Filings Received and Processed at the SEC

FIRST INTERSTATE BANCSYSTEM INC

860413 ⦿ 0000860413-26-000075

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 9.01: Financial Statements and Exhibits

Yeh Jenny C

1724512 ⦿ 0001193125-26-299672

Form 4 Reporting

OOMA INC

1327688 ⦿ 0001193125-26-299672

Form 4 Issuer

PROSPECT CAPITAL CORP

1287032 ⦿ 0001287032-26-000226

Form POS EX Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-299671

Form FWP Subject

FORUM MARKETS Inc

1690080 ⦿ 0001213900-26-076710

Form DEFA14A Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-019760

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-019760

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-299670

Form FWP Subject

PMGC Holdings Inc.

1840563 ⦿ 0001213900-26-076709

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 9.01: Financial Statements and Exhibits

Bending Spoons S.p.A.

2004711 ⦿ 0002000324-26-002849

Form SCHEDULE 13G Subject

Durable Capital Partners LP

1798849 ⦿ 0002000324-26-002849

Form SCHEDULE 13G Filed by

TruBridge, Inc.

1169445 ⦿ 0001193125-26-299668

Form 8-K Filer

Item 1.02: Termination of a Material Definitive Agreement

Item 2.01: Completion of Acquisition or Disposition of Assets

Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.03: Material Modifications to Rights of Security Holders

Item 5.01: Changes in Control of Registrant

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

SHRIER WEALTH MANAGEMENT, LLC

2075389 ⦿ 0001951757-26-000983

Form 13F-HR Filer

byNordic Acquisition Corp

1801417 ⦿ 0001213900-26-076708

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Barak Maria

2056657 ⦿ 0001921094-26-000724

Form 144 Reporting

Sunrun Inc.

1469367 ⦿ 0001921094-26-000724

Form 144 Subject

Traws Pharma, Inc.

1130598 ⦿ 0001104659-26-082250

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

FORUM MARKETS Inc

1690080 ⦿ 0001213900-26-076706

Form ARS Filer

Primech Holdings Ltd

1891944 ⦿ 0001213900-26-076707

Form 6-K Filer

Coinbase Global, Inc.

1679788 ⦿ 0001193125-26-299667

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 9.01: Financial Statements and Exhibits

Simulations Plus, Inc.

1023459 ⦿ 0001023459-26-000036

Form PREM14A Filer

Perkins Coie Trust Co

1513038 ⦿ 0001513038-26-000004

Form 13F-HR Filer

Vor Biopharma Inc.

1817229 ⦿ 0001193125-26-299666

Form 3 Issuer

ZACCARDELLI DAVID

1627642 ⦿ 0001193125-26-299666

Form 3 Reporting

Vor Biopharma Inc.

1817229 ⦿ 0001193125-26-299665

Form 4 Issuer

ZACCARDELLI DAVID

1627642 ⦿ 0001193125-26-299665

Form 4 Reporting

RoboStrategy, Inc.

2081119 ⦿ 0001213900-26-076705

Form D/A Filer

Medline Inc.

2046386 ⦿ 0001104659-26-082249

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

NICHOLAS II, INC

723455 ⦿ 0001193125-26-299664

Form NPORT-P/A Filer

EDUCATIONAL DEVELOPMENT CORP

31667 ⦿ 0001185185-26-002865

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Hoffman, Alan N Investment Management

1848530 ⦿ 0001754960-26-000456

Form 13F-HR Filer

Catalur Capital Solutions Fund, LP

2101358 ⦿ 0002101358-26-000001

Form D/A Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-034099

Form 424B2 Filer

MORGAN STANLEY

895421 ⦿ 0001839882-26-034099

Form 424B2 Filer

VERUS CAPITAL PARTNERS, LLC

1796874 ⦿ 0001796874-26-000004

Form 13F-HR/A Filer

Rising Dragon Acquisition Corp.

2018145 ⦿ 0001398344-26-012012

Form SCHEDULE 13G/A Subject

RIVERNORTH CAPITAL MANAGEMENT, LLC

1447578 ⦿ 0001398344-26-012012

Form SCHEDULE 13G/A Filed by

UBS AG

1114446 ⦿ 0001839882-26-034098

Form 424B3 Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-299661

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-299661

Form 424B2 Filer

Bow River Capital Evergreen Fund

1810256 ⦿ 0001213900-26-076701

Form PRE 14A Filer

Kohn Bernhard L III

1844121 ⦿ 0001959173-26-005178

Form 144 Reporting

Playboy, Inc.

1803914 ⦿ 0001959173-26-005178

Form 144 Subject

GS Finance Corp.

1419828 ⦿ 0001193125-26-299659

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-299659

Form 424B2 Filer

TCW FUNDS INC

892071 ⦿ 0001193125-26-299657

Form N-CSRS Filer

VERUS CAPITAL PARTNERS, LLC

1796874 ⦿ 0001796874-26-000003

Form 13F-HR/A Filer

Citigroup Global Markets Ltd

1012467 ⦿ 0001012467-26-000008

Form SBSE-A/A Filer

REBELEZ DARREN M

1484697 ⦿ 0001484697-26-000009

Form 4 Reporting

CASEYS GENERAL STORES INC

726958 ⦿ 0001484697-26-000009

Form 4 Issuer

Alliance Private Wealth, LLC

2109849 ⦿ 0001951757-26-000982

Form 13F-HR Filer

FULTON BANK, N.A.

883782 ⦿ 0001193125-26-299654

Form 13F-HR Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-299652

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-299652

Form 424B2 Filer

TruTec.ai, Inc.

2143939 ⦿ 0002143939-26-000001

Form D Filer

BKAI Katy Hockley LLC

2144249 ⦿ 0002144249-26-000001

Form D Filer

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-028101

Form FWP Subject

TCW ETF Trust

1831313 ⦿ 0001193125-26-299648

Form N-CSRS Filer

Digital Brands Group, Inc.

1668010 ⦿ 0001493152-26-032677

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Osprey Horizon Fund, LP

2144163 ⦿ 0002144163-26-000001

Form D Filer

Paladin Wealth, LLC

2040377 ⦿ 0002040377-26-000004

Form N-PX Filer

Kazmi Syed Kausar

1778875 ⦿ 0001493152-26-032676

Form 5 Reporting

NETSOL TECHNOLOGIES INC

1039280 ⦿ 0001493152-26-032676

Form 5 Issuer

BARCLAYS BANK PLC

312070 ⦿ 0000950103-26-010458

Form FWP Subject

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-076695

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-076695

Form 424B2 Filer

REGIONS INVESTMENT MANAGEMENT, INC.

1082809 ⦿ 0001082809-26-000003

Form 13F-NT Filer

Trade Catalyst Inc.

2144647 ⦿ 0001140361-26-028099

Form D Filer

AdviceOne Advisory Services, LLC

1998980 ⦿ 0001951757-26-000981

Form 13F-HR Filer

Minerva Gold Inc.

1854816 ⦿ 0001477932-26-004228

Form 8-K Filer

Item 4.01: Changes in Registrant's Certifying Accountant

Item 9.01: Financial Statements and Exhibits

Rynders Perry M.

1789566 ⦿ 0001104659-26-082245

Form 4 Reporting

Lodging Fund REIT III, Inc.

1745032 ⦿ 0001104659-26-082245

Form 4 Issuer

ABUBAKR SARDAR MOHAMMAD

2109517 ⦿ 0001493152-26-032674

Form 5 Reporting

NETSOL TECHNOLOGIES INC

1039280 ⦿ 0001493152-26-032674

Form 5 Issuer

Leighton Jeffrey T.

1789728 ⦿ 0001104659-26-082244

Form 4 Reporting

Lodging Fund REIT III, Inc.

1745032 ⦿ 0001104659-26-082244

Form 4 Issuer

Tidal Trust I

1742912 ⦿ 0001999371-26-014651

Form 485APOS Filer

Tidal Trust I

1742912 ⦿ 0001999371-26-014651

Form 485APOS Filer

Mendota Financial Group, LLC

1964538 ⦿ 0001964538-26-000004

Form 13F-HR Filer

Almond Roger Kent

1585901 ⦿ 0001493152-26-032671

Form 5 Reporting

NETSOL TECHNOLOGIES INC

1039280 ⦿ 0001493152-26-032671

Form 5 Issuer

Veros Funding V, LLC

2112999 ⦿ 0001140361-26-028097

Form ABS-15G Filer

Veros Funding V, LLC

2112999 ⦿ 0001140361-26-028097

Form ABS-15G Depositor

GS Finance Corp.

1419828 ⦿ 0001193125-26-299639

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-299639

Form 424B2 Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-299640

Form FWP Subject

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-299637

Form FWP Subject

Choice Wealth Advisors LLC

1842357 ⦿ 0001951757-26-000980

Form 13F-HR Filer

Investment Managers Series Trust III

924727 ⦿ 0001398344-26-012009

Form N-CSRS Filer

GHAURI NAJEEB

1135216 ⦿ 0001493152-26-032668

Form 5 Reporting

NETSOL TECHNOLOGIES INC

1039280 ⦿ 0001493152-26-032668

Form 5 Issuer

CITIGROUP INC

831001 ⦿ 0001918704-26-019759

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-019759

Form 424B2 Filer

Overland Park Investor Holdings, LLC

2144583 ⦿ 0002144583-26-000001

Form D Filer

WELLS FARGO BANK N A

740906 ⦿ 0000740906-26-000046

Form SBSE-A/A Filer

Aircastle LTD

1362988 ⦿ 0001628280-26-047770

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

BEST SPAC I Acquisition Corp.

2051587 ⦿ 0001398344-26-012008

Form SCHEDULE 13G/A Subject

RIVERNORTH CAPITAL MANAGEMENT, LLC

1447578 ⦿ 0001398344-26-012008

Form SCHEDULE 13G/A Filed by

NSV2US LP

2008143 ⦿ 0002081111-26-000141

Form D/A Filer