Filings Received and Processed at the SEC

MP Playa NE Investors, LLC

2051887 ⦿ 0002051887-26-000004

Form D Filer

SCAGLIONE DIEGO ANTHONY

1539527 ⦿ 0001128928-26-000106

Form 4 Reporting

FLOWERS FOODS INC

1128928 ⦿ 0001128928-26-000106

Form 4 Issuer

CITIGROUP INC

831001 ⦿ 0000950103-26-008755

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0000950103-26-008755

Form 424B2 Filer

Causeway Multi-Fund LLC - International Value Institutional Series

1711829 ⦿ 0000945621-26-000812

Form D/A Filer

Principia Global Offshore Fund Ltd.

2127542 ⦿ 0000919574-26-003927

Form D Filer

UBS AG

1114446 ⦿ 0001839882-26-028722

Form 424B2 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-016231

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-016231

Form 424B2 Filer

AEGON LTD.

769218 ⦿ 0001171843-26-004032

Form 6-K Filer

INVEXT SEAX FUND III A SERIES OF INVEXT LLC

2139743 ⦿ 0002139743-26-000001

Form D Filer

High Tide Inc.

1847409 ⦿ 0001279569-26-000526

Form 6-K Filer

Pacific Oak Strategic Opportunity REIT, Inc.

1452936 ⦿ 0001452936-26-000037

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UBS AG

1114446 ⦿ 0001839882-26-028721

Form 424B2 Filer

Managed Portfolio Series

1511699 ⦿ 0000894189-26-017728

Form 485APOS Filer

Managed Portfolio Series

1511699 ⦿ 0000894189-26-017728

Form 485APOS Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-016230

Form FWP Subject

UBS AG

1114446 ⦿ 0001839882-26-028720

Form 424B2 Filer

Causeway Multi-Fund LLC - International Opportunities Equity Series A

2026621 ⦿ 0000945621-26-000811

Form D/A Filer

Mountain West Debt Fund, LP

1538536 ⦿ 0001538536-26-000001

Form D/A Filer

Zbanek Cathy W

1566345 ⦿ 0001566345-26-000006

Form 4 Reporting

TFS Financial CORP

1381668 ⦿ 0001566345-26-000006

Form 4 Issuer

BofA Finance LLC

1682472 ⦿ 0001918704-26-016229

Form FWP Subject

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016228

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016228

Form 424B2 Filer

Evanston Multi-Alpha Fund

1589390 ⦿ 0000910472-26-008879

Form N-CEN Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-007304

Form 424B2 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-016227

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-016227

Form 424B2 Filer

ETF Opportunities Trust

1771146 ⦿ 0001771146-26-001224

Form 8-A12B Filer

US Asset Management LLC

1882673 ⦿ 0001882673-26-000004

Form 13F-HR Filer

UBS AG

1114446 ⦿ 0001839882-26-028718

Form 424B2 Filer

Causeway Multi-Fund LLC - Global Systematic Equity Series A

1931767 ⦿ 0000945621-26-000810

Form D/A Filer

OFS Capital Corp

1487918 ⦿ 0001487918-26-000062

Form DEFA14A Filer

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-007302

Form 424B2 Filer

OFS Capital Corp

1487918 ⦿ 0001487918-26-000061

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

Niva Platforms, Inc.

2139825 ⦿ 0002139825-26-000001

Form D Filer

STICKELS ERIC

1201821 ⦿ 0000723188-26-000096

Form 4 Reporting

COMMUNITY FINANCIAL SYSTEM, INC.

723188 ⦿ 0000723188-26-000096

Form 4 Issuer

Legato Merger Corp. III

2002038 ⦿ 0001143313-26-000030

Form 25-NSE Subject

NYSE AMERICAN LLC

1143313 ⦿ 0001143313-26-000030

Form 25-NSE Filed by

Causeway Multi-Fund LLC - Global Systematic Equity - Sustainable Series A

1905176 ⦿ 0000945621-26-000809

Form D/A Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-016226

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-016226

Form 424B2 Filer

Gold Basin Resources Corp

1882636 ⦿ 0001104659-26-072198

Form CB/A Subject

Canex Metals Inc.

1870046 ⦿ 0001104659-26-072198

Form CB/A Filed by

Streeterville Capital LLC

1851416 ⦿ 0001851416-26-000019

Form SCHEDULE 13G/A Filed by

ReTo Eco-Solutions, Inc.

1687277 ⦿ 0001851416-26-000019

Form SCHEDULE 13G/A Subject

Goldman Sachs ETF Trust

1479026 ⦿ 0001143362-26-000203

Form 25-NSE Subject

NYSE ARCA, INC.

1143362 ⦿ 0001143362-26-000203

Form 25-NSE Filed by

MANN JENNIFER K

1703557 ⦿ 0000021344-26-000148

Form 4 Reporting

COCA COLA CO

21344 ⦿ 0000021344-26-000148

Form 4 Issuer

SILVER SPRUCE RESOURCES INC.

1771039 ⦿ 0001771039-26-000005

Form D/A Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-016225

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-016225

Form 424B2 Filer

DR REDDYS LABORATORIES LTD

1135951 ⦿ 0001575872-26-000408

Form 6-K Filer

NORTHERN LIGHTS FUND TRUST II

1518042 ⦿ 0001580642-26-003700

Form 24F-2NT Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-072196

Form 424B2 Filer

FT 13117

2132906 ⦿ 0001445546-26-004326

Form S-6 Filer

HANKOWSKY WILLIAM P

1248371 ⦿ 0001959173-26-004505

Form 144 Reporting

CITIZENS FINANCIAL GROUP INC/RI

759944 ⦿ 0001959173-26-004505

Form 144 Subject

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016224

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016224

Form 424B2 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-016223

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-016223

Form 424B2 Filer

FTP 8

2087900 ⦿ 0001445546-26-004325

Form S-6 Filer

UBS AG

1114446 ⦿ 0001839882-26-028713

Form 424B2 Filer

Forbright, Inc.

1925062 ⦿ 0001628280-26-042101

Form 8-A12B Filer

Wapnick Pamela

1995657 ⦿ 0001193125-26-265335

Form 4 Reporting

Metagenomi Therapeutics, Inc.

1785279 ⦿ 0001193125-26-265335

Form 4 Issuer

Causeway Multi-Fund LLC - Emerging Markets Equity Series A

1817734 ⦿ 0000945621-26-000808

Form D/A Filer

FT 13116

2132794 ⦿ 0001445546-26-004324

Form S-6 Filer

Integrated Media Technology Ltd

1668438 ⦿ 0001668438-26-000009

Form 6-K Filer

Fillmore Partners Co-Invest, L.P. - Series Two

2139451 ⦿ 0002139451-26-000001

Form D Filer

Eaton Vance Investment Trust

779991 ⦿ 0000779991-26-000001

Form 24F-2NT Filer

FT 13115

2132793 ⦿ 0001445546-26-004323

Form S-6 Filer

Volent Paula

1801717 ⦿ 0001801717-26-000007

Form 4 Reporting

1stdibs.com, Inc.

1600641 ⦿ 0001801717-26-000007

Form 4 Issuer

Taylor Everette

2009511 ⦿ 0002009511-26-000007

Form 4 Reporting

1stdibs.com, Inc.

1600641 ⦿ 0002009511-26-000007

Form 4 Issuer

UBS AG

1114446 ⦿ 0001839882-26-028711

Form FWP Subject

1stdibs.com, Inc.

1600641 ⦿ 0001600116-26-000004

Form 4 Issuer

Schipper Brian

1600116 ⦿ 0001600116-26-000004

Form 4 Reporting

FT 13114

2132791 ⦿ 0001445546-26-004322

Form S-6 Filer

Irish Jian

1995697 ⦿ 0001193125-26-265332

Form 4 Reporting

Metagenomi Therapeutics, Inc.

1785279 ⦿ 0001193125-26-265332

Form 4 Issuer

Robb Andrew George

1863194 ⦿ 0001863194-26-000004

Form 4 Reporting

1stdibs.com, Inc.

1600641 ⦿ 0001863194-26-000004

Form 4 Issuer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-016222

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-016222

Form 424B2 Filer

1stdibs.com, Inc.

1600641 ⦿ 0001186944-26-000004

Form 4 Issuer

HICKOK LORI A

1186944 ⦿ 0001186944-26-000004

Form 4 Reporting

1stdibs.com, Inc.

1600641 ⦿ 0001572685-26-000005

Form 4 Issuer

Cohler Matt

1572685 ⦿ 0001572685-26-000005

Form 4 Reporting

Goins Melanie F

1775877 ⦿ 0001775877-26-000006

Form 4 Reporting

1stdibs.com, Inc.

1600641 ⦿ 0001775877-26-000006

Form 4 Issuer

Che Austin

1882820 ⦿ 0001959173-26-004504

Form 144 Reporting

Ginkgo Bioworks Holdings, Inc.

1830214 ⦿ 0001959173-26-004504

Form 144 Subject

1stdibs.com, Inc.

1600641 ⦿ 0001336088-26-000006

Form 4 Issuer