Filings Received and Processed at the SEC

Avant Capital LLC

1653443 ⦿ 0001951757-26-001318

Form N-PX Filer

DUOS TECHNOLOGIES GROUP, INC.

1396536 ⦿ 0001079973-26-001151

Form 10-Q Filer

Liu Liang Chiu-Chu Sara

1392941 ⦿ 0001392941-26-000013

Form 4 Reporting

Super Micro Computer, Inc.

1375365 ⦿ 0001392941-26-000013

Form 4 Issuer

Hoxie-Key Susan

1992071 ⦿ 0001193125-26-357043

Form 4 Reporting

enCore Energy Corp.

1500881 ⦿ 0001193125-26-357043

Form 4 Issuer

AVAX ONE TECHNOLOGY LTD.

1826397 ⦿ 0001493152-26-039236

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

ARK & TLK INVESTMENTS, LLC

2013188 ⦿ 0001104659-26-098803

Form N-PX Filer

Irby William Gordon

2012161 ⦿ 0001437749-26-028549

Form 4 Reporting

HeartSciences Inc.

1468492 ⦿ 0001213900-26-091720

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

AgEagle Aerial Systems Inc.

8504 ⦿ 0001437749-26-028549

Form 4 Issuer

KOSTER CHRISTOPHER

1802501 ⦿ 0001071739-26-000167

Form 4 Reporting

Odysight.ai Inc.

1577445 ⦿ 0001493152-26-039235

Form 424B5 Filer

CENTENE CORP

1071739 ⦿ 0001071739-26-000167

Form 4 Issuer

Chicago Atlantic BDC, Inc.

1843162 ⦿ 0001193125-26-357041

Form 4 Issuer

Gordon Scott

1784452 ⦿ 0001193125-26-357041

Form 4 Reporting

Exchange Listed Funds Trust

1547950 ⦿ 0001213900-26-091721

Form 497 Filer

Morangie Management LLC

2056670 ⦿ 0001172661-26-003875

Form N-PX Filer

Investment Managers Series Trust III

924727 ⦿ 0001193125-26-357040

Form NPORT-P Filer

Cheung Kenneth

1492126 ⦿ 0001492126-26-000011

Form 4 Reporting

Super Micro Computer, Inc.

1375365 ⦿ 0001492126-26-000011

Form 4 Issuer

AVAII WEALTH MANAGEMENT, LLC

1904431 ⦿ 0001951757-26-001317

Form N-PX Filer

CFCRE 2016-C7 Mortgage Trust

1690110 ⦿ 0001888524-26-014745

Form ABS-EE Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-024304

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-024304

Form 424B2 Filer

LGL GROUP INC

61004 ⦿ 0001437749-26-028548

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

TXNM ENERGY INC

1108426 ⦿ 0001108426-26-000050

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 9.01: Financial Statements and Exhibits

PUBLIC SERVICE CO OF NEW MEXICO

81023 ⦿ 0001108426-26-000050

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 9.01: Financial Statements and Exhibits

TEXAS NEW MEXICO POWER CO

22767 ⦿ 0001108426-26-000050

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 9.01: Financial Statements and Exhibits

BofA Finance LLC

1682472 ⦿ 0001918704-26-024303

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-024303

Form 424B2 Filer

Prior Jane

1886154 ⦿ 0001482981-26-000176

Form 4 Reporting

Vita Coco Company, Inc.

1482981 ⦿ 0001482981-26-000176

Form 4 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-091717

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-091717

Form 424B2 Filer

Ohana PN Co-Invest A LP

2143159 ⦿ 0002143159-26-000001

Form D Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-024302

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-024302

Form 424B2 Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-024301

Form 424B2 Filer

Spelunker Channel Holdings, LLC

2064798 ⦿ 0001950047-26-008432

Form 144 Reporting

Ethos Technologies Inc.

1788451 ⦿ 0001950047-26-008432

Form 144 Subject

Herckis Karen

2008581 ⦿ 0001625641-26-000184

Form 4 Reporting

CS Disco, Inc.

1625641 ⦿ 0001625641-26-000184

Form 4 Issuer

Investment Managers Series Trust III

924727 ⦿ 0001193125-26-357037

Form NPORT-P Filer

BARCLAYS BANK PLC

312070 ⦿ 0000950103-26-012656

Form FWP Subject

PATE WILLIAM

1180447 ⦿ 0001628280-26-058000

Form 144/A Reporting

PAR PACIFIC HOLDINGS, INC.

821483 ⦿ 0001628280-26-058000

Form 144/A Subject

Tyche Wealth Partners LLC

2004818 ⦿ 0001951757-26-001316

Form N-PX Filer

Antoon Melanie

2006838 ⦿ 0001625641-26-000183

Form 4 Reporting

CS Disco, Inc.

1625641 ⦿ 0001625641-26-000183

Form 4 Issuer

Batista de Lima Filho Pedro

2121444 ⦿ 0001213900-26-091716

Form 4 Reporting

AXIA Energia S.A.

1439124 ⦿ 0001213900-26-091716

Form 4 Issuer

OptimumBank Holdings, Inc.

1288855 ⦿ 0001493152-26-039232

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

BANK OF NOVA SCOTIA

9631 ⦿ 0001438934-26-001042

Form N-PX Filer

Cerberus Capital Management, L.P.

1525907 ⦿ 0001525907-26-000007

Form N-PX Filer

Eagle Nuclear Energy Corp.

2089283 ⦿ 0001104659-26-098801

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

Garcia Susan

2037148 ⦿ 0001625641-26-000182

Form 4 Reporting

CS Disco, Inc.

1625641 ⦿ 0001625641-26-000182

Form 4 Issuer

EMPOWER FUNDS, INC.

356476 ⦿ 0001193125-26-357034

Form N-PX Filer

MSC INDUSTRIAL DIRECT CO INC

1003078 ⦿ 0001003078-26-000091

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Verma Shiv

2108589 ⦿ 0002108589-26-000020

Form 4 Reporting

Robinhood Markets, Inc.

1783879 ⦿ 0002108589-26-000020

Form 4 Issuer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-040687

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-040687

Form 424B2 Filer

Rapid Line Inc.

1910975 ⦿ 0001683168-26-006600

Form 8-K Filer

Item 8.01: Other Events

EMPOWER FUNDS, INC.

356476 ⦿ 0001193125-26-357032

Form N-PX Filer

PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP

1279882 ⦿ 0001166152-26-000011

Form 4 Reporting

PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP

1279880 ⦿ 0001166152-26-000011

Form 4 Reporting

PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.

1166152 ⦿ 0001166152-26-000011

Form 4 Reporting

FROHLICH PHIL

1127429 ⦿ 0001166152-26-000011

Form 4 Reporting

PRESCOTT GROUP AGGRESSIVE SMALL CAP LP

1127428 ⦿ 0001166152-26-000011

Form 4 Reporting

NATURES SUNSHINE PRODUCTS INC

275053 ⦿ 0001166152-26-000011

Form 4 Issuer

Kreller Michael R

2150577 ⦿ 0001193125-26-357026

Form 4 Reporting

VIASAT INC

797721 ⦿ 0001193125-26-357026

Form 4 Issuer

KUPINSKY STUART

1289593 ⦿ 0001959173-26-006244

Form 144 Reporting

MERCURY SYSTEMS INC

1049521 ⦿ 0001959173-26-006244

Form 144 Subject

Wheeler Real Estate Investment Trust, Inc.

1527541 ⦿ 0001527541-26-000298

Form 424B3 Filer

Ratner Steven

1995110 ⦿ 0001959173-26-006243

Form 144 Reporting

MERCURY SYSTEMS INC

1049521 ⦿ 0001959173-26-006243

Form 144 Subject

Legal Advantage Investments, Inc.

1841769 ⦿ 0001172661-26-003874

Form N-PX Filer

South Thomas A

1751051 ⦿ 0001751051-26-000012

Form 144 Reporting

NORTHERN TRUST CORP

73124 ⦿ 0001751051-26-000012

Form 144 Subject

Carley Brian T

1677791 ⦿ 0001959173-26-006242

Form 144 Reporting

Medpace Holdings, Inc.

1668397 ⦿ 0001959173-26-006242

Form 144 Subject

ETF Opportunities Trust

1771146 ⦿ 0001771146-26-001683

Form 485APOS Filer

ETF Opportunities Trust

1771146 ⦿ 0001771146-26-001683

Form 485APOS Filer

Depth Ventures Global Parallel Fund B L.P.

2150500 ⦿ 0002150500-26-000001

Form D Filer

Crum Richard Francis

2028360 ⦿ 0001625641-26-000181

Form 4 Reporting

CS Disco, Inc.

1625641 ⦿ 0001625641-26-000181

Form 4 Issuer

Rui Capital Innovation Fund, LP

2029269 ⦿ 0002029269-26-000001

Form D/A Filer

ADVENT CONVERTIBLE & INCOME FUND

1219120 ⦿ 0001821268-26-000147

Form DEF 14A Filer

UBS AG

1114446 ⦿ 0001114446-26-005668

Form 424B2 Filer

Spelunker Channel Holdings, LLC

2064798 ⦿ 0001950047-26-008431

Form 144 Reporting

Ethos Technologies Inc.

1788451 ⦿ 0001950047-26-008431

Form 144 Subject

UBS AG

1114446 ⦿ 0001114446-26-005667

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-005666

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-005665

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-005664

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-005663

Form 424B2 Filer

UBS AG

1114446 ⦿ 0001114446-26-005661

Form 424B2 Filer