Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-040866

    Form 424B2 Filer

    44 seconds ago

    2:16:57 PM EST

    Thursday Aug 20

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-040866

    Form 424B2 Filer

    44 seconds ago

    2:16:57 PM EST

    Thursday Aug 20

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-099167

    Form FWP Subject

    1 minute ago

    2:16:41 PM EST

    Thursday Aug 20

  • Global Retirement Partners, LLC

    1749744 ⦿ 0001580642-26-005469

    Form N-PX Filer

    1 minute ago

    2:16:23 PM EST

    Thursday Aug 20

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-092019

    Form 424B2 Filer

    1 minute ago

    2:15:45 PM EST

    Thursday Aug 20

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-092019

    Form 424B2 Filer

    1 minute ago

    2:15:45 PM EST

    Thursday Aug 20

  • AETOS LONG/SHORT STRATEGIES FUND LLC

    1169583 ⦿ 0001213900-26-092017

    Form N-PX Filer

    2 minutes ago

    2:15:17 PM EST

    Thursday Aug 20

  • Shenkman Arlen

    1543512 ⦿ 0001959173-26-006262

    Form 144 Reporting

    3 minutes ago

    2:14:31 PM EST

    Thursday Aug 20

  • COMMVAULT SYSTEMS INC

    1169561 ⦿ 0001959173-26-006262

    Form 144 Subject

    3 minutes ago

    2:14:31 PM EST

    Thursday Aug 20

  • Fiera Capital Inc.

    945425 ⦿ 0000945425-26-000010

    Form N-PX Filer

    3 minutes ago

    2:14:30 PM EST

    Thursday Aug 20

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-024357

    Form 424B2 Filer

    3 minutes ago

    2:14:26 PM EST

    Thursday Aug 20

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-024357

    Form 424B2 Filer

    3 minutes ago

    2:14:26 PM EST

    Thursday Aug 20

  • Ensysce Biosciences, Inc.

    1716947 ⦿ 0001493152-26-039439

    Form D Filer

    3 minutes ago

    2:14:06 PM EST

    Thursday Aug 20

  • PEPTINOVO BIOPHARMA INC.

    1868564 ⦿ 0001868564-26-000002

    Form C/A Filer

    3 minutes ago

    2:13:54 PM EST

    Thursday Aug 20

  • AETOS DISTRESSED INVESTMENT STRATEGIES FUND LLC

    1169578 ⦿ 0001213900-26-092016

    Form N-PX Filer

    4 minutes ago

    2:12:56 PM EST

    Thursday Aug 20

  • GM Financial Consumer Automobile Receivables Trust 2026-3

    2138743 ⦿ 0002138743-26-000006

    Form ABS-EE Filer

    5 minutes ago

    2:12:01 PM EST

    Thursday Aug 20

  • Mackin James P

    1408470 ⦿ 0001628280-26-058212

    Form 4 Reporting

    6 minutes ago

    2:11:04 PM EST

    Thursday Aug 20

  • ARTIVION, INC.

    784199 ⦿ 0001628280-26-058212

    Form 4 Issuer

    6 minutes ago

    2:11:04 PM EST

    Thursday Aug 20

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-012693

    Form 424B2 Filer

    7 minutes ago

    2:10:20 PM EST

    Thursday Aug 20

  • Themes ETF Trust

    1976322 ⦿ 0001829126-26-009142

    Form 485APOS Filer

    7 minutes ago

    2:10:17 PM EST

    Thursday Aug 20

  • Themes ETF Trust

    1976322 ⦿ 0001829126-26-009142

    Form 485APOS Filer

    7 minutes ago

    2:10:17 PM EST

    Thursday Aug 20

  • AETOS MULTI-STRATEGY ARBITRAGE FUND LLC

    1169580 ⦿ 0001213900-26-092011

    Form N-PX Filer

    7 minutes ago

    2:10:08 PM EST

    Thursday Aug 20

  • Baosheng Media Group Holdings Ltd

    1811216 ⦿ 0001104659-26-099165

    Form 6-K Filer

    8 minutes ago

    2:09:29 PM EST

    Thursday Aug 20

  • MASSMUTUAL ASCEND LIFE INSURANCE CO

    723258 ⦿ 0001193125-26-358960

    Form 485APOS Filer

    8 minutes ago

    2:08:59 PM EST

    Thursday Aug 20

  • Krane Shares Trust

    1547576 ⦿ 0001829126-26-009140

    Form 497K Filer

    9 minutes ago

    2:08:25 PM EST

    Thursday Aug 20

  • Herndon Mark

    1754318 ⦿ 0001437749-26-028621

    Form 4 Reporting

    9 minutes ago

    2:08:13 PM EST

    Thursday Aug 20

  • Horizon Kinetics Holding Corp

    88000 ⦿ 0001437749-26-028621

    Form 4 Issuer

    9 minutes ago

    2:08:13 PM EST

    Thursday Aug 20

  • Dealmakers Syndicate Fund LLC - Series 2

    2151289 ⦿ 0002151289-26-000001

    Form D Filer

    10 minutes ago

    2:07:36 PM EST

    Thursday Aug 20

  • BURKE WILLIAM W

    1200612 ⦿ 0001628280-26-058210

    Form 144 Reporting

    11 minutes ago

    2:05:53 PM EST

    Thursday Aug 20

  • TACTILE SYSTEMS TECHNOLOGY INC

    1027838 ⦿ 0001628280-26-058210

    Form 144 Subject

    11 minutes ago

    2:05:53 PM EST

    Thursday Aug 20

  • HORIZON KINETICS ASSET MANAGEMENT LLC

    1056823 ⦿ 0001437749-26-028620

    Form 4 Reporting

    12 minutes ago

    2:05:05 PM EST

    Thursday Aug 20

  • RENN Fund, Inc.

    919567 ⦿ 0001437749-26-028620

    Form 4 Issuer

    12 minutes ago

    2:05:05 PM EST

    Thursday Aug 20

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-358956

    Form FWP Subject

    12 minutes ago

    2:04:57 PM EST

    Thursday Aug 20

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-358955

    Form FWP Subject

    12 minutes ago

    2:04:51 PM EST

    Thursday Aug 20

  • Arkhouse Management Co. LP

    2021808 ⦿ 0001172661-26-003903

    Form N-PX Filer

    13 minutes ago

    2:04:37 PM EST

    Thursday Aug 20

  • Xos, Inc.

    1819493 ⦿ 0001969223-26-000936

    Form 144 Subject

    13 minutes ago

    2:04:22 PM EST

    Thursday Aug 20

  • OSTERMANN DIETMAR

    1179705 ⦿ 0001969223-26-000936

    Form 144 Reporting

    13 minutes ago

    2:04:22 PM EST

    Thursday Aug 20

  • Axiom Financial Strategies, LLC

    1831985 ⦿ 0001951757-26-001383

    Form N-PX Filer

    13 minutes ago

    2:04:21 PM EST

    Thursday Aug 20

  • GM Financial Consumer Automobile Receivables Trust 2026-2

    2116462 ⦿ 0002116462-26-000015

    Form ABS-EE Filer

    13 minutes ago

    2:04:15 PM EST

    Thursday Aug 20

  • Alternus Clean Energy, Inc.

    1883984 ⦿ 0001437749-26-028619

    Form 8-K Filer

    Item 3.03: Material Modifications to Rights of Security Holders

    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    13 minutes ago

    2:03:43 PM EST

    Thursday Aug 20

  • WUDCHA Corp

    2118083 ⦿ 0002118083-26-000002

    Form D/A Filer

    15 minutes ago

    2:02:36 PM EST

    Thursday Aug 20

  • Beirne Wealth Consulting Services, LLC

    1697303 ⦿ 0001697303-26-000005

    Form N-PX Filer

    15 minutes ago

    2:02:00 PM EST

    Thursday Aug 20

  • Epoch Investment Partners, Inc.

    1305841 ⦿ 0001172661-26-003902

    Form N-PX Filer

    16 minutes ago

    2:01:24 PM EST

    Thursday Aug 20

  • Tidal Trust II

    1924868 ⦿ 0001999371-26-018291

    Form 8-A12B Filer

    17 minutes ago

    2:00:23 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009139

    Form 485BXT Filer

    17 minutes ago

    2:00:02 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009139

    Form 485BXT Filer

    17 minutes ago

    2:00:02 PM EST

    Thursday Aug 20

  • NORTHERN LIGHTS FUND TRUST II

    1518042 ⦿ 0001580642-26-005467

    Form N-PX Filer

    17 minutes ago

    1:59:51 PM EST

    Thursday Aug 20

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-012692

    Form 424B2 Filer

    18 minutes ago

    1:59:27 PM EST

    Thursday Aug 20

  • One Fin Capital LP

    1659521 ⦿ 0000935836-26-000432

    Form D/A Filer

    18 minutes ago

    1:59:23 PM EST

    Thursday Aug 20

  • WEALTHEDGE INVESTMENT ADVISORS, LLC

    2058455 ⦿ 0002058455-26-000004

    Form N-PX Filer

    18 minutes ago

    1:59:20 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009138

    Form 485BXT Filer

    18 minutes ago

    1:59:17 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009138

    Form 485BXT Filer

    18 minutes ago

    1:59:17 PM EST

    Thursday Aug 20

  • Roof Eidam Maycock Peralta, LLC

    1028874 ⦿ 0001172661-26-003901

    Form N-PX Filer

    18 minutes ago

    1:59:05 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009137

    Form 485BXT Filer

    19 minutes ago

    1:58:21 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009137

    Form 485BXT Filer

    19 minutes ago

    1:58:21 PM EST

    Thursday Aug 20

  • Strategic Advisors LLC

    1569119 ⦿ 0001172661-26-003900

    Form N-PX Filer

    19 minutes ago

    1:58:21 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009136

    Form 485BXT Filer

    19 minutes ago

    1:57:43 PM EST

    Thursday Aug 20

  • Simplify Exchange Traded Funds

    1810747 ⦿ 0001829126-26-009136

    Form 485BXT Filer

    19 minutes ago

    1:57:43 PM EST

    Thursday Aug 20

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-358945

    Form 424B2 Filer

    20 minutes ago

    1:57:37 PM EST

    Thursday Aug 20

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-358945

    Form 424B2 Filer

    20 minutes ago

    1:57:37 PM EST

    Thursday Aug 20

  • Ocean Park Ventures VI, LLC

    2150598 ⦿ 0002150598-26-000002

    Form D/A Filer

    20 minutes ago

    1:57:24 PM EST

    Thursday Aug 20

  • MobbQuest Inc.

    2109817 ⦿ 0002109817-26-000012

    Form 424B3 Filer

    20 minutes ago

    1:57:00 PM EST

    Thursday Aug 20

  • Standard Cognition, Corp.

    1755359 ⦿ 0001755359-26-000004

    Form D Filer

    20 minutes ago

    1:56:42 PM EST

    Thursday Aug 20

  • Boynton Beach South Parcel Equities LLC

    2148399 ⦿ 0002148399-26-000001

    Form D Filer

    21 minutes ago

    1:56:24 PM EST

    Thursday Aug 20

  • Robertson Stephens Wealth Management, LLC

    1767307 ⦿ 0001172661-26-003899

    Form N-PX Filer

    21 minutes ago

    1:56:21 PM EST

    Thursday Aug 20

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-092003

    Form 424B2 Filer

    21 minutes ago

    1:56:01 PM EST

    Thursday Aug 20

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-092003

    Form 424B2 Filer

    21 minutes ago

    1:56:01 PM EST

    Thursday Aug 20

  • GM Financial Consumer Automobile Receivables Trust 2026-1

    2099048 ⦿ 0002099048-26-000025

    Form ABS-EE Filer

    21 minutes ago

    1:55:57 PM EST

    Thursday Aug 20

  • PRINCIPAL LIFE INSURANCE CO

    9712 ⦿ 0000009712-26-000111

    Form 497 Filer

    22 minutes ago

    1:55:38 PM EST

    Thursday Aug 20

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-358943

    Form 424B2 Filer

    22 minutes ago

    1:55:23 PM EST

    Thursday Aug 20

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-358943

    Form 424B2 Filer

    22 minutes ago

    1:55:23 PM EST

    Thursday Aug 20

  • Albence Matthew

    1943913 ⦿ 0001959173-26-006261

    Form 144 Reporting

    22 minutes ago

    1:55:20 PM EST

    Thursday Aug 20

  • GEO GROUP INC

    923796 ⦿ 0001959173-26-006261

    Form 144 Subject

    22 minutes ago

    1:55:20 PM EST

    Thursday Aug 20

  • ROYAL BANK OF CANADA

    1000275 ⦿ 0000950103-26-012691

    Form 424B2 Filer

    23 minutes ago

    1:54:33 PM EST

    Thursday Aug 20

  • Tema ETF Trust

    1944285 ⦿ 0001829126-26-009134

    Form 485BXT Filer

    23 minutes ago

    1:54:05 PM EST

    Thursday Aug 20

  • Tema ETF Trust

    1944285 ⦿ 0001829126-26-009134

    Form 485BXT Filer

    23 minutes ago

    1:54:05 PM EST

    Thursday Aug 20

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-358942

    Form FWP Subject

    23 minutes ago

    1:54:05 PM EST

    Thursday Aug 20

  • Hollow Brook Wealth Management LLC

    1455251 ⦿ 0001172661-26-003898

    Form N-PX Filer

    23 minutes ago

    1:53:49 PM EST

    Thursday Aug 20

  • ORGANIGRAM GLOBAL INC.

    1620737 ⦿ 0001628280-26-058209

    Form 6-K Filer

    24 minutes ago

    1:53:37 PM EST

    Thursday Aug 20

  • Track Group, Inc.

    1045942 ⦿ 0001437749-26-028617

    Form S-8 Filer

    24 minutes ago

    1:52:52 PM EST

    Thursday Aug 20

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-358940

    Form 424B2 Filer

    24 minutes ago

    1:52:50 PM EST

    Thursday Aug 20

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-358940

    Form 424B2 Filer

    24 minutes ago

    1:52:50 PM EST

    Thursday Aug 20

  • Federal Home Loan Bank of Boston

    1331463 ⦿ 0001331463-26-000164

    Form 8-K Filer

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    26 minutes ago

    1:51:36 PM EST

    Thursday Aug 20

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-092002

    Form 424B2 Filer

    26 minutes ago

    1:51:16 PM EST

    Thursday Aug 20

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-092002

    Form 424B2 Filer

    26 minutes ago

    1:51:16 PM EST

    Thursday Aug 20

  • ATX Financial Planning, LLC

    2111013 ⦿ 0002111013-26-000003

    Form 13F-HR Filer

    26 minutes ago

    1:50:47 PM EST

    Thursday Aug 20

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-033843

    Form 424B2 Filer

    27 minutes ago

    1:50:36 PM EST

    Thursday Aug 20

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-092001

    Form 424B2 Filer

    27 minutes ago

    1:50:30 PM EST

    Thursday Aug 20

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-092001

    Form 424B2 Filer

    27 minutes ago

    1:50:30 PM EST

    Thursday Aug 20

  • CYRUS CAPITAL PARTNERS, L.P.

    1166564 ⦿ 0001172661-26-003897

    Form N-PX Filer

    27 minutes ago

    1:50:04 PM EST

    Thursday Aug 20

  • GM Financial Consumer Automobile Receivables Trust 2025-4

    2084404 ⦿ 0002084404-26-000027

    Form ABS-EE Filer

    27 minutes ago

    1:50:00 PM EST

    Thursday Aug 20

  • Principal Life Insurance Co Separate Account B

    9713 ⦿ 0000009713-26-000198

    Form 497 Filer

    27 minutes ago

    1:49:46 PM EST

    Thursday Aug 20

  • Constitution Capital LLC

    1845531 ⦿ 0001951757-26-001381

    Form N-PX Filer

    29 minutes ago

    1:48:28 PM EST

    Thursday Aug 20

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-358933

    Form FWP Subject

    29 minutes ago

    1:48:17 PM EST

    Thursday Aug 20

  • Alpha Compute Corp

    1095435 ⦿ 0001171843-26-005681

    Form 6-K Filer

    29 minutes ago

    1:48:07 PM EST

    Thursday Aug 20

  • Azura Waunakee Member, LLC

    2149620 ⦿ 0002149620-26-000001

    Form D Filer

    30 minutes ago

    1:47:00 PM EST

    Thursday Aug 20

  • DILLON LARRY G

    1200507 ⦿ 0001200507-26-000008

    Form 4 Reporting

    32 minutes ago

    1:45:17 PM EST

    Thursday Aug 20

  • C & F FINANCIAL CORP

    913341 ⦿ 0001200507-26-000008

    Form 4 Issuer

    32 minutes ago

    1:45:17 PM EST

    Thursday Aug 20

  • Rise Companies Corp

    1640967 ⦿ 0001104659-26-099152

    Form 253G2 Filer

    33 minutes ago

    1:44:38 PM EST

    Thursday Aug 20

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-040864

    Form 424B2 Filer

    33 minutes ago

    1:44:32 PM EST

    Thursday Aug 20