Filings Received and Processed at the SEC

Tregillis Cynthia L

2057088 ⦿ 0001266824-26-000217

Form 4 Reporting

WESTERN DIGITAL CORP

106040 ⦿ 0001266824-26-000217

Form 4 Issuer

HERZFELD THOMAS J

1310710 ⦿ 0001398344-26-018647

Form SCHEDULE 13D/A Filed by

Herzfeld Credit Income Fund, Inc

880406 ⦿ 0001398344-26-018647

Form SCHEDULE 13D/A Subject

BlackSky Technology Inc.

1753539 ⦿ 0001349983-26-000013

Form 4 Issuer

Dubois Henry Edward

1349983 ⦿ 0001349983-26-000013

Form 4 Reporting

BlackSky Technology Inc.

1753539 ⦿ 0001753539-26-000149

Form 4 Issuer

O'Toole Brian E

1443092 ⦿ 0001753539-26-000149

Form 4 Reporting

EVRAN SEDAT

1993147 ⦿ 0001993147-26-000004

Form 4 Reporting

BIO-RAD LABORATORIES, INC.

12208 ⦿ 0001993147-26-000004

Form 4 Issuer

BlackSky Technology Inc.

1753539 ⦿ 0001400954-26-000013

Form 4 Issuer

Lin Christiana L

1400954 ⦿ 0001400954-26-000013

Form 4 Reporting

Herzfeld Erik Mervin

1413260 ⦿ 0001398344-26-018646

Form SCHEDULE 13D/A Filed by

Herzfeld Credit Income Fund, Inc

880406 ⦿ 0001398344-26-018646

Form SCHEDULE 13D/A Subject

HF Direct Investments Pool, LLC

1873304 ⦿ 0001873304-26-000003

Form 4 Reporting

Westrock Coffee Co

1806347 ⦿ 0001873304-26-000003

Form 4 Issuer

KUMAR AMIT

1191905 ⦿ 0001493152-26-048144

Form 4 Reporting

Anixa Biosciences Inc

715446 ⦿ 0001493152-26-048144

Form 4 Issuer

5C Lending Partners Corp.

1998387 ⦿ 0001193125-26-429152

Form 4 Issuer

Noble Environmental Investments, LLC

1914199 ⦿ 0001193125-26-429152

Form 4 Reporting

MSD Portfolio L.P. - Investments

1134557 ⦿ 0001193125-26-429152

Form 4 Reporting

MSD CAPITAL, L.P.

1105497 ⦿ 0001193125-26-429152

Form 4 Reporting

DELL MICHAEL S

908724 ⦿ 0001193125-26-429152

Form 4 Reporting

Clarke Teresa Hillary

1875332 ⦿ 0001053507-26-000151

Form 4 Reporting

AMERICAN TOWER CORP /MA/

1053507 ⦿ 0001053507-26-000151

Form 4 Issuer

Reierson Amanda L

1950180 ⦿ 0001950180-26-000010

Form 4 Reporting

Porch Group, Inc.

1784535 ⦿ 0001950180-26-000010

Form 4 Issuer

GEPSMAN MARTIN J

1212813 ⦿ 0001212813-26-000005

Form 4 Reporting

CME GROUP INC.

1156375 ⦿ 0001212813-26-000005

Form 4 Issuer

Neagle Matthew

1837336 ⦿ 0001837336-26-000050

Form 4 Reporting

Porch Group, Inc.

1784535 ⦿ 0001837336-26-000050

Form 4 Issuer

Saba Capital Management, L.P.

1510281 ⦿ 0001510281-26-000374

Form 4 Reporting

BNY MELLON STRATEGIC MUNICIPALS, INC.

818972 ⦿ 0001510281-26-000374

Form 4 Issuer

Solowin Holdings, Ltd.

1959224 ⦿ 0001213900-26-111765

Form 424B5 Filer

MOBIX LABS, INC

1855467 ⦿ 0001493152-26-048142

Form 424B3 Filer

MOBIX LABS, INC

1855467 ⦿ 0001493152-26-048141

Form 424B3 Filer

MOBIX LABS, INC

1855467 ⦿ 0001493152-26-048140

Form 424B3 Filer

Collective Mining Ltd.

1953575 ⦿ 0001279569-26-001000

Form 6-K Filer

Valor Energy Inc

1711012 ⦿ 0001213900-26-111763

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Glucotrack, Inc.

1506983 ⦿ 0001493152-26-048139

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 3.02: Unregistered Sales of Equity Securities

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-118204

Form FWP Subject

Spark I Acquisition Corp

1884046 ⦿ 0001104659-26-118203

Form 425 Subject

American Rebel Licensing NIL I, Inc.

2134397 ⦿ 0001872856-26-000348

Form C/A Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-429136

Form FWP Subject

PAVmed Inc.

1624326 ⦿ 0001493152-26-048138

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 3.03: Material Modifications to Rights of Security Holders

Item 9.01: Financial Statements and Exhibits

Westrock Coffee Co

1806347 ⦿ 0001334945-26-000005

Form 4 Issuer

GS Finance Corp.

1419828 ⦿ 0001193125-26-429135

Form FWP Subject

Tabor A Wellford

1334945 ⦿ 0001334945-26-000005

Form 4 Reporting

Elite Performance Holding Corp

1753681 ⦿ 0001477932-26-006412

Form 10-Q Filer

8VC DSS III, L.P.

2156237 ⦿ 0002156237-26-000001

Form D Filer

Olosky Michael

1833593 ⦿ 0000109563-26-000045

Form 4 Reporting

APPLIED INDUSTRIAL TECHNOLOGIES INC

109563 ⦿ 0000109563-26-000045

Form 4 Issuer

Solowin Holdings, Ltd.

1959224 ⦿ 0001213900-26-111760

Form 6-K Filer

GOTTWALD JOHN D

1182451 ⦿ 0001193125-26-429133

Form 4 Reporting

TREDEGAR CORP

850429 ⦿ 0001193125-26-429133

Form 4 Issuer

Saba Capital Management, L.P.

1510281 ⦿ 0001510281-26-000373

Form 4 Reporting

MEXICO EQUITY & INCOME FUND INC

863900 ⦿ 0001510281-26-000373

Form 4 Issuer

C/M CAPITAL PARTNERS, LP

2038499 ⦿ 0000919574-26-007133

Form SCHEDULE 13G Filed by

Endovia Health Sciences, Inc.

1553788 ⦿ 0000919574-26-007133

Form SCHEDULE 13G Subject

Supernova Industries Corp.

2006988 ⦿ 0002006988-26-000006

Form D Filer

IVP XVIII-B, L.P.

2160376 ⦿ 0002160376-26-000001

Form D Filer

Argentem Opportunities Fund LP

1801756 ⦿ 0000929638-26-003990

Form D/A Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-118200

Form FWP Subject

RISE NATURAL BLOCKCHAIN FUND I, LLC

2088350 ⦿ 0001566114-26-000094

Form D/A Filer

Bloom Energy Corp

1664703 ⦿ 0001628280-26-066931

Form 10-Q Filer

Bluerock Homes Trust, Inc.

1903382 ⦿ 0001104659-26-118199

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

ML Forum, LLC

2148350 ⦿ 0002080612-26-000056

Form D Filer

BETTERWARE DE MEXICO, S.A.P.I. DE C.V

1788257 ⦿ 0001213900-26-111757

Form 6-K Filer

NVC Stord SPV II, LLC

2160941 ⦿ 0002160941-26-000001

Form D Filer

Frazier Life Sciences Acquisition Corp. II

2153598 ⦿ 0001193125-26-429129

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Rise Equipment Partners, LLC

2088349 ⦿ 0001566114-26-000093

Form D/A Filer

Banzai International, Inc.

1826011 ⦿ 0001437749-26-033292

Form 8-K Filer

Item 3.03: Material Modifications to Rights of Security Holders

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

DevvStream Legacy Corp.

1854480 ⦿ 0001140361-26-040536

Form POS AM Filer

BranchOut Food Inc.

1962481 ⦿ 0001493152-26-048132

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-118196

Form FWP Subject

Olosky Michael

1833593 ⦿ 0000109563-26-000043

Form 3 Reporting

APPLIED INDUSTRIAL TECHNOLOGIES INC

109563 ⦿ 0000109563-26-000043

Form 3 Issuer

APPlife Digital Solutions Inc

1755101 ⦿ 0001096906-26-001606

Form POS AM Filer

Rise Energy Group Inc.

2088912 ⦿ 0001566114-26-000092

Form D/A Filer

GOTTWALD WILLIAM M

1182458 ⦿ 0001193125-26-429125

Form 4 Reporting

TREDEGAR CORP

850429 ⦿ 0001193125-26-429125

Form 4 Issuer

Neptune Insurance Holdings Inc.

2067129 ⦿ 0001628280-26-066930

Form 10-Q Filer

Jefferies Financial Group Inc.

96223 ⦿ 0001918704-26-032398

Form 424B2 Filer

Gottwald James T.

1929371 ⦿ 0001193125-26-429124

Form 4 Reporting

TREDEGAR CORP

850429 ⦿ 0001193125-26-429124

Form 4 Issuer

DevvStream Legacy Corp.

1854480 ⦿ 0001140361-26-040534

Form POS AM Filer

NVC Stord SPV, LLC

2095652 ⦿ 0002095652-26-000002

Form D/A Filer

ROYAL BANK OF CANADA

1000275 ⦿ 0000950103-26-016031

Form 424B2 Filer

Enova International, Inc.

1529864 ⦿ 0001193125-26-429122

Form 10-Q Filer

CollPlant Biotechnologies Ltd

1631487 ⦿ 0001213900-26-111756

Form D Filer

NEONC TECHNOLOGIES HOLDINGS, INC.

1979414 ⦿ 0001829126-26-011446

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

MCAP Research Labs Fund LP

2161545 ⦿ 0002161545-26-000001

Form D Filer

Hyman Jonathan

1888935 ⦿ 0001888935-26-000028

Form 4 Reporting

Braze, Inc.

1676238 ⦿ 0001888935-26-000028

Form 4 Issuer

DevvStream Legacy Corp.

1854480 ⦿ 0001140361-26-040532

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.01: Completion of Acquisition or Disposition of Assets

Item 3.03: Material Modifications to Rights of Security Holders

Item 5.01: Changes in Control of Registrant

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 9.01: Financial Statements and Exhibits

CanCambria Energy Corp.

1992604 ⦿ 0001062993-26-005502

Form D Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-032397

Form 424B2 Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-111753

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-111753

Form 424B2 Filer

Enlivex Ltd.

1596812 ⦿ 0001213900-26-111752

Form 6-K Filer