Filings Received and Processed at the SEC

Vor Biopharma Inc.

1817229 ⦿ 0001346824-26-000197

Form SCHEDULE 13D/A Subject

RA CAPITAL MANAGEMENT, L.P.

1346824 ⦿ 0001346824-26-000197

Form SCHEDULE 13D/A Filed by

ARES STRATEGIC INCOME FUND

1918712 ⦿ 0001628280-26-049039

Form 424B3 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020820

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020820

Form 424B2 Filer

Brookfield Hark Investment Partners II LP

2146030 ⦿ 0002146030-26-000001

Form D Filer

Jetley Vivek

1798124 ⦿ 0001628280-26-049038

Form 4 Reporting

ExlService Holdings, Inc.

1297989 ⦿ 0001628280-26-049038

Form 4 Issuer

SCF Pine Ultimate Holdings LP

2134310 ⦿ 0002134310-26-000002

Form D Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-029150

Form 424B2 Filer

RADNOSTIX INC

1038277 ⦿ 0001437749-26-023964

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

Vor Biopharma Inc.

1817229 ⦿ 0001231919-26-000776

Form 4 Issuer

Shah Rajeev M.

1619841 ⦿ 0001231919-26-000776

Form 4 Reporting

Kolchinsky Peter

1384859 ⦿ 0001231919-26-000776

Form 4 Reporting

RA CAPITAL MANAGEMENT, L.P.

1346824 ⦿ 0001231919-26-000776

Form 4 Reporting

RA Capital Healthcare Fund LP

1315082 ⦿ 0001231919-26-000776

Form 4 Reporting

SOUTHERN MICHIGAN BANK & TRUST

1173227 ⦿ 0001140361-26-029087

Form 13F-HR Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-080085

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-080085

Form 424B2 Filer

AFL CIO HOUSING INVESTMENT TRUST

225030 ⦿ 0001999371-26-015509

Form 497 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020819

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020819

Form 424B2 Filer

AIM SECTOR FUNDS

725781 ⦿ 0001410368-26-074341

Form 24F-2NT Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020818

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020818

Form 424B2 Filer

XAI Floating Rate & Alternative Income Trust

1703079 ⦿ 0001213900-26-080084

Form DEFA14A Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020817

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020817

Form 424B2 Filer

AMI ASSET MANAGEMENT CORP

1369702 ⦿ 0001369702-26-000010

Form 13F-HR Filer

Spinnaker ETF Series

1484018 ⦿ 0001999371-26-015508

Form 25 Filer

B&R Technology Merger Corp.

2131350 ⦿ 0001193125-26-310471

Form 424B4 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020816

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020816

Form 424B2 Filer

ARES STRATEGIC INCOME FUND

1918712 ⦿ 0001628280-26-049036

Form 8-K Filer

Item 3.02: Unregistered Sales of Equity Securities

Item 8.01: Other Events

Finward Bancorp

919864 ⦿ 0001193125-26-310468

Form 425 Subject

XAI Floating Rate & Alternative Income Trust

1703079 ⦿ 0001213900-26-080081

Form DEFA14A Filer

Finward Bancorp

919864 ⦿ 0001193125-26-310467

Form 425 Subject

Maestas Nicholas

1871423 ⦿ 0001871423-26-000010

Form 4 Reporting

Rani Therapeutics Holdings, Inc.

1856725 ⦿ 0001871423-26-000010

Form 4 Issuer

XAI Floating Rate & Alternative Income Trust

1703079 ⦿ 0001213900-26-080079

Form DEFA14A Filer

PATHSTONE BUYOUT & GROWTH 2026 FUND, L.P.

2140425 ⦿ 0002140425-26-000001

Form D Filer

Wells Fargo Finance LLC

1738143 ⦿ 0001839882-26-035810

Form 424B2 Filer

WELLS FARGO & COMPANY/MN

72971 ⦿ 0001839882-26-035810

Form 424B2 Filer

RF Acquisition Corp II

2012807 ⦿ 0001829126-26-007713

Form PRE 14A Filer

XAI Floating Rate & Alternative Income Trust

1703079 ⦿ 0001213900-26-080078

Form DEFA14A Filer

CITIGROUP INC

831001 ⦿ 0000950103-26-010941

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-010941

Form 424B2 Filer

Yeh Shu-Hua

1587600 ⦿ 0001974078-26-000272

Form 144 Reporting

APPLIED OPTOELECTRONICS, INC.

1158114 ⦿ 0001974078-26-000272

Form 144 Subject

BofA Finance LLC

1682472 ⦿ 0001918704-26-020815

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020815

Form 424B2 Filer

BARCLAYS BANK PLC

312070 ⦿ 0000950103-26-010940

Form 424B2 Filer

EVOLUTION WEALTH MANAGEMENT INC.

2010029 ⦿ 0002010029-26-000005

Form N-PX Filer

Reiss Joel

1656109 ⦿ 0001656109-26-000006

Form 4/A Reporting

TransDigm Group INC

1260221 ⦿ 0001656109-26-000006

Form 4/A Issuer

AMERICAN GROWTH FUND INC

5138 ⦿ 0000005138-26-000039

Form N-PX Filer

UBS AG

1114446 ⦿ 0001839882-26-035809

Form 424B2 Filer

J.C. Flowers VI Special L.P.

2139236 ⦿ 0002139236-26-000001

Form D Filer

EVOLUTION WEALTH MANAGEMENT INC.

2010029 ⦿ 0002010029-26-000004

Form 13F-HR Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-080077

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-080077

Form 424B2 Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-035808

Form FWP Subject

Howley W Nicholas

1352573 ⦿ 0001352573-26-000012

Form 4 Reporting

TransDigm Group INC

1260221 ⦿ 0001352573-26-000012

Form 4 Issuer

GS Finance Corp.

1419828 ⦿ 0001193125-26-310455

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-310455

Form 424B2 Filer

STRONG-TREISTER DIANE W

1730666 ⦿ 0000726854-26-000158

Form 4 Reporting

KKR Real Estate Finance Trust Inc.

1631596 ⦿ 0001628280-26-049028

Form 10-Q Filer

CITY HOLDING CO

726854 ⦿ 0000726854-26-000158

Form 4 Issuer

MORGAN STANLEY

895421 ⦿ 0001839882-26-035807

Form FWP Subject

Reyes Javier A

1880770 ⦿ 0000726854-26-000157

Form 4 Reporting

CITY HOLDING CO

726854 ⦿ 0000726854-26-000157

Form 4 Issuer

Hoyer James A

2029548 ⦿ 0000726854-26-000156

Form 4 Reporting

CITY HOLDING CO

726854 ⦿ 0000726854-26-000156

Form 4 Issuer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-085432

Form 424B2 Filer

FISHER ROBERT D

1234850 ⦿ 0000726854-26-000155

Form 4 Reporting

CITY HOLDING CO

726854 ⦿ 0000726854-26-000155

Form 4 Issuer

Jones J. Thomas

1497258 ⦿ 0000726854-26-000154

Form 4 Reporting

CITY HOLDING CO

726854 ⦿ 0000726854-26-000154

Form 4 Issuer

FIRST TRUST EXCHANGE-TRADED FUND II

1364608 ⦿ 0001143362-26-000261

Form CERT Filer

CrossAmerica Partners LP

1538849 ⦿ 0001193125-26-310448

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

GS Finance Corp.

1419828 ⦿ 0001193125-26-310447

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-310447

Form 424B2 Filer

RANGE RESOURCES CORP

315852 ⦿ 0001193125-26-310446

Form 10-Q Filer

Vicarious Surgical Inc.

1812173 ⦿ 0001213900-26-080075

Form POS AM Filer

Columbus Circle Capital Corp II

2088805 ⦿ 0001213900-26-080074

Form 425 Subject

Biltmore Wealth Management, LLC

1598102 ⦿ 0001598102-26-000003

Form 13F-HR Filer

Transportation & Logistics Systems, Inc.

1463208 ⦿ 0001493152-26-034098

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 9.01: Financial Statements and Exhibits

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-035806

Form FWP Subject

Vicarious Surgical Inc.

1812173 ⦿ 0001213900-26-080072

Form POS AM Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-310442

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-310442

Form 424B2 Filer

DPL LLC

787250 ⦿ 0000787250-26-000033

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

DAYTON POWER & LIGHT CO

27430 ⦿ 0000787250-26-000033

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Lurker Nancy

1450485 ⦿ 0001959173-26-005309

Form 144 Reporting

EyePoint, Inc.

1314102 ⦿ 0001959173-26-005309

Form 144 Subject

Asheville Tea Co L.L.C.

1796232 ⦿ 0001796232-26-000004

Form D Filer

AZORA SOUTHERN EUROPE OPPORTUNITIES III S.C.A. SICAV-RAIF

2094418 ⦿ 0002094418-26-000002

Form D/A Filer

Cordoba Advisory Partners LLC

2067133 ⦿ 0002067133-26-000004

Form 13F-HR Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-035805

Form 424B2 Filer