Filings Received and Processed at the SEC

NBC SECURITIES, INC.

791540 ⦿ 0000791540-26-000009

Form 13F-HR Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-020065

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-020065

Form 424B2 Filer

Spectrum Fertility F & F Mar 2026 a Series of CGF2021 LLC

2128963 ⦿ 0002128963-26-000001

Form D Filer

XY Planning Network, Inc.

1873438 ⦿ 0001754960-26-000253

Form 13F-HR Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-020064

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-020064

Form 424B2 Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-043045

Form FWP Subject

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-020062

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-020062

Form 424B2 Filer

American State Bank

2122473 ⦿ 0002122473-26-000014

Form 13F-HR Filer

WAVELAND CAPITAL PARTNERS LLC

1005806 ⦿ 0001005806-26-000001

Form X-17A-5 Filer

Colin Gardiner Mar 2026 a Series of CGF2021 LLC

2128952 ⦿ 0002128952-26-000001

Form D Filer

Corkrean John J

1431849 ⦿ 0001225208-26-004496

Form 4 Reporting

FULLER H B CO

39368 ⦿ 0001225208-26-004496

Form 4 Issuer

Campe Heather

1609526 ⦿ 0001225208-26-004495

Form 4 Reporting

FULLER H B CO

39368 ⦿ 0001225208-26-004495

Form 4 Issuer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-043039

Form 424B2 Filer

Glucotrack, Inc.

1506983 ⦿ 0001493152-26-016507

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 3.02: Unregistered Sales of Equity Securities

Item 9.01: Financial Statements and Exhibits

AZT Fund II a Series of CGF2021 LLC

2128949 ⦿ 0002128949-26-000001

Form D Filer

Plancorp, LLC

1599579 ⦿ 0001754960-26-000252

Form 13F-HR Filer

TCW Direct Lending VII LLC

1715933 ⦿ 0001580642-26-002487

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

MEMBERS Horizon Variable Separate Account

1651981 ⦿ 0001651981-26-000038

Form 497VPU Filer

American State Bank

2122473 ⦿ 0002122473-26-000013

Form 13F-HR Filer

EvolveX Equity Fund LLC

1929818 ⦿ 0001929818-26-000004

Form 1-SA Filer

Moringa x OpenE I a Series of Moringa Capital Ventures LLC

2128944 ⦿ 0002128944-26-000001

Form D Filer

Wortzman Jack

2120714 ⦿ 0002120714-26-000003

Form 4 Reporting

Frontier Nuclear & Minerals Inc.

1769697 ⦿ 0002120714-26-000003

Form 4 Issuer

iSHARES TRUST

1100663 ⦿ 0001193125-26-154319

Form 497K Filer

Nucleus Ventures Scout AI Mar 2026 a Series of CGF2021 LLC

2128966 ⦿ 0002128966-26-000001

Form D Filer

Banco Santander, S.A.

891478 ⦿ 0000950103-26-005685

Form 6-K Filer

American State Bank

2122473 ⦿ 0002122473-26-000012

Form 13F-HR Filer

WILLOW COVE INVESTMENT GROUP, INC.

1130212 ⦿ 0001130212-26-000003

Form X-17A-5 Filer

Hudbay Minerals Inc.

1322422 ⦿ 0001062993-26-001973

Form 6-K Filer

Embedded Technology Co

2127201 ⦿ 0002127201-26-000001

Form D Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-014561

Form 424B2 Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-154309

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-154309

Form 424B2 Filer

American State Bank

2122473 ⦿ 0002122473-26-000011

Form 13F-HR Filer

LifeGoal Investments, LLC

2054684 ⦿ 0001754960-26-000251

Form 13F-HR Filer

OGLETHORPE POWER CORP

788816 ⦿ 0000788816-26-000022

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Smart Cups, Inc.

1982201 ⦿ 0001982201-26-000003

Form C-AR Filer

GENMAB A/S

1434265 ⦿ 0001434265-26-000061

Form 6-K Filer

MEMBERS Horizon Variable Separate Account

1651981 ⦿ 0001651981-26-000034

Form 485BPOS Filer

MEMBERS Horizon Variable Separate Account

1651981 ⦿ 0001651981-26-000034

Form 485BPOS Filer

Sheriff Alan

1823076 ⦿ 0000925528-26-000018

Form 4 Reporting

HUDSON TECHNOLOGIES INC /NY

925528 ⦿ 0000925528-26-000018

Form 4 Issuer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-014558

Form 424B2 Filer

Sheriff Alan

1823076 ⦿ 0000925528-26-000017

Form 3 Reporting

HUDSON TECHNOLOGIES INC /NY

925528 ⦿ 0000925528-26-000017

Form 3 Issuer

Hilltop Athens Holdings, LLC

2116730 ⦿ 0002116730-26-000001

Form D Filer

Fund FG-AGV, a series of Forge Investments, LLC

1996147 ⦿ 0001996147-26-000001

Form D/A Filer

Feeler Jeffrey R

1369458 ⦿ 0000925528-26-000016

Form 4 Reporting

HUDSON TECHNOLOGIES INC /NY

925528 ⦿ 0000925528-26-000016

Form 4 Issuer

Equipifi, Inc.

1883737 ⦿ 0001883737-26-000002

Form D Filer

Feeler Jeffrey R

1369458 ⦿ 0000925528-26-000015

Form 3 Reporting

HUDSON TECHNOLOGIES INC /NY

925528 ⦿ 0000925528-26-000015

Form 3 Issuer

Nine Ten Partners LP

1603715 ⦿ 0001315863-26-000309

Form D/A Filer

Arnold Financial Planning LLC

2107020 ⦿ 0001754960-26-000250

Form 13F-HR Filer

RABBLE HK CO-INVEST LP

2124329 ⦿ 0002124329-26-000001

Form D Filer

American State Bank

2122473 ⦿ 0002122473-26-000010

Form 13F-HR Filer

WITALEC DANIEL J

2123923 ⦿ 0000080661-26-000171

Form 4 Reporting

PROGRESSIVE CORP/OH/

80661 ⦿ 0000080661-26-000171

Form 4 Issuer

NICOLA MINING INC.

1526475 ⦿ 0001104659-26-043031

Form 6-K Filer

BERKSHIRE HATHAWAY INC

1067983 ⦿ 0001193125-26-154274

Form 424B5 Filer

Union Bridge Partners II Offshore LP

2106469 ⦿ 0002106469-26-000001

Form D Filer

G-Private Equity LP

2060316 ⦿ 0002060316-26-000001

Form D/A Filer

SHELTON FUNDS

778206 ⦿ 0001999371-26-008240

Form N-MFP3/A Filer

Vintage Secondary Fund VI, L.P.

2107615 ⦿ 0001012975-26-000358

Form D Filer

Highlander Partners, L.P.

1903866 ⦿ 0001754960-26-000249

Form 13F-HR Filer

NICOLA MINING INC.

1526475 ⦿ 0001104659-26-043029

Form SUPPL Filer

American State Bank

2122473 ⦿ 0002122473-26-000009

Form 13F-HR Filer

Union Bridge Partners II LLC

2106435 ⦿ 0002106435-26-000001

Form D Filer

Listed Funds Trust

1683471 ⦿ 0000894189-26-012039

Form 485BXT Filer

Listed Funds Trust

1683471 ⦿ 0000894189-26-012039

Form 485BXT Filer

Snyder Barbara R

1496583 ⦿ 0000080661-26-000169

Form 4 Reporting

PROGRESSIVE CORP/OH/

80661 ⦿ 0000080661-26-000169

Form 4 Issuer

New York Life Investments Active ETF Trust

1426439 ⦿ 0001999371-26-008236

Form 485BXT Filer

New York Life Investments Active ETF Trust

1426439 ⦿ 0001999371-26-008236

Form 485BXT Filer

Listed Funds Trust

1683471 ⦿ 0000894189-26-012037

Form 485BXT Filer

Listed Funds Trust

1683471 ⦿ 0000894189-26-012037

Form 485BXT Filer

ROYAL BANK OF CANADA

1000275 ⦿ 0000950103-26-005684

Form 424B2 Filer

G-INFRA LP

2060192 ⦿ 0002060192-26-000001

Form D/A Filer

Little West Holdings Inc.

2065821 ⦿ 0001213900-26-043322

Form S-1/A Filer

Gibson Wealth Advisors LLC

1911266 ⦿ 0001754960-26-000248

Form 13F-HR Filer

NIPPON LIFE INSURANCE CO

905591 ⦿ 0000929638-26-001491

Form 13F-HR Filer

FITT LAWTON W

1103725 ⦿ 0000080661-26-000167

Form 4 Reporting

PROGRESSIVE CORP/OH/

80661 ⦿ 0000080661-26-000167

Form 4 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-009889

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-009889

Form 424B2 Filer

EvolveX Equity Fund LLC

1929818 ⦿ 0001929818-26-000003

Form 1-SA Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-009888

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-009888

Form 424B2 Filer

Hermeus Corp

1831988 ⦿ 0001831988-26-000002

Form D Filer

Xena Financial Planning, LLC

2101744 ⦿ 0001754960-26-000247

Form 13F-HR Filer

ZHANG WEI

2129545 ⦿ 0001096906-26-000531

Form 3 Reporting

Jyong Biotech Ltd.

1954488 ⦿ 0001096906-26-000531

Form 3 Issuer

FARAH ROGER N

1112072 ⦿ 0000080661-26-000165

Form 4 Reporting

PROGRESSIVE CORP/OH/

80661 ⦿ 0000080661-26-000165

Form 4 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-009887

Form 424B2 Filer