Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001222

    Form 497K Filer

    25 seconds ago

    1:05:24 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001221

    Form 497K Filer

    30 seconds ago

    1:05:19 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001220

    Form 497K Filer

    34 seconds ago

    1:05:15 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001219

    Form 497K Filer

    39 seconds ago

    1:05:10 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001218

    Form 497K Filer

    43 seconds ago

    1:05:06 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001217

    Form 497K Filer

    1 minute ago

    1:05:01 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001216

    Form 497K Filer

    1 minute ago

    1:04:57 PM EST

    Tuesday Nov 03

  • MUTUAL FUND SERIES TRUST

    1355064 ⦿ 0001580642-26-007390

    Form 497J Filer

    1 minute ago

    1:04:51 PM EST

    Tuesday Nov 03

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001918704-26-034160

    Form 424B2 Filer

    1 minute ago

    1:04:43 PM EST

    Tuesday Nov 03

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001918704-26-034160

    Form 424B2 Filer

    1 minute ago

    1:04:43 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054712

    Form 424B2 Filer

    1 minute ago

    1:04:34 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054712

    Form 424B2 Filer

    1 minute ago

    1:04:34 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054711

    Form 424B2 Filer

    1 minute ago

    1:03:59 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054711

    Form 424B2 Filer

    1 minute ago

    1:03:59 PM EST

    Tuesday Nov 03

  • Calamos Aksia Hedged Strategies Fund

    2125773 ⦿ 0002125773-26-000017

    Form 4 Reporting

    1 minute ago

    1:03:57 PM EST

    Tuesday Nov 03

  • Calamos Aksia Hedged Strategies Fund

    2063706 ⦿ 0002125773-26-000017

    Form 4 Issuer

    1 minute ago

    1:03:57 PM EST

    Tuesday Nov 03

  • 46 Peaks LLC

    2112665 ⦿ 0001172661-26-004834

    Form 13F-HR Filer

    1 minute ago

    1:03:52 PM EST

    Tuesday Nov 03

  • Marathon Petroleum Corp

    1510295 ⦿ 0001510295-26-000071

    Form 10-Q Filer

    2 minutes ago

    1:03:45 PM EST

    Tuesday Nov 03

  • Hamilton Brian T

    2005790 ⦿ 0002005790-26-000030

    Form 4 Reporting

    2 minutes ago

    1:03:36 PM EST

    Tuesday Nov 03

  • COASTAL FINANCIAL CORP

    1437958 ⦿ 0002005790-26-000030

    Form 4 Issuer

    2 minutes ago

    1:03:36 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054710

    Form 424B2 Filer

    2 minutes ago

    1:03:14 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054710

    Form 424B2 Filer

    2 minutes ago

    1:03:14 PM EST

    Tuesday Nov 03

  • TENNANT CO

    97134 ⦿ 0000097134-26-000029

    Form 10-Q Filer

    2 minutes ago

    1:03:07 PM EST

    Tuesday Nov 03

  • AuguStar Variable Account A

    73981 ⦿ 0001398344-26-019418

    Form 497 Filer

    2 minutes ago

    1:02:50 PM EST

    Tuesday Nov 03

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-041754

    Form 424B2 Filer

    3 minutes ago

    1:02:28 PM EST

    Tuesday Nov 03

  • MPLX LP

    1552000 ⦿ 0001552000-26-000047

    Form 10-Q Filer

    3 minutes ago

    1:02:09 PM EST

    Tuesday Nov 03

  • Janzaruk Matthew W.

    1910008 ⦿ 0000080424-26-000270

    Form 4 Reporting

    3 minutes ago

    1:01:54 PM EST

    Tuesday Nov 03

  • PROCTER & GAMBLE Co

    80424 ⦿ 0000080424-26-000270

    Form 4 Issuer

    3 minutes ago

    1:01:54 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054708

    Form 424B2 Filer

    4 minutes ago

    1:01:49 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054708

    Form 424B2 Filer

    4 minutes ago

    1:01:49 PM EST

    Tuesday Nov 03

  • Principal Real Asset Fund

    1756404 ⦿ 0001756404-26-000047

    Form 424B3 Filer

    4 minutes ago

    1:01:17 PM EST

    Tuesday Nov 03

  • PRINCIPAL VARIABLE CONTRACTS FUNDS INC

    12601 ⦿ 0000012601-26-000564

    Form 497 Filer

    4 minutes ago

    1:00:53 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001215

    Form 497 Filer

    5 minutes ago

    1:00:40 PM EST

    Tuesday Nov 03

  • Horn-Warnock Stephanie

    2163230 ⦿ 0001213900-26-115343

    Form 3 Reporting

    5 minutes ago

    1:00:35 PM EST

    Tuesday Nov 03

  • Tempest Therapeutics, Inc.

    1544227 ⦿ 0001213900-26-115343

    Form 3 Issuer

    5 minutes ago

    1:00:35 PM EST

    Tuesday Nov 03

  • HPS Aiguille Verte SET Fund, SCSp

    2162142 ⦿ 0002162142-26-000001

    Form D Filer

    5 minutes ago

    1:00:29 PM EST

    Tuesday Nov 03

  • PRINCIPAL FUNDS, INC.

    898745 ⦿ 0000898745-26-001214

    Form 497 Filer

    5 minutes ago

    1:00:16 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054706

    Form 424B2 Filer

    5 minutes ago

    1:00:07 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054706

    Form 424B2 Filer

    5 minutes ago

    1:00:07 PM EST

    Tuesday Nov 03

  • AuguStar Variable Account A

    73981 ⦿ 0001398344-26-019416

    Form 497 Filer

    6 minutes ago

    12:59:32 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054705

    Form 424B2 Filer

    6 minutes ago

    12:59:29 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054705

    Form 424B2 Filer

    6 minutes ago

    12:59:29 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054704

    Form 424B2 Filer

    7 minutes ago

    12:58:43 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054704

    Form 424B2 Filer

    7 minutes ago

    12:58:43 PM EST

    Tuesday Nov 03

  • E.D.E.N.Nexus LLC

    2138064 ⦿ 0002138064-26-000001

    Form D Filer

    7 minutes ago

    12:58:30 PM EST

    Tuesday Nov 03

  • Tactical Tilt Overlay LLC

    1549718 ⦿ 0001549718-26-000001

    Form D/A Filer

    7 minutes ago

    12:58:14 PM EST

    Tuesday Nov 03

  • UTAH MEDICAL PRODUCTS INC

    706698 ⦿ 0001096906-26-001664

    Form 8-K Filer

    Item 8.01: Other Events

    Item 9.01: Financial Statements and Exhibits

    7 minutes ago

    12:58:10 PM EST

    Tuesday Nov 03

  • RADCLIFFE DOMESTIC ULTRA SHORT DURATION FUND, L.P.

    1479689 ⦿ 0000919574-26-007359

    Form D/A Filer

    7 minutes ago

    12:58:08 PM EST

    Tuesday Nov 03

  • GAM Holding AG

    1438848 ⦿ 0001172661-26-004833

    Form 13F-HR Filer

    7 minutes ago

    12:57:58 PM EST

    Tuesday Nov 03

  • General Motors Financial Company, Inc.

    804269 ⦿ 0000804269-26-000033

    Form FWP Subject

    7 minutes ago

    12:57:54 PM EST

    Tuesday Nov 03

  • Collard Craig A

    1363558 ⦿ 0001193125-26-444851

    Form 4 Reporting

    7 minutes ago

    12:57:52 PM EST

    Tuesday Nov 03

  • HERON THERAPEUTICS, INC. /DE/

    818033 ⦿ 0001193125-26-444851

    Form 4 Issuer

    7 minutes ago

    12:57:52 PM EST

    Tuesday Nov 03

  • Columbia Financial, Inc./MD/

    2115119 ⦿ 0001729859-26-000057

    Form 4 Issuer

    7 minutes ago

    12:57:50 PM EST

    Tuesday Nov 03

  • Klimowich John

    1729859 ⦿ 0001729859-26-000057

    Form 4 Reporting

    7 minutes ago

    12:57:50 PM EST

    Tuesday Nov 03

  • Columbia Financial, Inc./MD/

    2115119 ⦿ 0001729897-26-000055

    Form 4 Issuer

    8 minutes ago

    12:57:35 PM EST

    Tuesday Nov 03

  • Kemly Thomas J.

    1729897 ⦿ 0001729897-26-000055

    Form 4 Reporting

    8 minutes ago

    12:57:35 PM EST

    Tuesday Nov 03

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-016773

    Form 424B2 Filer

    8 minutes ago

    12:57:29 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054703

    Form 424B2 Filer

    8 minutes ago

    12:57:15 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054703

    Form 424B2 Filer

    8 minutes ago

    12:57:15 PM EST

    Tuesday Nov 03

  • Abdalla Filho Jose Joao

    2119333 ⦿ 0001213900-26-115337

    Form 4 Reporting

    8 minutes ago

    12:57:07 PM EST

    Tuesday Nov 03

  • AXIA Energia S.A.

    1439124 ⦿ 0001213900-26-115337

    Form 4 Issuer

    8 minutes ago

    12:57:07 PM EST

    Tuesday Nov 03

  • AuguStar Variable Account A

    73981 ⦿ 0001398344-26-019415

    Form 497 Filer

    9 minutes ago

    12:56:42 PM EST

    Tuesday Nov 03

  • Wells Fargo Finance LLC

    1738143 ⦿ 0001839882-26-054701

    Form 424B2 Filer

    9 minutes ago

    12:56:07 PM EST

    Tuesday Nov 03

  • WELLS FARGO & COMPANY/MN

    72971 ⦿ 0001839882-26-054701

    Form 424B2 Filer

    9 minutes ago

    12:56:07 PM EST

    Tuesday Nov 03

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-054700

    Form 424B2 Filer

    9 minutes ago

    12:56:03 PM EST

    Tuesday Nov 03

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-054700

    Form 424B2 Filer

    9 minutes ago

    12:56:03 PM EST

    Tuesday Nov 03

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-016772

    Form 424B2 Filer

    10 minutes ago

    12:55:49 PM EST

    Tuesday Nov 03

  • Radcliffe Domestic Multi-Strategy Fund, L.P.

    1972950 ⦿ 0000919574-26-007358

    Form D/A Filer

    10 minutes ago

    12:55:46 PM EST

    Tuesday Nov 03

  • Wells Fargo Finance LLC

    1738143 ⦿ 0001839882-26-054699

    Form 424B2 Filer

    10 minutes ago

    12:55:20 PM EST

    Tuesday Nov 03

  • WELLS FARGO & COMPANY/MN

    72971 ⦿ 0001839882-26-054699

    Form 424B2 Filer

    10 minutes ago

    12:55:20 PM EST

    Tuesday Nov 03

  • Duarte Ira

    1488864 ⦿ 0001193125-26-444847

    Form 4 Reporting

    10 minutes ago

    12:54:58 PM EST

    Tuesday Nov 03

  • HERON THERAPEUTICS, INC. /DE/

    818033 ⦿ 0001193125-26-444847

    Form 4 Issuer

    10 minutes ago

    12:54:58 PM EST

    Tuesday Nov 03

  • NORTHERN LIGHTS FUND TRUST III

    1537140 ⦿ 0001580642-26-007389

    Form 485BXT Filer

    10 minutes ago

    12:54:53 PM EST

    Tuesday Nov 03

  • NORTHERN LIGHTS FUND TRUST III

    1537140 ⦿ 0001580642-26-007389

    Form 485BXT Filer

    10 minutes ago

    12:54:53 PM EST

    Tuesday Nov 03

  • Powell Rikki

    2043233 ⦿ 0002043233-26-000010

    Form 4 Reporting

    11 minutes ago

    12:54:20 PM EST

    Tuesday Nov 03

  • Shutterstock, Inc.

    1549346 ⦿ 0002043233-26-000010

    Form 4 Issuer

    11 minutes ago

    12:54:20 PM EST

    Tuesday Nov 03

  • TruGolf Holdings, Inc.

    1857086 ⦿ 0001493152-26-049751

    Form PRE 14A Filer

    11 minutes ago

    12:54:09 PM EST

    Tuesday Nov 03

  • AuguStar Variable Account A

    73981 ⦿ 0001398344-26-019413

    Form 497 Filer

    12 minutes ago

    12:53:47 PM EST

    Tuesday Nov 03

  • Forbes William P

    1314760 ⦿ 0001193125-26-444842

    Form 4 Reporting

    12 minutes ago

    12:53:19 PM EST

    Tuesday Nov 03

  • HERON THERAPEUTICS, INC. /DE/

    818033 ⦿ 0001193125-26-444842

    Form 4 Issuer

    12 minutes ago

    12:53:19 PM EST

    Tuesday Nov 03

  • Yates Clayton Clopton

    2000242 ⦿ 0001213900-26-115335

    Form 4 Reporting

    12 minutes ago

    12:53:01 PM EST

    Tuesday Nov 03

  • Genvor Inc

    1792941 ⦿ 0001213900-26-115335

    Form 4 Issuer

    12 minutes ago

    12:53:01 PM EST

    Tuesday Nov 03

  • Alpha Summit Tax Optimization Fund, LP

    2163373 ⦿ 0000935836-26-000546

    Form D Filer

    12 minutes ago

    12:52:54 PM EST

    Tuesday Nov 03

  • Phillip James Consulting Co.

    2111830 ⦿ 0002111830-26-000005

    Form 13F-HR Filer

    12 minutes ago

    12:52:51 PM EST

    Tuesday Nov 03

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-041751

    Form 424B2 Filer

    13 minutes ago

    12:52:26 PM EST

    Tuesday Nov 03

  • ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA

    72499 ⦿ 0000072499-26-000184

    Form 13F-NT Filer

    14 minutes ago

    12:51:35 PM EST

    Tuesday Nov 03

  • AuguStar Variable Account A

    73981 ⦿ 0001398344-26-019411

    Form 497 Filer

    14 minutes ago

    12:51:32 PM EST

    Tuesday Nov 03

  • HSBC HOLDINGS PLC

    1089113 ⦿ 0001654954-26-009457

    Form 6-K Filer

    14 minutes ago

    12:50:55 PM EST

    Tuesday Nov 03

  • Aurigin Fund US Ltd

    1722853 ⦿ 0000919574-26-007355

    Form D/A Filer

    15 minutes ago

    12:50:30 PM EST

    Tuesday Nov 03

  • Cornell Matthew J.

    2161814 ⦿ 0001173514-26-000238

    Form 4 Reporting

    15 minutes ago

    12:50:26 PM EST

    Tuesday Nov 03

  • HYSTER-YALE, INC.

    1173514 ⦿ 0001173514-26-000238

    Form 4 Issuer

    15 minutes ago

    12:50:26 PM EST

    Tuesday Nov 03

  • AuguStar Variable Account A

    73981 ⦿ 0001398344-26-019410

    Form 497 Filer

    15 minutes ago

    12:50:10 PM EST

    Tuesday Nov 03

  • Hensley Mark Earl

    2065816 ⦿ 0001193125-26-444831

    Form 4 Reporting

    15 minutes ago

    12:50:07 PM EST

    Tuesday Nov 03

  • HERON THERAPEUTICS, INC. /DE/

    818033 ⦿ 0001193125-26-444831

    Form 4 Issuer

    15 minutes ago

    12:50:07 PM EST

    Tuesday Nov 03

  • Allianz Investment Management U.S. LLC

    1860935 ⦿ 0001860935-26-000006

    Form 13F-NT Filer

    15 minutes ago

    12:49:56 PM EST

    Tuesday Nov 03

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-034159

    Form 424B2 Filer

    16 minutes ago

    12:49:45 PM EST

    Tuesday Nov 03

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-034159

    Form 424B2 Filer

    16 minutes ago

    12:49:45 PM EST

    Tuesday Nov 03

  • WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV

    771118 ⦿ 0001398344-26-019409

    Form 13F-HR Filer

    16 minutes ago

    12:49:18 PM EST

    Tuesday Nov 03

  • Huntsman CORP

    1307954 ⦿ 0001437749-26-034594

    Form 10-Q Filer

    16 minutes ago

    12:48:50 PM EST

    Tuesday Nov 03

  • HUNTSMAN INTERNATIONAL LLC

    1089748 ⦿ 0001437749-26-034594

    Form 10-Q Filer

    16 minutes ago

    12:48:50 PM EST

    Tuesday Nov 03