Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-065083

    Form 424B2 Filer

    1 minute ago

    9:51:04 AM EST

    Thursday Jun 04

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-015641

    Form 424B2 Filer

    1 minute ago

    9:50:38 AM EST

    Thursday Jun 04

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-015641

    Form 424B2 Filer

    1 minute ago

    9:50:38 AM EST

    Thursday Jun 04

  • Midwest Financial Network, LLC

    2137280 ⦿ 0002137280-26-000006

    Form 13F-HR Filer

    1 minute ago

    9:50:29 AM EST

    Thursday Jun 04

  • Midwest Financial Network, LLC

    2137280 ⦿ 0002137280-26-000005

    Form 13F-HR Filer

    2 minutes ago

    9:50:20 AM EST

    Thursday Jun 04

  • Midwest Financial Network, LLC

    2137280 ⦿ 0002137280-26-000004

    Form 13F-HR Filer

    2 minutes ago

    9:50:10 AM EST

    Thursday Jun 04

  • Midwest Financial Network, LLC

    2137280 ⦿ 0002137280-26-000003

    Form 13F-HR Filer

    2 minutes ago

    9:49:56 AM EST

    Thursday Jun 04

  • Midwest Financial Network, LLC

    2137280 ⦿ 0002137280-26-000002

    Form 13F-HR Filer

    2 minutes ago

    9:49:46 AM EST

    Thursday Jun 04

  • Midwest Financial Network, LLC

    2137280 ⦿ 0002137280-26-000001

    Form 13F-HR Filer

    2 minutes ago

    9:49:31 AM EST

    Thursday Jun 04

  • Pacira BioSciences, Inc.

    1396814 ⦿ 0001959173-26-004324

    Form 144 Subject

    3 minutes ago

    9:48:49 AM EST

    Thursday Jun 04

  • WILLIAMS KRISTEN

    1296965 ⦿ 0001959173-26-004324

    Form 144 Reporting

    3 minutes ago

    9:48:49 AM EST

    Thursday Jun 04

  • Long-Term Stock Exchange, Inc.

    1757271 ⦿ 9999999997-26-001003

    Form 1/A Filer

    5 minutes ago

    9:46:33 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015640

    Form 424B2 Filer

    6 minutes ago

    9:46:20 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015640

    Form 424B2 Filer

    6 minutes ago

    9:46:20 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015638

    Form 424B2 Filer

    7 minutes ago

    9:45:19 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015638

    Form 424B2 Filer

    7 minutes ago

    9:45:19 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015639

    Form FWP Subject

    7 minutes ago

    9:45:18 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015637

    Form FWP Subject

    7 minutes ago

    9:44:57 AM EST

    Thursday Jun 04

  • Weston AI, Inc.

    2134758 ⦿ 0002134758-26-000003

    Form D/A Filer

    7 minutes ago

    9:44:53 AM EST

    Thursday Jun 04

  • Clary Rebecca

    1571391 ⦿ 0001959173-26-004323

    Form 144 Reporting

    8 minutes ago

    9:43:27 AM EST

    Thursday Jun 04

  • Globalstar, Inc.

    1366868 ⦿ 0001959173-26-004323

    Form 144 Subject

    8 minutes ago

    9:43:27 AM EST

    Thursday Jun 04

  • Arrow Investments Trust

    1527428 ⦿ 0001580642-26-003515

    Form 497K Filer

    9 minutes ago

    9:42:30 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015636

    Form 424B2 Filer

    12 minutes ago

    9:40:10 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015636

    Form 424B2 Filer

    12 minutes ago

    9:40:10 AM EST

    Thursday Jun 04

  • FT 13022

    2124035 ⦿ 0001445546-26-004084

    Form 497J Filer

    12 minutes ago

    9:39:33 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004083

    Form 497 Filer

    13 minutes ago

    9:39:16 AM EST

    Thursday Jun 04

  • FT 12975

    2112778 ⦿ 0001445546-26-004082

    Form 497J Filer

    13 minutes ago

    9:38:56 AM EST

    Thursday Jun 04

  • FT 12967

    2112770 ⦿ 0001445546-26-004080

    Form 497J Filer

    14 minutes ago

    9:38:06 AM EST

    Thursday Jun 04

  • Strategic Opportunities Partners I, L.P.

    2137300 ⦿ 0001315863-26-000448

    Form D Filer

    14 minutes ago

    9:37:25 AM EST

    Thursday Jun 04

  • BERNSTEIN SANFORD C FUND INC

    832808 ⦿ 0001193125-26-256623

    Form N-CSRS Filer

    15 minutes ago

    9:37:19 AM EST

    Thursday Jun 04

  • FT 12966

    2112769 ⦿ 0001445546-26-004079

    Form 497J Filer

    15 minutes ago

    9:37:17 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004078

    Form 497 Filer

    15 minutes ago

    9:37:10 AM EST

    Thursday Jun 04

  • FT 12965

    2112768 ⦿ 0001445546-26-004076

    Form 497J Filer

    15 minutes ago

    9:36:28 AM EST

    Thursday Jun 04

  • Miami International Securities Exchange, LLC

    1556279 ⦿ 9999999997-26-001002

    Form 1/A Filer

    16 minutes ago

    9:36:04 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015635

    Form 424B2 Filer

    17 minutes ago

    9:35:16 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015635

    Form 424B2 Filer

    17 minutes ago

    9:35:16 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004075

    Form 497 Filer

    17 minutes ago

    9:34:42 AM EST

    Thursday Jun 04

  • PROVIDENT FINANCIAL SERVICES INC

    1178970 ⦿ 0001628280-26-040647

    Form 8-K Filer

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    18 minutes ago

    9:34:02 AM EST

    Thursday Jun 04

  • Bernstein Fund Inc

    1653463 ⦿ 0001193125-26-256616

    Form N-CSRS Filer

    19 minutes ago

    9:32:21 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004073

    Form 497 Filer

    20 minutes ago

    9:32:12 AM EST

    Thursday Jun 04

  • Moylan John Patrick

    2019232 ⦿ 0000711377-26-000011

    Form 4 Reporting

    20 minutes ago

    9:31:58 AM EST

    Thursday Jun 04

  • NEOGEN CORP

    711377 ⦿ 0000711377-26-000011

    Form 4 Issuer

    20 minutes ago

    9:31:58 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015634

    Form 424B2 Filer

    20 minutes ago

    9:31:51 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015634

    Form 424B2 Filer

    20 minutes ago

    9:31:51 AM EST

    Thursday Jun 04

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-065072

    Form FWP Subject

    20 minutes ago

    9:31:29 AM EST

    Thursday Jun 04

  • ETF Opportunities Trust

    1771146 ⦿ 0001771146-26-001145

    Form 8-A12B Filer

    21 minutes ago

    9:31:15 AM EST

    Thursday Jun 04

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-065071

    Form FWP Subject

    21 minutes ago

    9:30:43 AM EST

    Thursday Jun 04

  • Investment Managers Series Trust II

    1587982 ⦿ 0001213900-26-065070

    Form 485BXT Filer

    21 minutes ago

    9:30:25 AM EST

    Thursday Jun 04

  • Investment Managers Series Trust II

    1587982 ⦿ 0001213900-26-065070

    Form 485BXT Filer

    21 minutes ago

    9:30:25 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004071

    Form 497 Filer

    21 minutes ago

    9:30:24 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015633

    Form 424B2 Filer

    22 minutes ago

    9:30:15 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015633

    Form 424B2 Filer

    22 minutes ago

    9:30:15 AM EST

    Thursday Jun 04

  • SPX PROGRAM FUND LP

    2019886 ⦿ 0002019886-26-000002

    Form D/A Filer

    22 minutes ago

    9:30:09 AM EST

    Thursday Jun 04

  • Investment Managers Series Trust II

    1587982 ⦿ 0001213900-26-065069

    Form 485BXT Filer

    22 minutes ago

    9:30:04 AM EST

    Thursday Jun 04

  • Investment Managers Series Trust II

    1587982 ⦿ 0001213900-26-065069

    Form 485BXT Filer

    22 minutes ago

    9:30:04 AM EST

    Thursday Jun 04

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-065068

    Form FWP Subject

    22 minutes ago

    9:29:55 AM EST

    Thursday Jun 04

  • Investment Managers Series Trust II

    1587982 ⦿ 0001213900-26-065067

    Form 485BXT Filer

    22 minutes ago

    9:29:44 AM EST

    Thursday Jun 04

  • Investment Managers Series Trust II

    1587982 ⦿ 0001213900-26-065067

    Form 485BXT Filer

    22 minutes ago

    9:29:44 AM EST

    Thursday Jun 04

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-065066

    Form FWP Subject

    22 minutes ago

    9:29:37 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004069

    Form 497 Filer

    23 minutes ago

    9:28:30 AM EST

    Thursday Jun 04

  • Enviri II Corp

    2104052 ⦿ 0002104052-26-000072

    Form 4 Issuer

    23 minutes ago

    9:28:22 AM EST

    Thursday Jun 04

  • Purvis Edgar M Jr

    1630755 ⦿ 0002104052-26-000072

    Form 4 Reporting

    23 minutes ago

    9:28:22 AM EST

    Thursday Jun 04

  • Enviri II Corp

    2104052 ⦿ 0002104052-26-000071

    Form 4 Issuer

    24 minutes ago

    9:28:10 AM EST

    Thursday Jun 04

  • Hochman Russell C.

    1636757 ⦿ 0002104052-26-000071

    Form 4 Reporting

    24 minutes ago

    9:28:10 AM EST

    Thursday Jun 04

  • AB Multi-Manager Alternative Fund

    1543188 ⦿ 0001193125-26-256609

    Form N-CSR Filer

    24 minutes ago

    9:28:04 AM EST

    Thursday Jun 04

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-065065

    Form 424B3 Filer

    25 minutes ago

    9:27:18 AM EST

    Thursday Jun 04

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-065065

    Form 424B3 Filer

    25 minutes ago

    9:27:18 AM EST

    Thursday Jun 04

  • SEMPRA

    1032208 ⦿ 0001193125-26-256607

    Form 424B5 Filer

    25 minutes ago

    9:26:48 AM EST

    Thursday Jun 04

  • FIRST TRUST EXCHANGE-TRADED FUND IV

    1517936 ⦿ 0001445546-26-004067

    Form 497 Filer

    25 minutes ago

    9:26:23 AM EST

    Thursday Jun 04

  • SAFE BULKERS, INC.

    1434754 ⦿ 0000930413-26-001799

    Form 6-K Filer

    26 minutes ago

    9:25:45 AM EST

    Thursday Jun 04

  • ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

    906013 ⦿ 0001193125-26-256606

    Form N-CSR Filer

    26 minutes ago

    9:25:31 AM EST

    Thursday Jun 04

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-065064

    Form 424B2 Filer

    26 minutes ago

    9:25:30 AM EST

    Thursday Jun 04

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-065064

    Form 424B2 Filer

    26 minutes ago

    9:25:30 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015632

    Form 424B2 Filer

    27 minutes ago

    9:25:14 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015632

    Form 424B2 Filer

    27 minutes ago

    9:25:14 AM EST

    Thursday Jun 04

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-015631

    Form 424B2 Filer

    27 minutes ago

    9:24:21 AM EST

    Thursday Jun 04

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-015631

    Form 424B2 Filer

    27 minutes ago

    9:24:21 AM EST

    Thursday Jun 04

  • Climb Global Solutions, Inc.

    945983 ⦿ 0001437749-26-019483

    Form 8-K Filer

    Item 5.07: Submission of Matters to a Vote of Security Holders

    28 minutes ago

    9:24:13 AM EST

    Thursday Jun 04

  • RemSleep Holdings Inc.

    1412126 ⦿ 0001213900-26-065063

    Form 8-K Filer

    Item 5.01: Changes in Control of Registrant

    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    29 minutes ago

    9:23:06 AM EST

    Thursday Jun 04

  • NEW YORK STOCK EXCHANGE LLC

    876661 ⦿ 0000876661-26-000501

    Form 25-NSE Filed by

    29 minutes ago

    9:22:27 AM EST

    Thursday Jun 04

  • BECTON DICKINSON & CO

    10795 ⦿ 0000876661-26-000501

    Form 25-NSE Subject

    29 minutes ago

    9:22:27 AM EST

    Thursday Jun 04

  • AB GLOBAL BOND FUND, INC.

    883676 ⦿ 0001193125-26-256603

    Form N-CSRS Filer

    29 minutes ago

    9:22:21 AM EST

    Thursday Jun 04

  • Wang Andre

    2136450 ⦿ 0002136450-26-000002

    Form SCHEDULE 13G/A Filed by

    30 minutes ago

    9:21:54 AM EST

    Thursday Jun 04

  • Hub Cyber Security Ltd.

    1905660 ⦿ 0002136450-26-000002

    Form SCHEDULE 13G/A Subject

    30 minutes ago

    9:21:54 AM EST

    Thursday Jun 04

  • Quantinuum Inc.

    2110105 ⦿ 0001628280-26-040644

    Form S-8 Filer

    30 minutes ago

    9:21:33 AM EST

    Thursday Jun 04

  • iPower Inc.

    1830072 ⦿ 0001683168-26-004542

    Form 8-K Filer

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    32 minutes ago

    9:20:15 AM EST

    Thursday Jun 04

  • Pathfinder Bancorp, Inc.

    1609065 ⦿ 0001193125-26-256601

    Form 8-K Filer

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    32 minutes ago

    9:19:53 AM EST

    Thursday Jun 04

  • 1TECH Intelligence, Inc.

    2134898 ⦿ 0001213900-26-065061

    Form D Filer

    33 minutes ago

    9:18:58 AM EST

    Thursday Jun 04

  • Alvotech

    1898416 ⦿ 0001171843-26-003911

    Form 6-K Filer

    34 minutes ago

    9:18:16 AM EST

    Thursday Jun 04

  • AB Active ETFs, Inc.

    1496608 ⦿ 0001193125-26-256599

    Form N-CSRS Filer

    34 minutes ago

    9:18:09 AM EST

    Thursday Jun 04

  • Kingsoft Cloud Holdings Ltd

    1795589 ⦿ 0001104659-26-070369

    Form 6-K Filer

    34 minutes ago

    9:17:53 AM EST

    Thursday Jun 04

  • Upland Software, Inc.

    1505155 ⦿ 0001505155-26-000039

    Form 8-K Filer

    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

    Item 5.07: Submission of Matters to a Vote of Security Holders

    Item 9.01: Financial Statements and Exhibits

    34 minutes ago

    9:17:47 AM EST

    Thursday Jun 04

  • SEABRIDGE GOLD INC

    1231346 ⦿ 0001062993-26-003049

    Form 6-K Filer

    34 minutes ago

    9:17:21 AM EST

    Thursday Jun 04

  • Voya FUNDS TRUST

    1066602 ⦿ 0001193125-26-256597

    Form N-MFP3 Filer

    35 minutes ago

    9:17:11 AM EST

    Thursday Jun 04

  • EQT Infrastructure VI Co-Investment

    2135208 ⦿ 0002135208-26-000001

    Form D Filer

    35 minutes ago

    9:16:31 AM EST

    Thursday Jun 04

  • Putnam ETF Trust

    1845809 ⦿ 0001655589-26-000829

    Form 497K Filer

    35 minutes ago

    9:16:26 AM EST

    Thursday Jun 04

  • CREDIT SUISSE HIGH YIELD CREDIT FUND

    1061353 ⦿ 0000897101-26-000202

    Form SCHEDULE 13G Subject

    35 minutes ago

    9:16:24 AM EST

    Thursday Jun 04

  • SIT INVESTMENT ASSOCIATES INC

    769317 ⦿ 0000897101-26-000202

    Form SCHEDULE 13G Filed by

    35 minutes ago

    9:16:24 AM EST

    Thursday Jun 04

  • Putnam ETF Trust

    1845809 ⦿ 0001655589-26-000828

    Form 497 Filer

    36 minutes ago

    9:15:41 AM EST

    Thursday Jun 04

  • HUBBELL INC

    48898 ⦿ 0001193125-26-256594

    Form 424B2 Filer

    36 minutes ago

    9:15:37 AM EST

    Thursday Jun 04