Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • Avant Capital LLC

    1653443 ⦿ 0001951757-26-001318

    Form N-PX Filer

    38 seconds ago

    4:46:04 PM EST

    Wednesday Aug 19

  • DUOS TECHNOLOGIES GROUP, INC.

    1396536 ⦿ 0001079973-26-001151

    Form 10-Q Filer

    1 minute ago

    4:45:54 PM EST

    Wednesday Aug 19

  • Liu Liang Chiu-Chu Sara

    1392941 ⦿ 0001392941-26-000013

    Form 4 Reporting

    1 minute ago

    4:45:51 PM EST

    Wednesday Aug 19

  • Super Micro Computer, Inc.

    1375365 ⦿ 0001392941-26-000013

    Form 4 Issuer

    1 minute ago

    4:45:51 PM EST

    Wednesday Aug 19

  • Hoxie-Key Susan

    1992071 ⦿ 0001193125-26-357043

    Form 4 Reporting

    1 minute ago

    4:45:40 PM EST

    Wednesday Aug 19

  • enCore Energy Corp.

    1500881 ⦿ 0001193125-26-357043

    Form 4 Issuer

    1 minute ago

    4:45:40 PM EST

    Wednesday Aug 19

  • AVAX ONE TECHNOLOGY LTD.

    1826397 ⦿ 0001493152-26-039236

    Form 8-K Filer

    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    1 minute ago

    4:45:29 PM EST

    Wednesday Aug 19

  • ARK & TLK INVESTMENTS, LLC

    2013188 ⦿ 0001104659-26-098803

    Form N-PX Filer

    1 minute ago

    4:45:28 PM EST

    Wednesday Aug 19

  • Irby William Gordon

    2012161 ⦿ 0001437749-26-028549

    Form 4 Reporting

    1 minute ago

    4:45:27 PM EST

    Wednesday Aug 19

  • HeartSciences Inc.

    1468492 ⦿ 0001213900-26-091720

    Form 8-K Filer

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    1 minute ago

    4:45:27 PM EST

    Wednesday Aug 19

  • AgEagle Aerial Systems Inc.

    8504 ⦿ 0001437749-26-028549

    Form 4 Issuer

    1 minute ago

    4:45:27 PM EST

    Wednesday Aug 19

  • KOSTER CHRISTOPHER

    1802501 ⦿ 0001071739-26-000167

    Form 4 Reporting

    1 minute ago

    4:45:23 PM EST

    Wednesday Aug 19

  • Odysight.ai Inc.

    1577445 ⦿ 0001493152-26-039235

    Form 424B5 Filer

    1 minute ago

    4:45:23 PM EST

    Wednesday Aug 19

  • CENTENE CORP

    1071739 ⦿ 0001071739-26-000167

    Form 4 Issuer

    1 minute ago

    4:45:23 PM EST

    Wednesday Aug 19

  • Chicago Atlantic BDC, Inc.

    1843162 ⦿ 0001193125-26-357041

    Form 4 Issuer

    1 minute ago

    4:45:22 PM EST

    Wednesday Aug 19

  • Gordon Scott

    1784452 ⦿ 0001193125-26-357041

    Form 4 Reporting

    1 minute ago

    4:45:22 PM EST

    Wednesday Aug 19

  • Exchange Listed Funds Trust

    1547950 ⦿ 0001213900-26-091721

    Form 497 Filer

    1 minute ago

    4:45:21 PM EST

    Wednesday Aug 19

  • Morangie Management LLC

    2056670 ⦿ 0001172661-26-003875

    Form N-PX Filer

    1 minute ago

    4:45:10 PM EST

    Wednesday Aug 19

  • Investment Managers Series Trust III

    924727 ⦿ 0001193125-26-357040

    Form NPORT-P Filer

    1 minute ago

    4:45:06 PM EST

    Wednesday Aug 19

  • Cheung Kenneth

    1492126 ⦿ 0001492126-26-000011

    Form 4 Reporting

    1 minute ago

    4:45:04 PM EST

    Wednesday Aug 19

  • Super Micro Computer, Inc.

    1375365 ⦿ 0001492126-26-000011

    Form 4 Issuer

    1 minute ago

    4:45:04 PM EST

    Wednesday Aug 19

  • AVAII WEALTH MANAGEMENT, LLC

    1904431 ⦿ 0001951757-26-001317

    Form N-PX Filer

    1 minute ago

    4:44:56 PM EST

    Wednesday Aug 19

  • CFCRE 2016-C7 Mortgage Trust

    1690110 ⦿ 0001888524-26-014745

    Form ABS-EE Filer

    1 minute ago

    4:44:53 PM EST

    Wednesday Aug 19

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-024304

    Form 424B2 Filer

    2 minutes ago

    4:44:41 PM EST

    Wednesday Aug 19

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-024304

    Form 424B2 Filer

    2 minutes ago

    4:44:41 PM EST

    Wednesday Aug 19

  • LGL GROUP INC

    61004 ⦿ 0001437749-26-028548

    Form 8-K Filer

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    2 minutes ago

    4:44:36 PM EST

    Wednesday Aug 19

  • TXNM ENERGY INC

    1108426 ⦿ 0001108426-26-000050

    Form 8-K Filer

    Item 1.01: Entry into a Material Definitive Agreement

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    Item 9.01: Financial Statements and Exhibits

    2 minutes ago

    4:44:35 PM EST

    Wednesday Aug 19

  • PUBLIC SERVICE CO OF NEW MEXICO

    81023 ⦿ 0001108426-26-000050

    Form 8-K Filer

    Item 1.01: Entry into a Material Definitive Agreement

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    Item 9.01: Financial Statements and Exhibits

    2 minutes ago

    4:44:35 PM EST

    Wednesday Aug 19

  • TEXAS NEW MEXICO POWER CO

    22767 ⦿ 0001108426-26-000050

    Form 8-K Filer

    Item 1.01: Entry into a Material Definitive Agreement

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    Item 9.01: Financial Statements and Exhibits

    2 minutes ago

    4:44:35 PM EST

    Wednesday Aug 19

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-024303

    Form 424B2 Filer

    2 minutes ago

    4:44:29 PM EST

    Wednesday Aug 19

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-024303

    Form 424B2 Filer

    2 minutes ago

    4:44:29 PM EST

    Wednesday Aug 19

  • Prior Jane

    1886154 ⦿ 0001482981-26-000176

    Form 4 Reporting

    2 minutes ago

    4:44:23 PM EST

    Wednesday Aug 19

  • Vita Coco Company, Inc.

    1482981 ⦿ 0001482981-26-000176

    Form 4 Issuer

    2 minutes ago

    4:44:23 PM EST

    Wednesday Aug 19

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-091717

    Form 424B2 Filer

    2 minutes ago

    4:44:16 PM EST

    Wednesday Aug 19

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-091717

    Form 424B2 Filer

    2 minutes ago

    4:44:16 PM EST

    Wednesday Aug 19

  • Ohana PN Co-Invest A LP

    2143159 ⦿ 0002143159-26-000001

    Form D Filer

    2 minutes ago

    4:44:13 PM EST

    Wednesday Aug 19

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-024302

    Form 424B2 Filer

    2 minutes ago

    4:44:10 PM EST

    Wednesday Aug 19

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-024302

    Form 424B2 Filer

    2 minutes ago

    4:44:10 PM EST

    Wednesday Aug 19

  • BARCLAYS BANK PLC

    312070 ⦿ 0001918704-26-024301

    Form 424B2 Filer

    2 minutes ago

    4:44:06 PM EST

    Wednesday Aug 19

  • Spelunker Channel Holdings, LLC

    2064798 ⦿ 0001950047-26-008432

    Form 144 Reporting

    2 minutes ago

    4:43:56 PM EST

    Wednesday Aug 19

  • Ethos Technologies Inc.

    1788451 ⦿ 0001950047-26-008432

    Form 144 Subject

    2 minutes ago

    4:43:56 PM EST

    Wednesday Aug 19

  • Herckis Karen

    2008581 ⦿ 0001625641-26-000184

    Form 4 Reporting

    2 minutes ago

    4:43:53 PM EST

    Wednesday Aug 19

  • CS Disco, Inc.

    1625641 ⦿ 0001625641-26-000184

    Form 4 Issuer

    2 minutes ago

    4:43:53 PM EST

    Wednesday Aug 19

  • Investment Managers Series Trust III

    924727 ⦿ 0001193125-26-357037

    Form NPORT-P Filer

    2 minutes ago

    4:43:51 PM EST

    Wednesday Aug 19

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-012656

    Form FWP Subject

    2 minutes ago

    4:43:44 PM EST

    Wednesday Aug 19

  • PATE WILLIAM

    1180447 ⦿ 0001628280-26-058000

    Form 144/A Reporting

    3 minutes ago

    4:43:38 PM EST

    Wednesday Aug 19

  • PAR PACIFIC HOLDINGS, INC.

    821483 ⦿ 0001628280-26-058000

    Form 144/A Subject

    3 minutes ago

    4:43:38 PM EST

    Wednesday Aug 19

  • Tyche Wealth Partners LLC

    2004818 ⦿ 0001951757-26-001316

    Form N-PX Filer

    3 minutes ago

    4:43:36 PM EST

    Wednesday Aug 19

  • Antoon Melanie

    2006838 ⦿ 0001625641-26-000183

    Form 4 Reporting

    3 minutes ago

    4:43:21 PM EST

    Wednesday Aug 19

  • CS Disco, Inc.

    1625641 ⦿ 0001625641-26-000183

    Form 4 Issuer

    3 minutes ago

    4:43:21 PM EST

    Wednesday Aug 19

  • Batista de Lima Filho Pedro

    2121444 ⦿ 0001213900-26-091716

    Form 4 Reporting

    3 minutes ago

    4:43:19 PM EST

    Wednesday Aug 19

  • AXIA Energia S.A.

    1439124 ⦿ 0001213900-26-091716

    Form 4 Issuer

    3 minutes ago

    4:43:19 PM EST

    Wednesday Aug 19

  • OptimumBank Holdings, Inc.

    1288855 ⦿ 0001493152-26-039232

    Form 8-K Filer

    Item 1.01: Entry into a Material Definitive Agreement

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    3 minutes ago

    4:43:15 PM EST

    Wednesday Aug 19

  • BANK OF NOVA SCOTIA

    9631 ⦿ 0001438934-26-001042

    Form N-PX Filer

    3 minutes ago

    4:43:12 PM EST

    Wednesday Aug 19

  • Cerberus Capital Management, L.P.

    1525907 ⦿ 0001525907-26-000007

    Form N-PX Filer

    3 minutes ago

    4:43:06 PM EST

    Wednesday Aug 19

  • Eagle Nuclear Energy Corp.

    2089283 ⦿ 0001104659-26-098801

    Form 8-K Filer

    Item 5.07: Submission of Matters to a Vote of Security Holders

    3 minutes ago

    4:43:05 PM EST

    Wednesday Aug 19

  • Garcia Susan

    2037148 ⦿ 0001625641-26-000182

    Form 4 Reporting

    3 minutes ago

    4:43:00 PM EST

    Wednesday Aug 19

  • CS Disco, Inc.

    1625641 ⦿ 0001625641-26-000182

    Form 4 Issuer

    3 minutes ago

    4:43:00 PM EST

    Wednesday Aug 19

  • EMPOWER FUNDS, INC.

    356476 ⦿ 0001193125-26-357034

    Form N-PX Filer

    3 minutes ago

    4:42:59 PM EST

    Wednesday Aug 19

  • MSC INDUSTRIAL DIRECT CO INC

    1003078 ⦿ 0001003078-26-000091

    Form 8-K Filer

    Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

    3 minutes ago

    4:42:55 PM EST

    Wednesday Aug 19

  • Verma Shiv

    2108589 ⦿ 0002108589-26-000020

    Form 4 Reporting

    3 minutes ago

    4:42:47 PM EST

    Wednesday Aug 19

  • Robinhood Markets, Inc.

    1783879 ⦿ 0002108589-26-000020

    Form 4 Issuer

    3 minutes ago

    4:42:47 PM EST

    Wednesday Aug 19

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-040687

    Form 424B2 Filer

    4 minutes ago

    4:42:34 PM EST

    Wednesday Aug 19

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-040687

    Form 424B2 Filer

    4 minutes ago

    4:42:34 PM EST

    Wednesday Aug 19

  • Rapid Line Inc.

    1910975 ⦿ 0001683168-26-006600

    Form 8-K Filer

    Item 8.01: Other Events

    4 minutes ago

    4:42:29 PM EST

    Wednesday Aug 19

  • EMPOWER FUNDS, INC.

    356476 ⦿ 0001193125-26-357032

    Form N-PX Filer

    4 minutes ago

    4:42:19 PM EST

    Wednesday Aug 19

  • PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP

    1279882 ⦿ 0001166152-26-000011

    Form 4 Reporting

    4 minutes ago

    4:42:10 PM EST

    Wednesday Aug 19

  • PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP

    1279880 ⦿ 0001166152-26-000011

    Form 4 Reporting

    4 minutes ago

    4:42:10 PM EST

    Wednesday Aug 19

  • PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

    1166152 ⦿ 0001166152-26-000011

    Form 4 Reporting

    4 minutes ago

    4:42:10 PM EST

    Wednesday Aug 19

  • FROHLICH PHIL

    1127429 ⦿ 0001166152-26-000011

    Form 4 Reporting

    4 minutes ago

    4:42:10 PM EST

    Wednesday Aug 19

  • PRESCOTT GROUP AGGRESSIVE SMALL CAP LP

    1127428 ⦿ 0001166152-26-000011

    Form 4 Reporting

    4 minutes ago

    4:42:10 PM EST

    Wednesday Aug 19

  • NATURES SUNSHINE PRODUCTS INC

    275053 ⦿ 0001166152-26-000011

    Form 4 Issuer

    4 minutes ago

    4:42:10 PM EST

    Wednesday Aug 19

  • Kreller Michael R

    2150577 ⦿ 0001193125-26-357026

    Form 4 Reporting

    4 minutes ago

    4:42:08 PM EST

    Wednesday Aug 19

  • VIASAT INC

    797721 ⦿ 0001193125-26-357026

    Form 4 Issuer

    4 minutes ago

    4:42:08 PM EST

    Wednesday Aug 19

  • KUPINSKY STUART

    1289593 ⦿ 0001959173-26-006244

    Form 144 Reporting

    4 minutes ago

    4:41:59 PM EST

    Wednesday Aug 19

  • MERCURY SYSTEMS INC

    1049521 ⦿ 0001959173-26-006244

    Form 144 Subject

    4 minutes ago

    4:41:59 PM EST

    Wednesday Aug 19

  • Wheeler Real Estate Investment Trust, Inc.

    1527541 ⦿ 0001527541-26-000298

    Form 424B3 Filer

    4 minutes ago

    4:41:57 PM EST

    Wednesday Aug 19

  • Ratner Steven

    1995110 ⦿ 0001959173-26-006243

    Form 144 Reporting

    4 minutes ago

    4:41:44 PM EST

    Wednesday Aug 19

  • MERCURY SYSTEMS INC

    1049521 ⦿ 0001959173-26-006243

    Form 144 Subject

    4 minutes ago

    4:41:44 PM EST

    Wednesday Aug 19

  • Legal Advantage Investments, Inc.

    1841769 ⦿ 0001172661-26-003874

    Form N-PX Filer

    5 minutes ago

    4:41:41 PM EST

    Wednesday Aug 19

  • South Thomas A

    1751051 ⦿ 0001751051-26-000012

    Form 144 Reporting

    5 minutes ago

    4:41:39 PM EST

    Wednesday Aug 19

  • NORTHERN TRUST CORP

    73124 ⦿ 0001751051-26-000012

    Form 144 Subject

    5 minutes ago

    4:41:39 PM EST

    Wednesday Aug 19

  • Carley Brian T

    1677791 ⦿ 0001959173-26-006242

    Form 144 Reporting

    5 minutes ago

    4:41:34 PM EST

    Wednesday Aug 19

  • Medpace Holdings, Inc.

    1668397 ⦿ 0001959173-26-006242

    Form 144 Subject

    5 minutes ago

    4:41:34 PM EST

    Wednesday Aug 19

  • ETF Opportunities Trust

    1771146 ⦿ 0001771146-26-001683

    Form 485APOS Filer

    5 minutes ago

    4:41:33 PM EST

    Wednesday Aug 19

  • ETF Opportunities Trust

    1771146 ⦿ 0001771146-26-001683

    Form 485APOS Filer

    5 minutes ago

    4:41:33 PM EST

    Wednesday Aug 19

  • Depth Ventures Global Parallel Fund B L.P.

    2150500 ⦿ 0002150500-26-000001

    Form D Filer

    5 minutes ago

    4:41:31 PM EST

    Wednesday Aug 19

  • Crum Richard Francis

    2028360 ⦿ 0001625641-26-000181

    Form 4 Reporting

    5 minutes ago

    4:41:29 PM EST

    Wednesday Aug 19

  • CS Disco, Inc.

    1625641 ⦿ 0001625641-26-000181

    Form 4 Issuer

    5 minutes ago

    4:41:29 PM EST

    Wednesday Aug 19

  • Rui Capital Innovation Fund, LP

    2029269 ⦿ 0002029269-26-000001

    Form D/A Filer

    5 minutes ago

    4:41:14 PM EST

    Wednesday Aug 19

  • ADVENT CONVERTIBLE & INCOME FUND

    1219120 ⦿ 0001821268-26-000147

    Form DEF 14A Filer

    5 minutes ago

    4:41:13 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005668

    Form 424B2 Filer

    5 minutes ago

    4:41:11 PM EST

    Wednesday Aug 19

  • Spelunker Channel Holdings, LLC

    2064798 ⦿ 0001950047-26-008431

    Form 144 Reporting

    5 minutes ago

    4:41:10 PM EST

    Wednesday Aug 19

  • Ethos Technologies Inc.

    1788451 ⦿ 0001950047-26-008431

    Form 144 Subject

    5 minutes ago

    4:41:10 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005667

    Form 424B2 Filer

    5 minutes ago

    4:41:07 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005666

    Form 424B2 Filer

    5 minutes ago

    4:41:03 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005665

    Form 424B2 Filer

    5 minutes ago

    4:40:58 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005664

    Form 424B2 Filer

    5 minutes ago

    4:40:58 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005663

    Form 424B2 Filer

    5 minutes ago

    4:40:55 PM EST

    Wednesday Aug 19

  • UBS AG

    1114446 ⦿ 0001114446-26-005661

    Form 424B2 Filer

    5 minutes ago

    4:40:53 PM EST

    Wednesday Aug 19