Filings Received and Processed at the SEC

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-112186

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-112186

Form 424B2 Filer

Proficient Auto Logistics, Inc

1998768 ⦿ 0001213900-26-112185

Form 8-K/A Filer

Item 9.01: Financial Statements and Exhibits

RMX INDUSTRIES, INC.

1970743 ⦿ 0001213900-26-112184

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 3.02: Unregistered Sales of Equity Securities

Item 9.01: Financial Statements and Exhibits

GS Finance Corp.

1419828 ⦿ 0001193125-26-430668

Form FWP Subject

YNK Capital Fund I, LP

2161481 ⦿ 0002161481-26-000001

Form D Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-430667

Form FWP Subject

TREASURE GLOBAL INC

1905956 ⦿ 0001213900-26-112183

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Oxford Lane Capital Corp.

1495222 ⦿ 0001213900-26-112182

Form POS EX Filer

Medicus Pharma Ltd.

1997296 ⦿ 0001062993-26-005528

Form 8-K Filer

Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

NuCube Energy, Inc.

2142801 ⦿ 0001213900-26-112181

Form 425 Filed by

Launch Two Acquisition Corp.

2023676 ⦿ 0001213900-26-112181

Form 425 Subject

Santander Commercial Mortgage Securities LLC

2096670 ⦿ 0001539497-26-002747

Form ABS-15G Securitizer

Santander Commercial Mortgage Securities LLC

2096670 ⦿ 0001539497-26-002747

Form ABS-15G Filer

Santander Commercial Mortgage Securities LLC

2096670 ⦿ 0001539497-26-002747

Form ABS-15G Depositor

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018722

Form 485BXT Filer

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018722

Form 485BXT Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-112179

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-112179

Form 424B2 Filer

NXG NextGen Infrastructure Income Fund

1506488 ⦿ 0001354719-26-000001

Form 4 Issuer

Swank Jerry V

1354719 ⦿ 0001354719-26-000001

Form 4 Reporting

TERAWULF INC.

1083301 ⦿ 0001628280-26-067100

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SILVER BOW MINING CORP.

2067674 ⦿ 0001539497-26-002746

Form DEFA14A Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-013174

Form FWP Subject

SATURNA INVESTMENT TRUST

811860 ⦿ 0001193125-26-430663

Form NPORT-P Filer

SATURNA INVESTMENT TRUST

811860 ⦿ 0001193125-26-430662

Form NPORT-P Filer

Uni-Fuels Holdings Ltd

2021688 ⦿ 0001493152-26-048276

Form 424B5 Filer

Brij Medical, Inc.

1872429 ⦿ 0001140361-26-040679

Form D Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-118516

Form FWP Subject

Bowman Consulting Group Ltd.

1847590 ⦿ 0001628280-26-067099

Form 4 Issuer

Labovitz Bruce J

1311236 ⦿ 0001628280-26-067099

Form 4 Reporting

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018720

Form 485BXT Filer

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018720

Form 485BXT Filer

DALZELL RICHARD L

1184753 ⦿ 0001628280-26-067097

Form 4 Reporting

INTUIT INC.

896878 ⦿ 0001628280-26-067097

Form 4 Issuer

WAFD INC

936528 ⦿ 0001140361-26-040678

Form DEFA14A Filer

iPower Inc.

1830072 ⦿ 0001683168-26-008057

Form S-3/A Filer

SILVER BOW MINING CORP.

2067674 ⦿ 0001539497-26-002744

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018718

Form 485BXT Filer

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018718

Form 485BXT Filer

iPower Inc.

1830072 ⦿ 0001683168-26-008056

Form S-8 Filer

AB Active ETFs, Inc.

1496608 ⦿ 0001354457-26-001020

Form CERT Filer

Nuburu, Inc.

1814215 ⦿ 0001193125-26-430654

Form 424B3 Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-430653

Form 424B3 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-430653

Form 424B3 Filer

SZKUTAK THOMAS J

1209974 ⦿ 0001628280-26-067095

Form 4 Reporting

INTUIT INC.

896878 ⦿ 0001628280-26-067095

Form 4 Issuer

ANDERSON HOAGLAND & CO

791191 ⦿ 0000791191-26-000005

Form 13F-HR Filer

Kushner Koby Solomon

2040866 ⦿ 0001683168-26-008055

Form 4 Reporting

ATHENA GOLD CORP

1304409 ⦿ 0001683168-26-008055

Form 4 Issuer

BofA Finance LLC

1682472 ⦿ 0001918704-26-032510

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-032510

Form 424B2 Filer

Belton Curtis

1738156 ⦿ 0001921094-26-001111

Form 144 Reporting

WESTAMERICA BANCORPORATION

311094 ⦿ 0001921094-26-001111

Form 144 Subject

CITIGROUP INC

831001 ⦿ 0000950103-26-016114

Form 424B3 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-016114

Form 424B3 Filer

GS Finance Corp.

1419828 ⦿ 0000950103-26-016113

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0000950103-26-016113

Form 424B2 Filer

CEMENTOS PACASMAYO SAA

1221029 ⦿ 0001213900-26-112175

Form 6-K Filer

EA Series Trust

1592900 ⦿ 0001354457-26-001019

Form 25-NSE Subject

Nasdaq Stock Market LLC

1354457 ⦿ 0001354457-26-001019

Form 25-NSE Filed by

Schwarzbach David A

1349334 ⦿ 0001349334-26-000012

Form 4 Reporting

YELP INC

1345016 ⦿ 0001349334-26-000012

Form 4 Issuer

GS Finance Corp.

1419828 ⦿ 0001193125-26-430649

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-430649

Form 424B2 Filer

Alpine Income Property Trust, Inc.

1786117 ⦿ 0001104659-26-118514

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Elucida Labs, Inc.

2161544 ⦿ 0002161544-26-000001

Form D Filer

Expion Energy, Inc.

1894954 ⦿ 0001903596-26-000390

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Transocean Ltd.

1451505 ⦿ 0001104659-26-118513

Form 8-K Filer

Item 8.01: Other Events

BHAV Acquisition Corp II

2142627 ⦿ 0001213900-26-112173

Form S-1/A Filer

Carethers John

1874604 ⦿ 0001874604-26-000003

Form 3 Reporting

AbbVie Inc.

1551152 ⦿ 0001874604-26-000003

Form 3 Issuer

Veralto Corp

1967680 ⦿ 0001834046-26-000012

Form 4 Issuer

Honeycutt Jennifer

1834046 ⦿ 0001834046-26-000012

Form 4 Reporting

Premier Air Charter Holdings Inc.

1570937 ⦿ 0001683168-26-008054

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018716

Form 485BXT Filer

Roundhill ETF Trust

1976517 ⦿ 0001398344-26-018716

Form 485BXT Filer

Five Point Holdings, LLC

1574197 ⦿ 0001574197-26-000035

Form 10-Q Filer

Direct Digital Holdings, Inc.

1880613 ⦿ 0001880613-26-000144

Form POS AM Filer

Tenaya Therapeutics, Inc.

1858848 ⦿ 0001193125-26-430642

Form DEFA14A Filer

Direct Digital Holdings, Inc.

1880613 ⦿ 0001880613-26-000143

Form POS AM Filer

Circle Internet Group, Inc.

1876042 ⦿ 0001876042-26-000291

Form 4 Issuer

Fox-Geen Jeremy

1818008 ⦿ 0001876042-26-000291

Form 4 Reporting

SATURNA INVESTMENT TRUST

811860 ⦿ 0001193125-26-430641

Form NPORT-P Filer

SATURNA INVESTMENT TRUST

811860 ⦿ 0001193125-26-430640

Form NPORT-P Filer

Direct Digital Holdings, Inc.

1880613 ⦿ 0001880613-26-000142

Form POS AM Filer

AGREE RICHARD

1275238 ⦿ 0001275238-26-000009

Form 4 Reporting

AGREE REALTY CORP

917251 ⦿ 0001275238-26-000009

Form 4 Issuer

Direct Digital Holdings, Inc.

1880613 ⦿ 0001880613-26-000141

Form POS AM Filer

Valaris Ltd

314808 ⦿ 0001140361-26-040677

Form DEFA14A Filer

Direct Digital Holdings, Inc.

1880613 ⦿ 0001880613-26-000140

Form POS AM Filer

RSYNQ Corp

2161899 ⦿ 0002161899-26-000001

Form D Filer

CITIGROUP INC

831001 ⦿ 0000950103-26-016112

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-016112

Form 424B2 Filer

Direct Digital Holdings, Inc.

1880613 ⦿ 0001880613-26-000139

Form POS AM Filer

Agree Joey

1348490 ⦿ 0001348490-26-000008

Form 4 Reporting

AGREE REALTY CORP

917251 ⦿ 0001348490-26-000008

Form 4 Issuer

AMANA MUTUAL FUNDS TRUST

766285 ⦿ 0001193125-26-430634

Form NPORT-P Filer

AMANA MUTUAL FUNDS TRUST

766285 ⦿ 0001193125-26-430633

Form NPORT-P Filer

AMANA MUTUAL FUNDS TRUST

766285 ⦿ 0001193125-26-430632

Form NPORT-P Filer