Filings Received and Processed at the SEC

Terminus Municipal Advisors, LLC

1620180 ⦿ 0001620180-26-000013

Form MA-I/A Filer

Niagen Bioscience, Inc.

1386570 ⦿ 0001381874-26-000001

Form 4 Issuer

Rubin Steven D

1381874 ⦿ 0001381874-26-000001

Form 4 Reporting

Cedar Creek Municipal Advisors, LLC

2111321 ⦿ 0002111321-26-000031

Form MA-I/A Filer

Blecharczyk Nathan

1834147 ⦿ 0001193125-26-286142

Form 4 Reporting

Airbnb, Inc.

1559720 ⦿ 0001193125-26-286142

Form 4 Issuer

Jaksch Frank L Jr

1437237 ⦿ 0001437237-26-000001

Form 4 Reporting

Niagen Bioscience, Inc.

1386570 ⦿ 0001437237-26-000001

Form 4 Issuer

Winkles Isabelle

1888946 ⦿ 0001950047-26-006568

Form 144 Reporting

Braze, Inc.

1676238 ⦿ 0001950047-26-006568

Form 144 Subject

Foster Mark E.

1941750 ⦿ 0001193125-26-285899

Form 4 Reporting

American Healthcare REIT, Inc.

1632970 ⦿ 0001193125-26-285899

Form 4 Issuer

Teamshares Inc

2048951 ⦿ 0001193125-26-285898

Form SCHEDULE 13G Subject

Spark Capital Growth Fund III, L.P.

1767515 ⦿ 0001193125-26-285898

Form SCHEDULE 13G Filed by

Baroldi Mariana

1961885 ⦿ 0001972481-26-000215

Form 144 Reporting

IONIS PHARMACEUTICALS INC

874015 ⦿ 0001972481-26-000215

Form 144 Subject

O'NEIL PATRICK R.

1564926 ⦿ 0001972481-26-000214

Form 144 Reporting

IONIS PHARMACEUTICALS INC

874015 ⦿ 0001972481-26-000214

Form 144 Subject

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045845

Form 4 Issuer

Miralles Gines Diego

1773413 ⦿ 0001628280-26-045845

Form 4 Reporting

Chakravarthy Arthi

1975015 ⦿ 0001975015-26-000037

Form 4 Reporting

Enovix Corp

1828318 ⦿ 0001975015-26-000037

Form 4 Issuer

Megji Aziz

1964323 ⦿ 0001477720-26-000050

Form 4 Reporting

Asana, Inc.

1477720 ⦿ 0001477720-26-000050

Form 4 Issuer

Fidelity National Financial, Inc.

1331875 ⦿ 0001968582-26-000661

Form 144 Subject

SADOWSKI PETER T

1114848 ⦿ 0001968582-26-000661

Form 144 Reporting

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045843

Form 4 Issuer

Lyons-Williams Lori

1693564 ⦿ 0001628280-26-045843

Form 4 Reporting

WBR Holdings LLC

2086161 ⦿ 0001193125-26-285764

Form SCHEDULE 13G/A Filed by

WaterBridge Infrastructure LLC

2064947 ⦿ 0001193125-26-285764

Form SCHEDULE 13G/A Subject

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045841

Form 4 Issuer

Ware Olivia C

1663771 ⦿ 0001628280-26-045841

Form 4 Reporting

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045839

Form 4 Issuer

Schimmelpennink Evert B.

1713795 ⦿ 0001628280-26-045839

Form 4 Reporting

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045837

Form 4 Issuer

Ignelzi Troy A.

1579829 ⦿ 0001628280-26-045837

Form 4 Reporting

Schneider Eugene

1838539 ⦿ 0001972481-26-000213

Form 144 Reporting

IONIS PHARMACEUTICALS INC

874015 ⦿ 0001972481-26-000213

Form 144 Subject

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045835

Form 4 Issuer

Brady Todd R.

1767644 ⦿ 0001628280-26-045835

Form 4 Reporting

Contineum Therapeutics, Inc.

1855175 ⦿ 0001628280-26-045833

Form 4 Issuer

Boyce Sarah

1629383 ⦿ 0001628280-26-045833

Form 4 Reporting

Werewolf Therapeutics, Inc.

1785530 ⦿ 0001346824-26-000185

Form SCHEDULE 13D/A Subject

RA CAPITAL MANAGEMENT, L.P.

1346824 ⦿ 0001346824-26-000185

Form SCHEDULE 13D/A Filed by

Dream Finders Homes, Inc.

1825088 ⦿ 0000897069-26-001453

Form 4 Issuer

Lovett William Radford II

1545674 ⦿ 0000897069-26-001453

Form 4 Reporting

Bolus Mark J.

1486056 ⦿ 0001486056-26-000003

Form 144 Reporting

COMMUNITY FINANCIAL SYSTEM, INC.

723188 ⦿ 0001486056-26-000003

Form 144 Subject

SoftVest GP I, LLC

2077837 ⦿ 0001104659-26-078339

Form 4 Reporting

SoftVest, LP

1406386 ⦿ 0001104659-26-078339

Form 4 Reporting

OLIVER ERIC L

1168602 ⦿ 0001104659-26-078339

Form 4 Reporting

CROSS TIMBERS ROYALTY TRUST

881787 ⦿ 0001104659-26-078339

Form 4 Issuer

Richardson Valerie

1743057 ⦿ 0001193125-26-285754

Form 4 Reporting

American Healthcare REIT, Inc.

1632970 ⦿ 0001193125-26-285754

Form 4 Issuer

O'Quinn Marvin R

1649433 ⦿ 0001193125-26-285750

Form 4 Reporting

American Healthcare REIT, Inc.

1632970 ⦿ 0001193125-26-285750

Form 4 Issuer

SharonAI Holdings Inc.

2068385 ⦿ 0001493152-26-030363

Form 424B3 Filer

SharonAI Holdings Inc.

2068385 ⦿ 0001493152-26-030362

Form 424B3 Filer

Ribeiro Sergio Passos

2028643 ⦿ 0000950103-26-009576

Form 4 Reporting

Vinci Compass Investments Ltd.

1826286 ⦿ 0000950103-26-009576

Form 4 Issuer

Limitless X Holdings Inc.

1803977 ⦿ 0001493152-26-030357

Form 10-Q Filer

3B1 Corocoro Fund, LP

2141142 ⦿ 0002141142-26-000001

Form D Filer

Outlook Therapeutics, Inc.

1649989 ⦿ 0001104659-26-078337

Form 8-K Filer

Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

LGL GROUP INC

61004 ⦿ 0001437749-26-021864

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

SharonAI Holdings Inc.

2068385 ⦿ 0001493152-26-030359

Form 424B3 Filer

LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES

1093278 ⦿ 0000726865-26-000444

Form 485BPOS Filer

LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES

1093278 ⦿ 0000726865-26-000444

Form 485BPOS Filer

INSight Capital, LLC

1945295 ⦿ 0001945295-26-000001

Form D/A Filer

CITIGROUP INC

831001 ⦿ 0000950103-26-009575

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-009575

Form 424B2 Filer

WEST ALFRED P JR

1059374 ⦿ 0001968582-26-000660

Form 144 Reporting

SEI INVESTMENTS CO

350894 ⦿ 0001968582-26-000660

Form 144 Subject

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001839882-26-031391

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001839882-26-031391

Form 424B2 Filer

Graf Global Corp.

1897463 ⦿ 0001104659-26-078336

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

Vaxart, Inc.

72444 ⦿ 0001213900-26-072735

Form DEFA14A Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-017941

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-017941

Form 424B2 Filer

Smith Wilbur H III

1704540 ⦿ 0001193125-26-285746

Form 4 Reporting

American Healthcare REIT, Inc.

1632970 ⦿ 0001193125-26-285746

Form 4 Issuer

ADTRAN Holdings, Inc.

926282 ⦿ 0001193125-26-285745

Form 11-K Filer

LITHIUM AMERICAS CORP.

1966983 ⦿ 0001193125-26-285744

Form S-3ASR Filer

WVB Blackstone All Privates Fund

2094939 ⦿ 0001398344-26-011323

Form N-2/A Filer

WVB Blackstone All Privates Fund

2094939 ⦿ 0001398344-26-011323

Form N-2/A Filer

KIMCO REALTY CORP

879101 ⦿ 0001193125-26-285742

Form 11-K Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-031390

Form FWP Subject

LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES

1093278 ⦿ 0000726865-26-000443

Form 485BPOS Filer

LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES

1093278 ⦿ 0000726865-26-000443

Form 485BPOS Filer

Nuvation Bio Inc.

1811063 ⦿ 0001193125-26-285741

Form FWP Subject

MORGAN STANLEY

895421 ⦿ 0001839882-26-031389

Form FWP Subject

LIQUIDITY SERVICES INC

1235468 ⦿ 0001193125-26-285740

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

GameStop Corp.

1326380 ⦿ 0001326380-26-000035

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES

1093278 ⦿ 0000726865-26-000442

Form 485BPOS Filer

LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES

1093278 ⦿ 0000726865-26-000442

Form 485BPOS Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-017940

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-017940

Form 424B2 Filer

Nomura America Finance, LLC

1383951 ⦿ 0001104659-26-078335

Form 424B2 Filer

NOMURA HOLDINGS INC

1163653 ⦿ 0001104659-26-078335

Form 424B2 Filer

Happen, Inc.

1409970 ⦿ 0001409970-26-000143

Form 4 Issuer

Sanborn Scott

1397362 ⦿ 0001409970-26-000143

Form 4 Reporting