Filings Received and Processed at the SEC

MARAVAI LIFESCIENCES HOLDINGS, INC.

1823239 ⦿ 0001380632-26-000010

Form 4 Issuer

Brust Bernd

1380632 ⦿ 0001380632-26-000010

Form 4 Reporting

Bell John R.

1544530 ⦿ 0001544530-26-000004

Form 4 Reporting

Helmerich & Payne, Inc.

46765 ⦿ 0001544530-26-000004

Form 4 Issuer

Healy Brian C.

2012616 ⦿ 0001225208-26-008364

Form 4 Reporting

Mueller Water Products, Inc.

1350593 ⦿ 0001225208-26-008364

Form 4 Issuer

New ERA Energy & Digital, Inc.

2028336 ⦿ 0002026745-26-000008

Form SCHEDULE 13G/A Subject

KCM Capital Inc

2026745 ⦿ 0002026745-26-000008

Form SCHEDULE 13G/A Filed by

COMPASS SECURITIES CORPORATION

762163 ⦿ 0000762163-26-000007

Form X-17A-5 Filer

AUTOZONE INC

866787 ⦿ 0001171843-26-006565

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Millennium International HedgeFocus Fund Ltd

1579805 ⦿ 0001579805-26-000002

Form D/A Filer

MSGS Spinco, Inc.

2132873 ⦿ 0001505841-26-000002

Form 3 Issuer

TARA DOLAN 1989 TRUST

1505842 ⦿ 0001505841-26-000002

Form 3 Reporting

RYAN DOLAN 1989 TRUST

1505841 ⦿ 0001505841-26-000002

Form 3 Reporting

Pathfinder III EE Co-Invest Offshore LP

2155833 ⦿ 0002155833-26-000001

Form D Filer

StepStone Secondary Opportunities Fund VI Europe, SCSp

2110917 ⦿ 0002110917-26-000002

Form D/A Filer

DarkIris Inc.

2058584 ⦿ 0001493152-26-046619

Form 6-K Filer

Gentherm Inc

903129 ⦿ 0001193125-26-419232

Form 8-K/A Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Blackstone Private Markets Solutions SCA-SICAV - Blackstone Infrastructure Strategies ELTIF

2146053 ⦿ 0002146053-26-000003

Form D/A Filer

Retension Pharmaceuticals, Inc.

2002988 ⦿ 0001213900-26-108587

Form 424B4 Filer

MSGS Spinco, Inc.

2132873 ⦿ 0001871757-26-000006

Form 3 Issuer

CFD 2021 GC Trust FBO Kevyn A. Dolan

1871757 ⦿ 0001871757-26-000006

Form 3 Reporting

CFD 2021 GC Trust FBO Tara E. Dolan

1871662 ⦿ 0001871757-26-000006

Form 3 Reporting

Parekh Sonalee Elizabeth

1849122 ⦿ 0001849122-26-000023

Form 4 Reporting

SentinelOne, Inc.

1583708 ⦿ 0001849122-26-000023

Form 4 Issuer

iPower Inc.

1830072 ⦿ 0001683168-26-007759

Form S-3 Filer

Cetan Income Fund, LLC

1696653 ⦿ 0001696653-26-000002

Form D/A Filer

MF Ventures Fund, LP - A4

2153428 ⦿ 0002153428-26-000001

Form D Filer

MacKenzie Realty Capital, Inc.

1550913 ⦿ 0001582328-26-000015

Form 1-A POS Filer

GT Biopharma, Inc.

109657 ⦿ 0001493152-26-046618

Form S-1 Filer

Millennium USA HedgeFocus Fund LP

1579804 ⦿ 0001579804-26-000002

Form D/A Filer

Wheels Up Experience Inc.

1819516 ⦿ 0001628280-26-065562

Form 8-K/A Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

Nomura America Finance, LLC

1383951 ⦿ 0001104659-26-115113

Form 424B2 Filer

NOMURA HOLDINGS INC

1163653 ⦿ 0001104659-26-115113

Form 424B2 Filer

Silvia, Inc.

2076163 ⦿ 0001493152-26-046616

Form POS AM Filer

MSGS Spinco, Inc.

2132873 ⦿ 0001513347-26-000006

Form 3 Issuer

CFD 2010 GRANDCHILDREN TRUST FBO DESCENDANTS OF MARIANNE E. DOLAN WEBER

1513359 ⦿ 0001513347-26-000006

Form 3 Reporting

CFD 2010 GRANDCHILDREN TRUST FBO DESCENDANTS OF KATHLEEN M. DOLAN

1513347 ⦿ 0001513347-26-000006

Form 3 Reporting

Microvast Holdings, Inc.

1760689 ⦿ 0000947871-26-000936

Form DEFA14A Filer

Vanda Pharmaceuticals Inc.

1347178 ⦿ 0001104659-26-115112

Form SCHEDULE 13G/A Subject

MILLENNIUM MANAGEMENT LLC

1273087 ⦿ 0001104659-26-115112

Form SCHEDULE 13G/A Filed by

REX ETF Trust

2043954 ⦿ 0001999371-26-022563

Form 8-A12B Filer

GRAN TIERRA ENERGY INC.

1273441 ⦿ 0001193125-26-419229

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Lakefront Biotherapeutics NV

1421876 ⦿ 0001171843-26-006564

Form 6-K Filer

Double Break Partners, LP

2158732 ⦿ 0000919574-26-006849

Form D Filer

INTEGRA LIFESCIENCES HOLDINGS CORP

917520 ⦿ 0001193125-26-419228

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

TCW FUNDS INC

892071 ⦿ 0001193125-26-419227

Form DEF 14A Filer

Aldel Financial II Inc.

2031561 ⦿ 0001104659-26-115111

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

Pathfinder III EE Co-Invest A LP

2155834 ⦿ 0002155834-26-000001

Form D Filer

StepStone Secondary Opportunities Fund VI Offshore, L.P.

2110911 ⦿ 0002110911-26-000002

Form D/A Filer

Elite Express Holding Inc.

2053641 ⦿ 0001104659-26-115107

Form S-3/A Filer

GUGGENHEIM FUNDS TRUST

88525 ⦿ 0002071844-26-001368

Form 485BXT Filer

GUGGENHEIM FUNDS TRUST

88525 ⦿ 0002071844-26-001368

Form 485BXT Filer

MSGS Spinco, Inc.

2132873 ⦿ 0001505850-26-000003

Form 3 Issuer

CHARLES F. DOLAN CHILDREN TRUST FBO JAMES L. DOLAN

1505850 ⦿ 0001505850-26-000003

Form 3 Reporting

CHARLES F. DOLAN CHILDREN TRUST FBO MARIANNE DOLAN WEBER

1505849 ⦿ 0001505850-26-000003

Form 3 Reporting

CHARLES F. DOLAN CHILDREN TRUST FBO THOMAS C. DOLAN

1505848 ⦿ 0001505850-26-000003

Form 3 Reporting

CHARLES F. DOLAN CHILDREN TRUST FBO DEBORAH DOLAN-SWEENEY

1505845 ⦿ 0001505850-26-000003

Form 3 Reporting

CHARLES F. DOLAN CHILDREN TRUST FBO KATHLEEN M. DOLAN

1505843 ⦿ 0001505850-26-000003

Form 3 Reporting

GUGGENHEIM FUNDS TRUST

88525 ⦿ 0002071844-26-001367

Form 485BXT Filer

GUGGENHEIM FUNDS TRUST

88525 ⦿ 0002071844-26-001367

Form 485BXT Filer

Sunshine Biopharma Inc.

1402328 ⦿ 0001683168-26-007758

Form 8-K Filer

Item 1.01: Entry into a Material Definitive Agreement

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

ELDORADO GOLD CORP /FI

918608 ⦿ 0001104659-26-115108

Form 6-K Filer

Strategy Inc

1050446 ⦿ 0001193125-26-419224

Form DEFA14A Filer

Sportradar Group AG

1836470 ⦿ 0001104659-26-115106

Form 4 Issuer

MILLER MICHAEL CONNOLLY

1643505 ⦿ 0001104659-26-115106

Form 4 Reporting

Ruanyun Edai Technology Inc.

1873454 ⦿ 0001731122-26-001334

Form 6-K Filer

Microvast Holdings, Inc.

1760689 ⦿ 0000947871-26-000935

Form DEFR14A Filer

Polar Power, Inc.

1622345 ⦿ 0001493152-26-046615

Form DEFR14A Filer

Sunshine Biopharma Inc.

1402328 ⦿ 0001683168-26-007757

Form 424B4 Filer

Amprius Technologies, Inc.

1899287 ⦿ 0001104659-26-115105

Form S-3ASR Filer

TIM S.A.

1826168 ⦿ 0001292814-26-004896

Form 6-K Filer

Invesco Unit Trusts Series 2501

2096611 ⦿ 0001528621-26-001048

Form 497J Filer

SPF HedgeFocus Fund Ltd

1615853 ⦿ 0001615853-26-000002

Form D/A Filer

MSGS Spinco, Inc.

2132873 ⦿ 0001505853-26-000005

Form 3 Issuer

CHARLES F. DOLAN 2009 FAMILY TRUST FBO KATHLEEN M. DOLAN

1505858 ⦿ 0001505853-26-000005

Form 3 Reporting

CHARLES F. DOLAN 2009 FAMILY TRUST FBO MARIANNE DOLAN WEBER

1505857 ⦿ 0001505853-26-000005

Form 3 Reporting

CHARLES F. DOLAN 2009 FAMILY TRUST FBO THOMAS C. DOLAN

1505856 ⦿ 0001505853-26-000005

Form 3 Reporting

CHARLES F. DOLAN 2009 FAMILY TRUST FBO PATRICK F. DOLAN

1505855 ⦿ 0001505853-26-000005

Form 3 Reporting

CHARLES F. DOLAN 2009 FAMILY TRUST FBO DEBORAH A. DOLAN-SWEENEY

1505854 ⦿ 0001505853-26-000005

Form 3 Reporting

CHARLES F. DOLAN 2009 FAMILY TRUST FBO JAMES L. DOLAN

1505853 ⦿ 0001505853-26-000005

Form 3 Reporting

DoubleLine Yield Opportunities Fund

1788399 ⦿ 0001193125-26-419223

Form POS EX Filer

Tranquil Healthcare Fund I, LLC

2096363 ⦿ 0001683168-26-007756

Form 1-SA Filer

SP Funds Trust

1989916 ⦿ 0001999371-26-022562

Form 485APOS Filer

SP Funds Trust

1989916 ⦿ 0001999371-26-022562

Form 485APOS Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-108581

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-108581

Form 424B2 Filer

DoubleLine Opportunistic Credit Fund

1525201 ⦿ 0001193125-26-419222

Form POS EX Filer

PL4B SCSp

2159314 ⦿ 0000919574-26-006847

Form D Filer

POSEIDON'S FORGE, INC.

2101701 ⦿ 0002101701-26-000002

Form D/A Filer

Global Business Travel Group, Inc.

1820872 ⦿ 0001140361-26-039291

Form 15-12G Filer

TRex Bio, Inc.

2139097 ⦿ 0001193125-26-419221

Form S-8 Filer

AC Immune SA

1651625 ⦿ 0000950103-26-015456

Form 3/A Issuer

Graney Thomas

1618275 ⦿ 0000950103-26-015456

Form 3/A Reporting

BANK OF MONTREAL /CAN/

927971 ⦿ 0001214659-26-012753

Form 424B2 Filer

STANDARD BIOTOOLS INC.

1162194 ⦿ 0001140361-26-039290

Form S-4/A Filer

DoubleLine Income Solutions Fund

1566388 ⦿ 0001193125-26-419220

Form POS EX Filer

StepStone Secondary Opportunities Fund VI, L.P.

2110899 ⦿ 0002110899-26-000002

Form D/A Filer

DataMeds AI, Inc.

2030763 ⦿ 0001493152-26-046608

Form S-1/A Filer

Fergusson David Alexander

2114937 ⦿ 0002114937-26-000005

Form 3 Reporting