Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-012272

    Form 424B2 Filer

    1 minute ago

    3:19:04 PM EST

    Wednesday Sep 30

  • GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2514

    2056114 ⦿ 0001167303-26-000079

    Form 24F-2NT Filer

    1 minute ago

    3:18:47 PM EST

    Wednesday Sep 30

  • Darling Mark J.

    2103635 ⦿ 0001959173-26-007151

    Form 144 Reporting

    1 minute ago

    3:18:31 PM EST

    Wednesday Sep 30

  • H&R BLOCK INC

    12659 ⦿ 0001959173-26-007151

    Form 144 Subject

    1 minute ago

    3:18:31 PM EST

    Wednesday Sep 30

  • CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7

    1794303 ⦿ 0001628297-26-000788

    Form ABS-EE Filer

    1 minute ago

    3:18:12 PM EST

    Wednesday Sep 30

  • Daniels Ryan M.

    2125295 ⦿ 0001959173-26-007150

    Form 144 Reporting

    2 minutes ago

    3:17:42 PM EST

    Wednesday Sep 30

  • RAYONIER INC

    52827 ⦿ 0001959173-26-007150

    Form 144 Subject

    2 minutes ago

    3:17:42 PM EST

    Wednesday Sep 30

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-112292

    Form 424B2 Filer

    2 minutes ago

    3:17:13 PM EST

    Wednesday Sep 30

  • Radiopharm Theranostics Ltd

    1949257 ⦿ 0001213900-26-105181

    Form 20-F Filer

    3 minutes ago

    3:16:13 PM EST

    Wednesday Sep 30

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-029763

    Form 424B2 Filer

    4 minutes ago

    3:16:03 PM EST

    Wednesday Sep 30

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-029763

    Form 424B2 Filer

    4 minutes ago

    3:16:03 PM EST

    Wednesday Sep 30

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0000950103-26-014864

    Form FWP Subject

    4 minutes ago

    3:15:54 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048381

    Form 424B2 Filer

    4 minutes ago

    3:15:29 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048381

    Form 424B2 Filer

    4 minutes ago

    3:15:29 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029762

    Form 424B2 Filer

    5 minutes ago

    3:14:46 PM EST

    Wednesday Sep 30

  • CITIGROUP INC

    831001 ⦿ 0000950103-26-014863

    Form FWP Subject

    5 minutes ago

    3:14:31 PM EST

    Wednesday Sep 30

  • FCP Venture X LLC, Series XV

    2095501 ⦿ 0002095501-26-000002

    Form D Filer

    6 minutes ago

    3:13:57 PM EST

    Wednesday Sep 30

  • CITY HOLDING CO

    726854 ⦿ 0000726854-26-000171

    Form 8-K Filer

    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

    Item 9.01: Financial Statements and Exhibits

    6 minutes ago

    3:13:49 PM EST

    Wednesday Sep 30

  • GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2513

    2056113 ⦿ 0001167303-26-000078

    Form 24F-2NT Filer

    6 minutes ago

    3:13:43 PM EST

    Wednesday Sep 30

  • Invesco Commercial Real Estate Finance Trust, Inc.

    1976927 ⦿ 0001976927-26-000073

    Form 8-K Filer

    Item 8.01: Other Events

    6 minutes ago

    3:13:34 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029761

    Form 424B2 Filer

    6 minutes ago

    3:13:09 PM EST

    Wednesday Sep 30

  • Align Alternative Access Fund

    2026675 ⦿ 0001580642-26-006585

    Form SC TO-I/A Subject

    8 minutes ago

    3:11:55 PM EST

    Wednesday Sep 30

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-029760

    Form 424B2 Filer

    8 minutes ago

    3:11:36 PM EST

    Wednesday Sep 30

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-112289

    Form 424B2 Filer

    8 minutes ago

    3:11:36 PM EST

    Wednesday Sep 30

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-029760

    Form 424B2 Filer

    8 minutes ago

    3:11:36 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048379

    Form 424B2 Filer

    9 minutes ago

    3:10:52 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048379

    Form 424B2 Filer

    9 minutes ago

    3:10:52 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029759

    Form 424B2 Filer

    9 minutes ago

    3:10:50 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029758

    Form 424B2 Filer

    10 minutes ago

    3:10:02 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048378

    Form FWP Subject

    11 minutes ago

    3:08:53 PM EST

    Wednesday Sep 30

  • ARBITRAGE FUNDS

    1105076 ⦿ 0001104659-26-112287

    Form 497 Filer

    11 minutes ago

    3:08:47 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029757

    Form 424B2 Filer

    11 minutes ago

    3:08:20 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048377

    Form FWP Subject

    11 minutes ago

    3:08:18 PM EST

    Wednesday Sep 30

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-029756

    Form 424B2 Filer

    11 minutes ago

    3:08:17 PM EST

    Wednesday Sep 30

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-029756

    Form 424B2 Filer

    11 minutes ago

    3:08:17 PM EST

    Wednesday Sep 30

  • RBB FUND, INC.

    831114 ⦿ 0001398344-26-017601

    Form 497 Filer

    12 minutes ago

    3:07:56 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029755

    Form 424B2 Filer

    12 minutes ago

    3:07:55 PM EST

    Wednesday Sep 30

  • GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2512

    2056112 ⦿ 0001167303-26-000077

    Form 24F-2NT Filer

    12 minutes ago

    3:07:41 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048376

    Form FWP Subject

    12 minutes ago

    3:07:39 PM EST

    Wednesday Sep 30

  • Acretrader 280 LLC

    2131330 ⦿ 0002131330-26-000001

    Form D Filer

    12 minutes ago

    3:07:36 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048375

    Form FWP Subject

    12 minutes ago

    3:07:08 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048374

    Form 424B2 Filer

    13 minutes ago

    3:06:57 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048374

    Form 424B2 Filer

    13 minutes ago

    3:06:57 PM EST

    Wednesday Sep 30

  • BENCHMARK 2019-B15 MORTGAGE TRUST

    1793651 ⦿ 0001628297-26-000785

    Form 10-D Filer

    13 minutes ago

    3:06:50 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048373

    Form FWP Subject

    13 minutes ago

    3:06:21 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048372

    Form FWP Subject

    14 minutes ago

    3:05:51 PM EST

    Wednesday Sep 30

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-029754

    Form 424B2 Filer

    14 minutes ago

    3:05:08 PM EST

    Wednesday Sep 30

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-029754

    Form 424B2 Filer

    14 minutes ago

    3:05:08 PM EST

    Wednesday Sep 30

  • WILLIS LEASE FINANCE CORP

    1018164 ⦿ 0001018164-26-000082

    Form 8-K Filer

    Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

    Item 9.01: Financial Statements and Exhibits

    15 minutes ago

    3:05:00 PM EST

    Wednesday Sep 30

  • BENCHMARK 2019-B15 MORTGAGE TRUST

    1793651 ⦿ 0001628297-26-000786

    Form ABS-EE Filer

    15 minutes ago

    3:04:51 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048371

    Form FWP Subject

    15 minutes ago

    3:04:19 PM EST

    Wednesday Sep 30

  • Fundomo TT-002, LP

    2149959 ⦿ 0002149959-26-000001

    Form D Filer

    16 minutes ago

    3:03:51 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048370

    Form FWP Subject

    16 minutes ago

    3:03:49 PM EST

    Wednesday Sep 30

  • Barricade Therapeutics Corp

    2090859 ⦿ 0002090859-26-000013

    Form C-U Filer

    16 minutes ago

    3:03:07 PM EST

    Wednesday Sep 30

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-029753

    Form 424B2 Filer

    17 minutes ago

    3:02:48 PM EST

    Wednesday Sep 30

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-029753

    Form 424B2 Filer

    17 minutes ago

    3:02:48 PM EST

    Wednesday Sep 30

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-048369

    Form 424B2 Filer

    17 minutes ago

    3:02:44 PM EST

    Wednesday Sep 30

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-048369

    Form 424B2 Filer

    17 minutes ago

    3:02:44 PM EST

    Wednesday Sep 30

  • BENCHMARK 2019-B12 MORTGAGE TRUST

    1781089 ⦿ 0001628297-26-000783

    Form 10-D Filer

    18 minutes ago

    3:01:37 PM EST

    Wednesday Sep 30

  • Heavy Oil Solutions, Inc.

    1587122 ⦿ 0001587122-26-000001

    Form D Filer

    18 minutes ago

    3:01:21 PM EST

    Wednesday Sep 30

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001839882-26-048368

    Form FWP Subject

    19 minutes ago

    3:00:48 PM EST

    Wednesday Sep 30

  • REX ETF Trust

    2043954 ⦿ 0001999371-26-021641

    Form 485BXT Filer

    19 minutes ago

    3:00:45 PM EST

    Wednesday Sep 30

  • REX ETF Trust

    2043954 ⦿ 0001999371-26-021641

    Form 485BXT Filer

    19 minutes ago

    3:00:45 PM EST

    Wednesday Sep 30

  • ECA Truesdale LLC

    2150757 ⦿ 0002150757-26-000001

    Form D Filer

    19 minutes ago

    3:00:41 PM EST

    Wednesday Sep 30

  • Gebbia Gloria E

    1692471 ⦿ 0001213900-26-105170

    Form 4 Reporting

    19 minutes ago

    3:00:36 PM EST

    Wednesday Sep 30

  • SIEBERT FINANCIAL CORP

    65596 ⦿ 0001213900-26-105170

    Form 4 Issuer

    19 minutes ago

    3:00:36 PM EST

    Wednesday Sep 30

  • Gebbia John J

    1813372 ⦿ 0001213900-26-105167

    Form 4 Reporting

    19 minutes ago

    3:00:34 PM EST

    Wednesday Sep 30

  • SIEBERT FINANCIAL CORP

    65596 ⦿ 0001213900-26-105167

    Form 4 Issuer

    19 minutes ago

    3:00:34 PM EST

    Wednesday Sep 30

  • Gebbia David

    1737859 ⦿ 0001213900-26-105169

    Form 4 Reporting

    19 minutes ago

    3:00:33 PM EST

    Wednesday Sep 30

  • SIEBERT FINANCIAL CORP

    65596 ⦿ 0001213900-26-105169

    Form 4 Issuer

    19 minutes ago

    3:00:33 PM EST

    Wednesday Sep 30

  • Gebbia John M.

    1727425 ⦿ 0001213900-26-105168

    Form 4 Reporting

    19 minutes ago

    3:00:31 PM EST

    Wednesday Sep 30

  • SIEBERT FINANCIAL CORP

    65596 ⦿ 0001213900-26-105168

    Form 4 Issuer

    19 minutes ago

    3:00:31 PM EST

    Wednesday Sep 30

  • Gebbia Richard

    1727711 ⦿ 0001213900-26-105166

    Form 4 Reporting

    19 minutes ago

    3:00:29 PM EST

    Wednesday Sep 30

  • SIEBERT FINANCIAL CORP

    65596 ⦿ 0001213900-26-105166

    Form 4 Issuer

    19 minutes ago

    3:00:29 PM EST

    Wednesday Sep 30

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001839882-26-048367

    Form FWP Subject

    19 minutes ago

    3:00:10 PM EST

    Wednesday Sep 30

  • BENCHMARK 2019-B12 MORTGAGE TRUST

    1781089 ⦿ 0001628297-26-000784

    Form ABS-EE Filer

    20 minutes ago

    2:59:37 PM EST

    Wednesday Sep 30

  • RBB FUND, INC.

    831114 ⦿ 0001398344-26-017599

    Form 497 Filer

    20 minutes ago

    2:59:29 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029752

    Form 424B2 Filer

    20 minutes ago

    2:59:25 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029751

    Form 424B2 Filer

    20 minutes ago

    2:59:15 PM EST

    Wednesday Sep 30

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001839882-26-048366

    Form FWP Subject

    20 minutes ago

    2:59:06 PM EST

    Wednesday Sep 30

  • REX ETF Trust

    2043954 ⦿ 0001999371-26-021639

    Form 485BXT Filer

    21 minutes ago

    2:58:29 PM EST

    Wednesday Sep 30

  • REX ETF Trust

    2043954 ⦿ 0001999371-26-021639

    Form 485BXT Filer

    21 minutes ago

    2:58:29 PM EST

    Wednesday Sep 30

  • CL Workshop Group Limited/ADR

    1988376 ⦿ 0001019155-26-000458

    Form F-6EF Subject

    22 minutes ago

    2:58:04 PM EST

    Wednesday Sep 30

  • BANK OF NEW YORK / ADR DIVISION

    1201935 ⦿ 0001019155-26-000458

    Form F-6EF Filed by

    22 minutes ago

    2:58:04 PM EST

    Wednesday Sep 30

  • CITIGROUP INC

    831001 ⦿ 0000950103-26-014862

    Form 424B2 Filer

    22 minutes ago

    2:58:02 PM EST

    Wednesday Sep 30

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0000950103-26-014862

    Form 424B2 Filer

    22 minutes ago

    2:58:02 PM EST

    Wednesday Sep 30

  • Zhu Muchun

    2071210 ⦿ 0001493152-26-045086

    Form SCHEDULE 13D/A Filed by

    22 minutes ago

    2:57:59 PM EST

    Wednesday Sep 30

  • Intercont

    2018529 ⦿ 0001493152-26-045086

    Form SCHEDULE 13D/A Subject

    22 minutes ago

    2:57:59 PM EST

    Wednesday Sep 30

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-029750

    Form 424B2 Filer

    22 minutes ago

    2:57:51 PM EST

    Wednesday Sep 30

  • Abpro Holdings, Inc.

    1893219 ⦿ 0001354457-26-000926

    Form 25-NSE Subject

    22 minutes ago

    2:57:45 PM EST

    Wednesday Sep 30

  • Nasdaq Stock Market LLC

    1354457 ⦿ 0001354457-26-000926

    Form 25-NSE Filed by

    22 minutes ago

    2:57:45 PM EST

    Wednesday Sep 30

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-112280

    Form 424B2 Filer

    22 minutes ago

    2:57:21 PM EST

    Wednesday Sep 30

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-029749

    Form 424B2 Filer

    23 minutes ago

    2:56:50 PM EST

    Wednesday Sep 30

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-029749

    Form 424B2 Filer

    23 minutes ago

    2:56:50 PM EST

    Wednesday Sep 30

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-012270

    Form 424B2 Filer

    24 minutes ago

    2:55:45 PM EST

    Wednesday Sep 30

  • BENCHMARK 2019-B9 MORTGAGE TRUST

    1764759 ⦿ 0001628297-26-000781

    Form 10-D Filer

    24 minutes ago

    2:55:30 PM EST

    Wednesday Sep 30

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-029748

    Form 424B2 Filer

    24 minutes ago

    2:55:25 PM EST

    Wednesday Sep 30

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-029748

    Form 424B2 Filer

    24 minutes ago

    2:55:25 PM EST

    Wednesday Sep 30

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-012269

    Form 424B2 Filer

    25 minutes ago

    2:55:05 PM EST

    Wednesday Sep 30

  • BANK OF MONTREAL /CAN/

    927971 ⦿ 0001214659-26-012268

    Form 424B2 Filer

    25 minutes ago

    2:54:30 PM EST

    Wednesday Sep 30