Filings Received and Processed at the SEC

Asia Equity Partners Ltd

2025162 ⦿ 0001104659-26-095681

Form SCHEDULE 13G/A Filed by

Joint Stock Co Kaspi.kz

1985487 ⦿ 0001104659-26-095681

Form SCHEDULE 13G/A Subject

TRANSAMERICA FUNDS

787623 ⦿ 0001193125-26-348427

Form 497K Filer

FULTON BANK, N.A.

883782 ⦿ 0001438934-26-000740

Form N-PX Filer

UBS AG

1114446 ⦿ 0001839882-26-039794

Form 424B2 Filer

Lasair I a Series of CGF2021 LLC

2143012 ⦿ 0002143012-26-000001

Form D Filer

Hoxworth Seth Alan

2120865 ⦿ 0002120865-26-000007

Form 4 Reporting

CITIZENS, INC.

24090 ⦿ 0002120865-26-000007

Form 4 Issuer

TRANSAMERICA SERIES TRUST

778207 ⦿ 0001193125-26-348424

Form 497 Filer

BlackRock ESG Capital Allocation Term Trust

1864843 ⦿ 0001062993-26-004252

Form SCHEDULE 13D/A Subject

Saba Capital Management, L.P.

1510281 ⦿ 0001062993-26-004252

Form SCHEDULE 13D/A Filed by

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

1423442 ⦿ 0001423442-26-000003

Form 13F-HR Filer

TRANSAMERICA FUNDS

787623 ⦿ 0001193125-26-348420

Form 497 Filer

SCHRODER INVESTMENT MANAGEMENT GROUP

1086619 ⦿ 0001140361-26-032721

Form 13F-HR Filer

Advisors Asset Management, Inc.

1297376 ⦿ 0001999371-26-017794

Form 13F-HR/A Filer

TRANSAMERICA SERIES TRUST

778207 ⦿ 0001193125-26-348418

Form 497 Filer

Totaligent, Inc.

846377 ⦿ 0001477932-26-004951

Form NT 10-Q Filer

Thau Daniel Mark

2047774 ⦿ 0002047774-26-000007

Form 4 Reporting

Blue Bird Corp

1589526 ⦿ 0002047774-26-000007

Form 4 Issuer

FT 13159

2134700 ⦿ 0001445546-26-006003

Form 487 Filer

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-039793

Form FWP Subject

BlackRock ESG Capital Allocation Term Trust

1864843 ⦿ 0001510281-26-000265

Form 4 Issuer

Saba Capital Management, L.P.

1510281 ⦿ 0001510281-26-000265

Form 4 Reporting

Thornberry Group Americas, LLC-S

2150088 ⦿ 0002150088-26-000001

Form D Filer

FT 13158

2134699 ⦿ 0001445546-26-006002

Form 487 Filer

TRANSAMERICA FUNDS

787623 ⦿ 0001193125-26-348417

Form 497 Filer

Luckey Mountain a Series of LFG VC LLC

2147555 ⦿ 0002147555-26-000001

Form D Filer

HORIZON KINETICS ASSET MANAGEMENT LLC

1056823 ⦿ 0001437749-26-027542

Form 4 Reporting

RENN Fund, Inc.

919567 ⦿ 0001437749-26-027542

Form 4 Issuer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-039792

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-039792

Form 424B2 Filer

Fairchild Julie Ann

2042013 ⦿ 0001090009-26-000092

Form 4/A Reporting

SOUTHERN FIRST BANCSHARES INC

1090009 ⦿ 0001090009-26-000092

Form 4/A Issuer

ROYAL LONDON ASSET MANAGEMENT LTD

863748 ⦿ 0000863748-26-000006

Form 13F-HR Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-023675

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-023675

Form 424B2 Filer

Casellas Alberto

1763554 ⦿ 0001959173-26-005976

Form 144 Reporting

Synchrony Financial

1601712 ⦿ 0001959173-26-005976

Form 144 Subject

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348413

Form 497VPI Filer

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348412

Form 497VPI Filer

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348411

Form 497VPI Filer

Trademark Capital Risk Managed Fund, LP

1927698 ⦿ 0001566114-26-000078

Form D/A Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-039791

Form 424B2 Filer

Holowesko Partners Ltd.

1428569 ⦿ 0001428569-26-000003

Form 13F-HR Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-039791

Form 424B2 Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-032719

Form 424B2 Filer

ARCHIV GMI Investor LP

2149961 ⦿ 0002149961-26-000001

Form D Filer

Pura Sanguine, L.L.C.

2150142 ⦿ 0002150142-26-000001

Form D Filer

Ark Wealth Advisors LLC

2110109 ⦿ 0001172661-26-003378

Form 13F-HR Filer

TL TRINITY IRF PARTNERS LLC

2150047 ⦿ 0002150047-26-000002

Form D/A Filer

Oribel Capital Management, LP

1661140 ⦿ 0001661140-26-000003

Form 13F-HR Filer

George Yard Investors 1787, LP

2149520 ⦿ 0002149520-26-000001

Form D Filer

Amova Asset Management Americas, Inc.

1480751 ⦿ 0001140361-26-032718

Form 13F-HR Filer

FIRST NATIONAL CORP /VA/

719402 ⦿ 0001437749-26-027538

Form 10-Q Filer

UBS AG

1114446 ⦿ 0001839882-26-039790

Form 424B2 Filer

Texas Pacific Land Corp

1811074 ⦿ 0001437749-26-027539

Form 4 Issuer

HORIZON KINETICS ASSET MANAGEMENT LLC

1056823 ⦿ 0001437749-26-027539

Form 4 Reporting

Carvana Auto Receivables Trust 2026-P3

1999511 ⦿ 0001104659-26-095678

Form 305B2 Filer

Carvana Receivables Depositor LLC

1770373 ⦿ 0001104659-26-095678

Form 305B2 Filer

OLI0726 a Series of CGF2021 LLC

2147882 ⦿ 0002147882-26-000001

Form D Filer

SHCP, LLC

2055834 ⦿ 0002055834-26-000017

Form 13F-HR Filer

CVC-PE Global Private Equity Fund, LP

2096330 ⦿ 0001193125-26-348402

Form 10-Q Filer

KURA SUSHI USA, INC.

1772177 ⦿ 0001193125-26-348404

Form SCHEDULE 13G/A Subject

STEPHENS INC /AR/

757657 ⦿ 0001193125-26-348404

Form SCHEDULE 13G/A Filed by

Hestia Capital Management, LLC

1815344 ⦿ 0001941040-26-000587

Form 13F-HR Filer

JBF Capital, Inc.

1483864 ⦿ 0000935836-26-000388

Form 13F-HR Filer

MA Private Wealth

1767474 ⦿ 0001765380-26-000372

Form N-PX Filer

Elastic N.V.

1707753 ⦿ 0001167557-26-000204

Form SCHEDULE 13G/A Subject

AQR CAPITAL MANAGEMENT LLC

1167557 ⦿ 0001167557-26-000204

Form SCHEDULE 13G/A Filed by

Legacy Bridge, LLC

1689144 ⦿ 0001689144-26-000003

Form 13F-HR Filer

Marex Group Ltd

1997464 ⦿ 0001104659-26-095676

Form 424B2 Filer

Nykredit Bank A/S

2143690 ⦿ 0001140361-26-032714

Form 13F-NT Filer

CITIGROUP INC

831001 ⦿ 0000950103-26-012303

Form 424B2 Filer

Ares Acquisition Corp III

2128115 ⦿ 0001167557-26-000203

Form SCHEDULE 13G Subject

AQR CAPITAL MANAGEMENT LLC

1167557 ⦿ 0001167557-26-000203

Form SCHEDULE 13G Filed by

Technoprobe SpA/ADR

1971172 ⦿ 0001104659-26-095675

Form F-6EF Subject

Deutsche Bank Trust Co Americas/ ADR Group

1471515 ⦿ 0001104659-26-095675

Form F-6EF Filed by

PUTNAM FUNDS TRUST

1005942 ⦿ 0001005942-26-000015

Form 24F-2NT Filer

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348396

Form 497 Filer

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348395

Form 497 Filer

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348394

Form 497 Filer

NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I

906982 ⦿ 0001193125-26-348393

Form 497 Filer

HOMESTEAD ADVISERS CORP

944804 ⦿ 0001193125-26-348392

Form 13F-HR Filer

MSquaredVD1 a Series of CGF2021 LLC

2147827 ⦿ 0002147827-26-000001

Form D Filer

Sands Capital Life Sciences Pulse Fund II, L.P.

1875620 ⦿ 0001875620-26-000017

Form SCHEDULE 13G/A Filed by

Inhibikase Therapeutics, Inc.

1750149 ⦿ 0001875620-26-000017

Form SCHEDULE 13G/A Subject

Khaya Biosciences, Inc.

2150248 ⦿ 0002150248-26-000001

Form D Filer

AQR CAPITAL MANAGEMENT LLC

1167557 ⦿ 0001167557-26-000202

Form SCHEDULE 13G Filed by

MOLSON COORS BEVERAGE CO

24545 ⦿ 0001167557-26-000202

Form SCHEDULE 13G Subject

Absolute Shares Trust

1591939 ⦿ 0000894189-26-022261

Form NPORT-P Filer

Absolute Shares Trust

1591939 ⦿ 0000894189-26-022260

Form NPORT-P Filer

Absolute Shares Trust

1591939 ⦿ 0000894189-26-022259

Form NPORT-P Filer

Absolute Shares Trust

1591939 ⦿ 0000894189-26-022258

Form NPORT-P Filer

SPDR SERIES TRUST

1064642 ⦿ 0001193125-26-348387

Form 485BXT Filer

SPDR SERIES TRUST

1064642 ⦿ 0001193125-26-348387

Form 485BXT Filer

Jefferies Credit Partners

2149416 ⦿ 0002149416-26-000002

Form D Filer

ROYAL BANK OF CANADA

1000275 ⦿ 0000950103-26-012302

Form 424B2 Filer

CITIGROUP INC

831001 ⦿ 0000950103-26-012301

Form 424B3 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-012301

Form 424B3 Filer

Deutsche Bank Trust Co Americas/ ADR Group

1471515 ⦿ 0001104659-26-095671

Form F-6EF Filed by