿ 0001104659-26-122790

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Boyd Lorie Ann

1901240 ⦿ 0001628280-26-070296

Form 3 Reporting

Kodiak AI, Inc.

1853138 ⦿ 0001628280-26-070296

Form 3 Issuer

GS Finance Corp.

1419828 ⦿ 0001193125-26-447671

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-447671

Form 424B2 Filer

LORD ABBETT BOND DEBENTURE FUND INC

60365 ⦿ 0000930413-26-003213

Form 497K Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-116020

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-116020

Form 424B2 Filer

SVRN, Inc.

1869467 ⦿ 0000919574-26-007420

Form 6-K Filer

POMDOCTOR Ltd

1877971 ⦿ 0001213900-26-116021

Form 6-K Filer

Advisors Preferred Trust

1556505 ⦿ 0001580642-26-007495

Form 497K Filer

Ross Kirsty Farrah

2117569 ⦿ 0001011438-26-000646

Form 4 Reporting

Super Group

1878057 ⦿ 0001011438-26-000646

Form 4 Issuer

Overbay 2026 Fund - AIV 1 LP

2161536 ⦿ 0002161536-26-000001

Form D Filer

LOCKHEED MARTIN INVESTMENT MANAGEMENT CO

897599 ⦿ 0001420506-26-002490

Form 13F-HR Filer

DISBROW LISA S

1712360 ⦿ 0001712360-26-000007

Form 4 Reporting

CACI INTERNATIONAL INC /DE/

16058 ⦿ 0001712360-26-000007

Form 4 Issuer

Pinz Capital Management, LP

1687470 ⦿ 0001099910-26-000297

Form SCHEDULE 13G Filed by

SCWorx Corp.

1674227 ⦿ 0001099910-26-000297

Form SCHEDULE 13G Subject

STONERIDGE INC

1043337 ⦿ 0001043337-26-000093

Form 10-Q Filer

Navient Holdings, Inc.

2152623 ⦿ 0001193125-26-447663

Form 10-Q Filer

Manning & Napier Funds Trust

2136875 ⦿ 0001999371-26-024481

Form N-1A/A Filer

Manning & Napier Funds Trust

2136875 ⦿ 0001999371-26-024481

Form N-1A/A Filer

Western Union CO

1365135 ⦿ 0001193125-26-447662

Form 10-Q Filer

Silbert Barry E.

1976415 ⦿ 0001976415-26-000040

Form 144 Reporting

Grayscale Decentraland Trust

1852023 ⦿ 0001976415-26-000040

Form 144 Subject

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-122789

Form FWP Subject

Lord Abbett Corporate Opportunities Fund

1855299 ⦿ 0000930413-26-003212

Form 424B3 Filer

GENCO SHIPPING & TRADING LTD

1326200 ⦿ 0001140361-26-041978

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Summit Therapeutics Inc.

1599298 ⦿ 0001193125-26-447661

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Allied Gold Corp

1993344 ⦿ 0001628280-26-070295

Form 6-K Filer

Datadog, Inc.

1561550 ⦿ 0001628280-26-070292

Form 10-Q Filer

Live Oak Bancshares, Inc.

1462120 ⦿ 0001193125-26-447659

Form FWP Subject

STONERIDGE INC

1043337 ⦿ 0001043337-26-000091

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

OLIN Corp

74303 ⦿ 0000950157-26-001202

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

GS Finance Corp.

1419828 ⦿ 0001193125-26-447657

Form FWP Subject

BLACK HILLS CORP /SD/

1130464 ⦿ 0001193125-26-447656

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Star Equity Holdings, Inc.

1210708 ⦿ 0001210708-26-000096

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

ATN International, Inc.

879585 ⦿ 0001628280-26-070291

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

RLJ Lodging Trust

1511337 ⦿ 0001511337-26-000028

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Oyster Enterprises II Acquisition Corp

2042182 ⦿ 0001213900-26-116019

Form 10-Q Filer

Eagle Bancorp Montana, Inc.

1478454 ⦿ 0001437749-26-034988

Form 10-Q Filer

Summit Therapeutics Inc.

1599298 ⦿ 0001193125-26-447652

Form 424B7 Filer

AT Umbrella LLC

2163101 ⦿ 0002163101-26-000001

Form D Filer

AI3 Bio, Inc.

2019875 ⦿ 0002019875-26-000003

Form D Filer

ENCORE CAPITAL GROUP INC

1084961 ⦿ 0001084961-26-000070

Form 10-Q Filer

Saba Capital Management, L.P.

1510281 ⦿ 0001510281-26-000409

Form 4 Reporting

MEXICO EQUITY & INCOME FUND INC

863900 ⦿ 0001510281-26-000409

Form 4 Issuer

Shoals Technologies Group, Inc.

1831651 ⦿ 0001193125-26-447647

Form 425 Subject

Array Technologies, Inc.

1820721 ⦿ 0001193125-26-447647

Form 425 Filed by

Shoals Technologies Group, Inc.

1831651 ⦿ 0001193125-26-447645

Form 425 Subject

Array Technologies, Inc.

1820721 ⦿ 0001193125-26-447645

Form 425 Filed by

Lord Abbett Credit Opportunities Fund

1753712 ⦿ 0000930413-26-003211

Form 424B3 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-447643

Form FWP Subject

ETF Opportunities Trust

1771146 ⦿ 0001771146-26-002205

Form 485APOS Filer

ETF Opportunities Trust

1771146 ⦿ 0001771146-26-002205

Form 485APOS Filer

McKee Robert Michael

1971122 ⦿ 0001193125-26-447642

Form 4 Reporting

Kodiak Gas Services, Inc.

1767042 ⦿ 0001193125-26-447642

Form 4 Issuer

Shoals Technologies Group, Inc.

1831651 ⦿ 0001193125-26-447641

Form 425 Subject

Array Technologies, Inc.

1820721 ⦿ 0001193125-26-447641

Form 425 Filed by

BARCLAYS BANK PLC

312070 ⦿ 0000950103-26-016960

Form 424B2 Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-013742

Form 424B2 Filer

Finn Michael J

1890137 ⦿ 0001193125-26-447640

Form 4 Reporting

SANFILIPPO JOHN B & SON INC

880117 ⦿ 0001193125-26-447640

Form 4 Issuer

DEEP FISSION, INC.

1918102 ⦿ 0001104659-26-122781

Form S-3 Filer

Solaris Energy Infrastructure, Inc.

1697500 ⦿ 0001628280-26-070286

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Shoals Technologies Group, Inc.

1831651 ⦿ 0001193125-26-447636

Form 425 Subject

Array Technologies, Inc.

1820721 ⦿ 0001193125-26-447636

Form 425 Filed by

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-447634

Form FWP Subject

ProtoKinetix, Inc.

1128189 ⦿ 0001079973-26-001426

Form 10-Q Filer

MGT CAPITAL INVESTMENTS, INC.

1001601 ⦿ 0001493152-26-049995

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 3.02: Unregistered Sales of Equity Securities

Item 9.01: Financial Statements and Exhibits

GS Finance Corp.

1419828 ⦿ 0001193125-26-447630

Form FWP Subject

Matsuda Masaru

1798679 ⦿ 0001628280-26-070283

Form 144 Reporting

Arcutis Biotherapeutics, Inc.

1787306 ⦿ 0001628280-26-070283

Form 144 Subject

Watkins Philip

1749928 ⦿ 0001749928-26-000008

Form 4 Reporting

Customers Bancorp, Inc.

1488813 ⦿ 0001749928-26-000008

Form 4 Issuer

LORD ABBETT SERIES FUND INC

855396 ⦿ 0000930413-26-003210

Form 497 Filer

Longitude

1664999 ⦿ 0001664999-26-000017

Form 13F-HR/A Filer

ADMA BIOLOGICS, INC.

1368514 ⦿ 0001140361-26-041977

Form 10-Q Filer

Macro Bank Inc.

1347426 ⦿ 0001104659-26-122780

Form 6-K Filer

Burkhardt Erika

2037991 ⦿ 0001628280-26-070281

Form 144 Reporting

YUM BRANDS INC

1041061 ⦿ 0001628280-26-070281

Form 144 Subject

Evommune, Inc.

2044725 ⦿ 0001193125-26-447627

Form 424B3 Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-122778

Form 424B2 Filer

Mkango Rare Earths Ltd

2052373 ⦿ 0001213900-26-116017

Form 424B3 Filer

Blaize Holdings, Inc.

1871638 ⦿ 0001871638-26-000085

Form ARS Filer

Cayson Acquisition Corp

2024203 ⦿ 0001493152-26-049993

Form 8-K Filer

Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing