Filings Received and Processed at the SEC

HPA 2025 WH Investment, LLC

2057479 ⦿ 0002057479-26-000003

Form D Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-020591

Form 424B2 Filer

Big Game Sport, Inc.

1887610 ⦿ 0001887610-26-000002

Form D/A Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-035499

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-035499

Form 424B2 Filer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006679

Form 3 Issuer

McCarthy Kevin J

1390974 ⦿ 0001225208-26-006679

Form 3 Reporting

FT 13189

2139704 ⦿ 0001445546-26-005270

Form S-6 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020590

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020590

Form 424B2 Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-020589

Form 424B2 Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-035498

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-035498

Form 424B2 Filer

Numobag Disposable Isolation System Financing, LLC

1854787 ⦿ 0001854787-26-000004

Form D/A Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-035497

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-035497

Form 424B2 Filer

SATIVUS TECH CORP.

1661600 ⦿ 0001683168-26-005652

Form 8-K Filer

Item 4.01: Changes in Registrant's Certifying Accountant

Item 9.01: Financial Statements and Exhibits

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006678

Form 3 Issuer

McCann John M.

1924805 ⦿ 0001225208-26-006678

Form 3 Reporting

Resurgent Financial Advisors LLC

1912339 ⦿ 0001912339-26-000003

Form N-PX Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-308757

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-308757

Form 424B2 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020588

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020588

Form 424B2 Filer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006677

Form 3 Issuer

Lockhart Brian J

1784869 ⦿ 0001225208-26-006677

Form 3 Reporting

BofA Finance LLC

1682472 ⦿ 0001918704-26-020587

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020587

Form 424B2 Filer

Abacus Planning Group, Inc.

1602730 ⦿ 0001602730-26-000004

Form 13F-HR Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020586

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020586

Form 424B2 Filer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006676

Form 3 Issuer

Lancellotta Amy B.R.

1870088 ⦿ 0001225208-26-006676

Form 3 Reporting

Numeric Emerging Markets Alpha Fund, L.P.

1486843 ⦿ 0000905148-26-003284

Form D/A Filer

UBS AG

1114446 ⦿ 0001839882-26-035496

Form 424B2 Filer

STRATEGIC INVESTMENT MANAGEMENT, LLC

846633 ⦿ 0000846633-26-000012

Form 13F-HR Filer

BROGAN FINANCIAL, INC.

1889918 ⦿ 0001889918-26-000004

Form N-PX Filer

Peterson Ennoble Coinvest, LP

2132223 ⦿ 0002132223-26-000001

Form D Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-028948

Form 424B2 Filer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006675

Form 3 Issuer

LAMB DAVID J

1189649 ⦿ 0001225208-26-006675

Form 3 Reporting

Myriad Asset Management US LP

1857187 ⦿ 0001857187-26-000007

Form 13F-HR Filer

Kim James Shung-ook

2057457 ⦿ 0001225208-26-006674

Form 3 Reporting

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006674

Form 3 Issuer

Johnson Gwendolyn Mary

1965128 ⦿ 0001045450-26-000035

Form 4 Reporting

EPR PROPERTIES

1045450 ⦿ 0001045450-26-000035

Form 4 Issuer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006673

Form 3 Issuer

KENNY THOMAS J

1066022 ⦿ 0001225208-26-006673

Form 3 Reporting

VALLEY NATIONAL ADVISERS INC

773411 ⦿ 0000773411-26-000005

Form N-PX Filer

FIVE STAR BANCORP

1275168 ⦿ 0001628280-26-048805

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Galaxy V, a Series of E1 Funds, LLC

2115052 ⦿ 0002115052-26-000001

Form D Filer

PrimeSpace Capital Fund I LP

2141419 ⦿ 0002141419-26-000001

Form D Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-028946

Form 424B2 Filer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006672

Form 3 Issuer

Jones Nathaniel T.

1677581 ⦿ 0001225208-26-006672

Form 3 Reporting

Crazy Happy Capital LLC

2079020 ⦿ 0002079020-26-000001

Form D/A Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-020585

Form 424B2 Filer

B&R Technology Merger Corp.

2131350 ⦿ 0001354457-26-000702

Form CERT Filer

Burke & Herbert Financial Services Corp.

1964333 ⦿ 0001538429-26-000008

Form 4 Issuer

Ritchie Bradford E

1538429 ⦿ 0001538429-26-000008

Form 4 Reporting

708 Woodard Way, LLC

2144051 ⦿ 0002144051-26-000001

Form D Filer

USEDC 2026 Drilling Fund 2 LP

2107833 ⦿ 0002107833-26-000016

Form D/A Filer

Legend Financial Advisors, Inc.

1781948 ⦿ 0001781948-26-000003

Form 13F-HR Filer

Certified Advisory Corp

1731732 ⦿ 0001731732-26-000005

Form N-PX Filer

Rich Land Bancorp, Inc.

2107431 ⦿ 0001140361-26-028944

Form 13F-NT Filer

Rauxmont Capital II a Series of SLRTE I LLC

2146406 ⦿ 0002146406-26-000001

Form D Filer

TrustBank

2107256 ⦿ 0001140361-26-028943

Form 13F-HR Filer

Glasby William

1719362 ⦿ 0001628280-26-048803

Form 4 Reporting

HERITAGE FINANCIAL CORP /WA/

1046025 ⦿ 0001628280-26-048803

Form 4 Issuer

QUANTUM FINANCIAL PARTNERS LLC

2103577 ⦿ 0002103577-26-000003

Form 13F-HR Filer

Philip James Wealth Mangement, LLC

2002630 ⦿ 0002002630-26-000003

Form N-PX Filer

Spin AI Inc.

2139511 ⦿ 0001683168-26-005649

Form S-1/A Filer

Sanchez Wealth Management Group

1697740 ⦿ 0001697740-26-000002

Form N-PX Filer

UBS AG

1114446 ⦿ 0001839882-26-035494

Form 424B2 Filer

GUIDANCE CAPITAL, INC

1958743 ⦿ 0001958743-26-000004

Form 13F-HR Filer

CMFG VARIABLE ANNUITY ACCOUNT

916873 ⦿ 0001753926-26-001209

Form 497 Filer

Envestnet Portfolio Solutions, Inc.

1998033 ⦿ 0001214659-26-008712

Form 13F-HR Filer

10FSSAC5 REIT, LLC

2141854 ⦿ 0002141854-26-000001

Form D Filer

Wells Fargo Finance LLC

1738143 ⦿ 0001839882-26-035493

Form 424B2 Filer

WELLS FARGO & COMPANY/MN

72971 ⦿ 0001839882-26-035493

Form 424B2 Filer

HAGER INVESTMENT MANAGEMENT SERVICES, LLC

2026645 ⦿ 0002026645-26-000003

Form 13F-HR Filer

CMFG VARIABLE LIFE INSURANCE ACCOUNT

732726 ⦿ 0001753926-26-001207

Form 497 Filer

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006668

Form 3 Issuer

Huffman William T. Jr.

1458572 ⦿ 0001225208-26-006668

Form 3 Reporting

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-035492

Form 424B2 Filer

Physician Wealth Advisors, Inc.

1795173 ⦿ 0001795173-26-000004

Form 13F-HR Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-020584

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-020584

Form 424B2 Filer

B.O.S.S. Retirement Advisors, LLC

1964810 ⦿ 0001964810-26-000008

Form 13F-HR Filer

Infinity Halo II SPV LP

2145342 ⦿ 0002145342-26-000001

Form D Filer

Man Numeric International Alpha

1745764 ⦿ 0000905148-26-003283

Form D/A Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-020583

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-020583

Form 424B2 Filer

Forrester Michael A

2007810 ⦿ 0001225208-26-006666

Form 3 Reporting

Nuveen Enhanced Corporate Opportunities Fund

1998759 ⦿ 0001225208-26-006666

Form 3 Issuer

ARKANSAS FINANCIAL GROUP, INC.

764611 ⦿ 0000764611-26-000006

Form 13F-HR Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-020582

Form 424B2 Filer

NTRY Capital Flagship Fund LLC

2145339 ⦿ 0002145339-26-000001

Form D Filer

Bit Digital, Inc

1710350 ⦿ 0001213900-26-079532

Form DEFA14A Filer

Sunpath Consulting LLC

2145127 ⦿ 0002145127-26-000001

Form C Filer