Filings Received and Processed at the SEC

NetEase, Inc.

1110646 ⦿ 0001104659-26-076607

Form 6-K Filer

ARGENX SE

1697862 ⦿ 0001104659-26-076606

Form 6-K Filer

Wang Jingbo

2035043 ⦿ 0001193125-26-278453

Form 4 Reporting

ATRenew Inc.

1838957 ⦿ 0001193125-26-278453

Form 4 Issuer

AST SpaceMobile, Inc.

1780312 ⦿ 0001493152-26-029689

Form SCHEDULE 13D/A Subject

Avellan Abel Antonio

1680225 ⦿ 0001493152-26-029689

Form SCHEDULE 13D/A Filed by

Fermi Inc.

2071778 ⦿ 0001213900-26-070838

Form DFAN14A Subject

NEUGEBAUER TOBY R

1098464 ⦿ 0001213900-26-070838

Form DFAN14A Filed by

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-017274

Form FWP Subject

CITIGROUP INC

831001 ⦿ 0001918704-26-017273

Form FWP Subject

Dreamland Ltd

2041338 ⦿ 0001493152-26-029687

Form 6-K Filer

Autozi Internet Technology

1959726 ⦿ 0001493152-26-029686

Form 6-K Filer

AST SpaceMobile, Inc.

1780312 ⦿ 0001493152-26-029685

Form 4 Issuer

Avellan Abel Antonio

1680225 ⦿ 0001493152-26-029685

Form 4 Reporting

Jinxin Technology Holding Co

1967631 ⦿ 0001213900-26-070835

Form 6-K Filer

CLPS Inc

1724542 ⦿ 0001213900-26-070831

Form 6-K Filer

Levy Raphi

1968095 ⦿ 0001976408-26-000583

Form 144 Reporting

Alpha Tau Medical Ltd.

1871321 ⦿ 0001976408-26-000583

Form 144 Subject

Wheeler Real Estate Investment Trust, Inc.

1527541 ⦿ 0001527541-26-000194

Form 424B3 Filer

Jiayin Group Inc.

1743102 ⦿ 0001193125-26-278439

Form 6-K Filer

Tenon Medical, Inc.

1560293 ⦿ 0001213900-26-070828

Form DEF 14A Filer

Uang Du-Tsuen

2118034 ⦿ 0000950103-26-009314

Form 4 Reporting

ASE Technology Holding Co., Ltd.

1122411 ⦿ 0000950103-26-009314

Form 4 Issuer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-017272

Form FWP Subject

Wheeler Real Estate Investment Trust, Inc.

1527541 ⦿ 0001527541-26-000192

Form 424B3 Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-017271

Form FWP Subject

Eureka Acquisition Corp

2000410 ⦿ 0001213900-26-070826

Form 425 Subject

Wheeler Real Estate Investment Trust, Inc.

1527541 ⦿ 0001527541-26-000189

Form 424B3 Filer

XAI Floating Rate & Alternative Income Trust

1703079 ⦿ 0001213900-26-070822

Form DEF 14A Filer

Eureka Acquisition Corp

2000410 ⦿ 0001213900-26-070821

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

XU LI

2043153 ⦿ 0001104659-26-076593

Form 4 Reporting

Futu Holdings Ltd

1754581 ⦿ 0001104659-26-076593

Form 4 Issuer

Kardigan, Inc.

2123613 ⦿ 0001193125-26-278429

Form 8-K Filer

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 9.01: Financial Statements and Exhibits

ORIX CORP

1070304 ⦿ 0001193125-26-278427

Form 6-K Filer

CHIPMOS TECHNOLOGIES INC

1123134 ⦿ 0001193125-26-278426

Form 6-K Filer

Payward, Inc.

1785695 ⦿ 0001193125-26-278425

Form D Filer

EQUINOR ASA

1140625 ⦿ 0001171843-26-004232

Form 6-K Filer

ING GROEP NV

1039765 ⦿ 0001171843-26-004233

Form 6-K Filer

Robinhood Markets, Inc.

1783879 ⦿ 0001783879-26-000074

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

XAI Madison Equity Premium Income Fund

1289868 ⦿ 0001213900-26-070820

Form DEF 14A Filer

Teter Timothy S.

1696841 ⦿ 0001696841-26-000008

Form 4 Reporting

NVIDIA CORP

1045810 ⦿ 0001696841-26-000008

Form 4 Issuer

CITIGROUP INC

831001 ⦿ 0001918704-26-017270

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-017270

Form 424B2 Filer

Shoquist Debora

1283854 ⦿ 0001283854-26-000008

Form 4 Reporting

NVIDIA CORP

1045810 ⦿ 0001283854-26-000008

Form 4 Issuer

Philip & Daniele Barach Family Trust

2107059 ⦿ 0001104659-26-076580

Form SCHEDULE 13D/A Filed by

Celularity Inc

1752828 ⦿ 0001104659-26-076580

Form SCHEDULE 13D/A Subject

Kress Colette

1588670 ⦿ 0001588670-26-000012

Form 4 Reporting

NVIDIA CORP

1045810 ⦿ 0001588670-26-000012

Form 4 Issuer

UNITED MICROELECTRONICS CORP

1033767 ⦿ 0001193125-26-278424

Form 6-K Filer

XAI CLO & Income Opportunities Fund

2000645 ⦿ 0001213900-26-070817

Form DEF 14A Filer

Hou Tianyu

2113220 ⦿ 0001193125-26-278422

Form 4 Reporting

Sea Ltd

1703399 ⦿ 0001193125-26-278422

Form 4 Issuer

Ye Gang

1729171 ⦿ 0001193125-26-278420

Form 4 Reporting

Sea Ltd

1703399 ⦿ 0001193125-26-278420

Form 4 Issuer

Allot Ltd.

1365767 ⦿ 0001178913-26-003298

Form 6-K Filer

Puri Ajay K

1347842 ⦿ 0001347842-26-000013

Form 4 Reporting

NVIDIA CORP

1045810 ⦿ 0001347842-26-000013

Form 4 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-017269

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-017269

Form 424B2 Filer

Wheeler Real Estate Investment Trust, Inc.

1527541 ⦿ 0001527541-26-000187

Form 8-K Filer

Item 8.01: Other Events

NewView Capital Partners I, LLC

1750432 ⦿ 0001104659-26-076576

Form N-PX Filer

HUANG JEN HSUN

1197649 ⦿ 0001197649-26-000010

Form 4 Reporting

NVIDIA CORP

1045810 ⦿ 0001197649-26-000010

Form 4 Issuer

TOYO Co., Ltd

1985273 ⦿ 9999999995-26-002084

Form EFFECT Filer

Steakholder Foods Ltd.

1828098 ⦿ 9999999995-26-002083

Form EFFECT Filer

Solidion Technology Inc.

1881551 ⦿ 9999999995-26-002082

Form EFFECT Filer

SPLASH BEVERAGE GROUP, INC.

1553788 ⦿ 9999999995-26-002081

Form EFFECT Filer

FingerMotion, Inc.

1602409 ⦿ 9999999995-26-002080

Form EFFECT Filer

Xos, Inc.

1819493 ⦿ 9999999995-26-002079

Form EFFECT Filer

Gores Holdings XI, Inc.

2086438 ⦿ 9999999995-26-002078

Form EFFECT Filer

Chromarie International Ltd

2088383 ⦿ 9999999995-26-002077

Form EFFECT Filer

Nova Minerals Corp

1852551 ⦿ 9999999995-26-002076

Form EFFECT Filer

Youlife Group Inc.

2028177 ⦿ 9999999995-26-002075

Form EFFECT Filer

Z Squared Inc.

1759186 ⦿ 9999999995-26-002074

Form EFFECT Filer

Connect Invest IIII, LLC

2139773 ⦿ 9999999994-26-000121

Form QUALIF Filer

AH Realty Trust, Inc.

1569187 ⦿ 0001569187-26-000122

Form 4/A Issuer

BIGMAN THEODORE

1042733 ⦿ 0001569187-26-000122

Form 4/A Reporting

VergeSci, Inc.

2140460 ⦿ 0002140460-26-000001

Form D Filer

AH Realty Trust, Inc.

1569187 ⦿ 0001569187-26-000120

Form 3/A Issuer

BIGMAN THEODORE

1042733 ⦿ 0001569187-26-000120

Form 3/A Reporting

Kelly Kevin Anthony

2139540 ⦿ 0001193125-26-278251

Form 4 Reporting

Kardigan, Inc.

2123613 ⦿ 0001193125-26-278251

Form 4 Issuer

HRTG PV, L.P.

2116206 ⦿ 0001193125-26-278251

Form 4 Reporting

Johnson Keith Bryon

2116203 ⦿ 0001193125-26-278251

Form 4 Reporting

SCHF CIF 2024, L.P.

2009565 ⦿ 0001193125-26-278251

Form 4 Reporting

HRTG GPE, LLC

1537455 ⦿ 0001193125-26-278251

Form 4 Reporting

GS Finance Corp.

1419828 ⦿ 0001193125-26-278248

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-278248

Form 424B2 Filer

IonQ, Inc.

1824920 ⦿ 0001193125-26-278249

Form 4 Issuer

TOLEDANO GABRIELLE B

1353810 ⦿ 0001193125-26-278249

Form 4 Reporting

Chou Kathryn K.

1935209 ⦿ 0001193125-26-278247

Form 4 Reporting

IonQ, Inc.

1824920 ⦿ 0001193125-26-278247

Form 4 Issuer

Raymond John w

2058452 ⦿ 0001193125-26-278246

Form 4 Reporting

Graf Global Corp.

1897463 ⦿ 0001104659-26-076571

Form 425 Subject

IonQ, Inc.

1824920 ⦿ 0001193125-26-278246

Form 4 Issuer

ArriVent BioPharma, Inc.

1868279 ⦿ 0001104659-26-076570

Form 4 Issuer

Parsey Merdad

1792150 ⦿ 0001104659-26-076570

Form 4 Reporting

Takeover Time 2026 LLC

2107788 ⦿ 0002107788-26-000002

Form 3 Reporting