Filings Received and Processed at the SEC

Braveheart Bio, Inc.

2131524 ⦿ 0000947871-26-000749

Form 3 Issuer

OrbiMed Capital GP IX LLC

1920574 ⦿ 0000947871-26-000749

Form 3 Reporting

ORBIMED ADVISORS LLC

1055951 ⦿ 0000947871-26-000749

Form 3 Reporting

Rudenstein Maxwell Ross

2147790 ⦿ 0001104659-26-091440

Form 3 Reporting

Franklin BSP Private Credit Fund

1794041 ⦿ 0001104659-26-091440

Form 3 Issuer

Braveheart Bio, Inc.

2131524 ⦿ 0001231919-26-000833

Form 3 Issuer

AH Equity Partners Bio IV, L.L.C.

1889898 ⦿ 0001231919-26-000833

Form 3 Reporting

AH Bio Fund IV, L.P.

1889476 ⦿ 0001231919-26-000833

Form 3 Reporting

HOROWITZ BENJAMIN A

1166586 ⦿ 0001231919-26-000833

Form 3 Reporting

Andreessen Marc L

1160077 ⦿ 0001231919-26-000833

Form 3 Reporting

Forbion Ventures VII Management B.V.

2148132 ⦿ 0001193125-26-336143

Form 3 Reporting

Forbion Ventures Fund VII Cooperatief U.A.

2148128 ⦿ 0001193125-26-336143

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001193125-26-336143

Form 3 Issuer

Forbion Growth Opportunities Fund III Cooperatief U.A.

2050895 ⦿ 0001193125-26-336143

Form 3 Reporting

Forbion Growth III Management B.V.

2050893 ⦿ 0001193125-26-336143

Form 3 Reporting

Oates Kathleen Lauren

2147224 ⦿ 0001213900-26-085870

Form 3 Reporting

Franklin BSP Capital Corp

1825248 ⦿ 0001213900-26-085870

Form 3 Issuer

Nagata Ryoko

2129528 ⦿ 0001193125-26-336135

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336135

Form 4 Issuer

Agatsuma Mika

2128785 ⦿ 0001193125-26-336134

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336134

Form 4 Issuer

Yarrow Bioscience, Inc.

1566044 ⦿ 0000947871-26-000747

Form SCHEDULE 13D Subject

ORBIMED ADVISORS LLC

1055951 ⦿ 0000947871-26-000747

Form SCHEDULE 13D Filed by

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000780

Form 3 Issuer

Rickey James Paul

1606243 ⦿ 0001470831-26-000780

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000779

Form 3 Issuer

Viehbacher Christopher

1774478 ⦿ 0001470831-26-000779

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000778

Form 3 Issuer

Bos Jasper

1897789 ⦿ 0001470831-26-000778

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000777

Form 3 Issuer

Lubner David Charles

1572000 ⦿ 0001470831-26-000777

Form 3 Reporting

Anderson Michele A.

2141644 ⦿ 0001470831-26-000776

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000776

Form 3 Issuer

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000775

Form 3 Issuer

Chimovits Erez

1706399 ⦿ 0001470831-26-000775

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000774

Form 3 Issuer

Murdoch Travis

1845681 ⦿ 0001470831-26-000774

Form 3 Reporting

Lohoff Tim

2142007 ⦿ 0001470831-26-000773

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000773

Form 3 Issuer

Malek David I

2141639 ⦿ 0001470831-26-000772

Form 3 Reporting

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000772

Form 3 Issuer

Braveheart Bio, Inc.

2131524 ⦿ 0001470831-26-000771

Form 3 Issuer

Coloma Jason V

1676170 ⦿ 0001470831-26-000771

Form 3 Reporting

Sakai Kunihiko

2126529 ⦿ 0001193125-26-336128

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336128

Form 4 Issuer

Kokubu Fumiya

2126789 ⦿ 0001193125-26-336127

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336127

Form 4 Issuer

Morisawa Jiro

2126557 ⦿ 0001193125-26-336120

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336120

Form 4 Issuer

Ogawa Yoichiro

2129552 ⦿ 0001193125-26-336119

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336119

Form 4 Issuer

Suzuki Asako

2121127 ⦿ 0001193125-26-336117

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336117

Form 4 Issuer

Higashi Kazuhiro

2128323 ⦿ 0001193125-26-336112

Form 4 Reporting

HONDA MOTOR CO LTD

715153 ⦿ 0001193125-26-336112

Form 4 Issuer

SASAKI GAIL M

1422990 ⦿ 0000764900-26-000036

Form 144 Reporting

NETLIST INC

1282631 ⦿ 0000764900-26-000036

Form 144 Subject

Ouster, Inc.

1816581 ⦿ 0001193125-26-336102

Form 4 Issuer

SPENCER DARIEN

1226378 ⦿ 0001193125-26-336102

Form 4 Reporting

Atay Oguzhan

2088549 ⦿ 0002070849-26-000052

Form 4 Reporting

BillionToOne, Inc.

2070849 ⦿ 0002070849-26-000052

Form 4 Issuer

Ashish Arora

1851564 ⦿ 0001851564-26-000030

Form 4 Reporting

Cricut, Inc.

1828962 ⦿ 0001851564-26-000030

Form 4 Issuer

Stevens Christopher James

2079768 ⦿ 0001140361-26-031473

Form 4 Reporting

ROCKET PHARMACEUTICALS, INC.

1281895 ⦿ 0001140361-26-031473

Form 4 Issuer

Saba Capital Management, L.P.

1510281 ⦿ 0001062993-26-004045

Form SCHEDULE 13D/A Filed by

ROYCE MICRO-CAP TRUST, INC.

912147 ⦿ 0001062993-26-004045

Form SCHEDULE 13D/A Subject

ROCKET PHARMACEUTICALS, INC.

1281895 ⦿ 0001140361-26-031471

Form 4 Issuer

SOUTHWELL DAVID P

1251553 ⦿ 0001140361-26-031471

Form 4 Reporting

Roseth Aaron Robert

2145472 ⦿ 0001104659-26-091425

Form 4 Reporting

Chiron Real Estate Inc.

1533615 ⦿ 0001104659-26-091425

Form 4 Issuer

Zeiller Robert Harold

2145218 ⦿ 0001104659-26-091422

Form 4 Reporting

Chiron Real Estate Inc.

1533615 ⦿ 0001104659-26-091422

Form 4 Issuer

Levine Jeremy S.

1534341 ⦿ 0001193125-26-336090

Form 4 Reporting

StubHub Holdings, Inc.

1337634 ⦿ 0001193125-26-336090

Form 4 Issuer

Hamill Anna

1935704 ⦿ 0001437749-26-026014

Form 4 Reporting

Laird Superfood, Inc.

1650696 ⦿ 0001437749-26-026014

Form 4 Issuer

Whitlock Matthew Fitzsimmons

2148306 ⦿ 0001104659-26-091420

Form 4 Reporting

Chiron Real Estate Inc.

1533615 ⦿ 0001104659-26-091420

Form 4 Issuer

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091418

Form 4 Issuer

Connors Terence J

1689279 ⦿ 0001104659-26-091418

Form 4 Reporting

Whitlock Matthew Fitzsimmons

2148306 ⦿ 0001104659-26-091417

Form 3 Reporting

Chiron Real Estate Inc.

1533615 ⦿ 0001104659-26-091417

Form 3 Issuer

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091416

Form 4 Issuer

Buchholz Karen Dougherty

1477523 ⦿ 0001104659-26-091416

Form 4 Reporting

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091415

Form 4 Issuer

FRY JOHN A

1255140 ⦿ 0001104659-26-091415

Form 4 Reporting

Boyer Ryan

1876465 ⦿ 0001104659-26-091414

Form 4 Reporting

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091414

Form 4 Issuer

Schiff David M

1860012 ⦿ 0001104659-26-091413

Form 4 Reporting

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091413

Form 4 Issuer

Lautar William Michael

2140074 ⦿ 0001628280-26-053731

Form 4 Reporting

Honeywell Aerospace Inc.

2089271 ⦿ 0001628280-26-053731

Form 4 Issuer

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091411

Form 4 Issuer

HANKOWSKY WILLIAM P

1248371 ⦿ 0001104659-26-091411

Form 4 Reporting

FS Credit Real Estate Income Trust, Inc.

1690536 ⦿ 0001104659-26-091409

Form 4 Issuer

BROWN JAMES W

1099667 ⦿ 0001104659-26-091409

Form 4 Reporting

FARRELL PETER C

1186102 ⦿ 0001628280-26-053728

Form 144 Reporting

RESMED INC

943819 ⦿ 0001628280-26-053728

Form 144 Subject

Marinick David Andrew

2138308 ⦿ 0001628280-26-053727

Form 4 Reporting