Filings Received and Processed at the SEC

Li Dong

2124606 ⦿ 0002124606-26-000005

Form 3 Reporting

TH International Ltd

1877333 ⦿ 0002124606-26-000005

Form 3 Issuer

ROGERS VICTORIA B

1531536 ⦿ 0001193125-26-132943

Form 4 Reporting

TCW STRATEGIC INCOME FUND INC

809559 ⦿ 0001193125-26-132943

Form 4 Issuer

ROONEY ROBERT GERALD

1801785 ⦿ 0001193125-26-132941

Form 4 Reporting

TCW STRATEGIC INCOME FUND INC

809559 ⦿ 0001193125-26-132941

Form 4 Issuer

McMillan Peter

1182336 ⦿ 0001193125-26-132937

Form 4 Reporting

TCW STRATEGIC INCOME FUND INC

809559 ⦿ 0001193125-26-132937

Form 4 Issuer

HADEN PATRICK C

1183870 ⦿ 0001193125-26-132934

Form 4 Reporting

TCW STRATEGIC INCOME FUND INC

809559 ⦿ 0001193125-26-132934

Form 4 Issuer

Sandberg Jason

2125494 ⦿ 0001213900-26-036729

Form 3 Reporting

Coincheck Group N.V.

1913847 ⦿ 0001213900-26-036729

Form 3 Issuer

Nakagawa Yo

2125442 ⦿ 0001213900-26-036728

Form 3 Reporting

Coincheck Group N.V.

1913847 ⦿ 0001213900-26-036728

Form 3 Issuer

CLASS VI SECURITIES, LLC

1448682 ⦿ 0001448682-26-000001

Form X-17A-5 Filer

Yao Yun

2120637 ⦿ 0001829126-26-002858

Form SCHEDULE 13D Filed by

Indaptus Therapeutics, Inc.

1857044 ⦿ 0001829126-26-002858

Form SCHEDULE 13D Subject

Xu Yangyang

2125657 ⦿ 0002125657-26-000001

Form 3 Reporting

Singularity Future Technology Ltd.

1422892 ⦿ 0002125657-26-000001

Form 3 Issuer

CHEDRAUI EGUIA Jose Antonio

2124093 ⦿ 0000895345-26-000116

Form 3 Reporting

GRUPO TELEVISA, S.A.B.

912892 ⦿ 0000895345-26-000116

Form 3 Issuer

Rijpma Gabe Iede

2125341 ⦿ 0001493152-26-013719

Form 3 Reporting

Mobile-health Network Solutions

1976695 ⦿ 0001493152-26-013719

Form 3 Issuer

Starboard Value LP

1517137 ⦿ 0000921895-26-000839

Form 144 Reporting

ALGONQUIN POWER & UTILITIES CORP.

1174169 ⦿ 0000921895-26-000839

Form 144 Subject

HANK GONZALEZ Carlos

2124084 ⦿ 0000895345-26-000115

Form 3 Reporting

GRUPO TELEVISA, S.A.B.

912892 ⦿ 0000895345-26-000115

Form 3 Issuer

Gutierrez Maxwell Sebastian

2125449 ⦿ 0001213900-26-036720

Form 3 Reporting

GRUPO FINANCIERO GALICIA SA

1114700 ⦿ 0001213900-26-036720

Form 3 Issuer

Gutierrez Pablo

2125456 ⦿ 0001213900-26-036717

Form 3 Reporting

GRUPO FINANCIERO GALICIA SA

1114700 ⦿ 0001213900-26-036717

Form 3 Issuer

Braun Federico

2125458 ⦿ 0001213900-26-036716

Form 3 Reporting

GRUPO FINANCIERO GALICIA SA

1114700 ⦿ 0001213900-26-036716

Form 3 Issuer

Zhao Xu

2125656 ⦿ 0002125656-26-000001

Form 3 Reporting

Singularity Future Technology Ltd.

1422892 ⦿ 0002125656-26-000001

Form 3 Issuer

Sweeney Daniel T.

1985552 ⦿ 0001140361-26-012081

Form 4 Reporting

Prairie Operating Co.

1162896 ⦿ 0001140361-26-012081

Form 4 Issuer

Wilson Dennis J.

1407029 ⦿ 0001193125-26-132890

Form SCHEDULE 13D/A Filed by

lululemon athletica inc.

1397187 ⦿ 0001193125-26-132890

Form SCHEDULE 13D/A Subject

Lee Kang Jyh

1748668 ⦿ 0001140361-26-012079

Form 4 Reporting

PHOTRONICS INC

810136 ⦿ 0001140361-26-012079

Form 4 Issuer

Patton Gregory Scott

2063732 ⦿ 0001140361-26-012078

Form 4 Reporting

Prairie Operating Co.

1162896 ⦿ 0001140361-26-012078

Form 4 Issuer

ABBAS GIZMAN I

1543090 ⦿ 0001140361-26-012075

Form 4 Reporting

Prairie Operating Co.

1162896 ⦿ 0001140361-26-012075

Form 4 Issuer

Roberts Scott Alexander

1769058 ⦿ 0001437749-26-010465

Form 4 Reporting

HEALTHSTREAM INC

1095565 ⦿ 0001437749-26-010465

Form 4 Issuer

O'Hara Kevin P

1390240 ⦿ 0001437749-26-010463

Form 4 Reporting

HEALTHSTREAM INC

1095565 ⦿ 0001437749-26-010463

Form 4 Issuer

Lee Stephen

1955297 ⦿ 0001140361-26-012073

Form 4 Reporting

Prairie Operating Co.

1162896 ⦿ 0001140361-26-012073

Form 4 Issuer

McQuigg Michael Scott

1766223 ⦿ 0001437749-26-010461

Form 4 Reporting

HEALTHSTREAM INC

1095565 ⦿ 0001437749-26-010461

Form 4 Issuer

LoPresto Jennifer Hayes

2108747 ⦿ 0001437749-26-010459

Form 4 Reporting

HEALTHSTREAM INC

1095565 ⦿ 0001437749-26-010459

Form 4 Issuer

CAGGIA ANDREW M

1107464 ⦿ 0001437749-26-010457

Form 4 Reporting

COHU INC

21535 ⦿ 0001437749-26-010457

Form 4 Issuer

Prospect Finance Ltd

2120961 ⦿ 0001753926-26-000583

Form 4 Reporting

Prospect Capital Securities Ltd

2120744 ⦿ 0001753926-26-000583

Form 4 Reporting

Taylor Mark Andrew

2119432 ⦿ 0001753926-26-000583

Form 4 Reporting

CDT Equity Inc.

1896212 ⦿ 0001753926-26-000583

Form 4 Issuer

FRIST ROBERT A JR

1217273 ⦿ 0001437749-26-010455

Form 4 Reporting

HEALTHSTREAM INC

1095565 ⦿ 0001437749-26-010455

Form 4 Issuer

Prospect Finance Ltd

2120961 ⦿ 0001753926-26-000582

Form 3 Reporting

Prospect Capital Securities Ltd

2120744 ⦿ 0001753926-26-000582

Form 3 Reporting

Taylor Mark Andrew

2119432 ⦿ 0001753926-26-000582

Form 3 Reporting

CDT Equity Inc.

1896212 ⦿ 0001753926-26-000582

Form 3 Issuer

Cunningham Jeff

1712119 ⦿ 0001437749-26-010452

Form 4 Reporting

HEALTHSTREAM INC

1095565 ⦿ 0001437749-26-010452

Form 4 Issuer

Freeman Bryan

1780192 ⦿ 0001140361-26-012071

Form 4 Reporting

Prairie Operating Co.

1162896 ⦿ 0001140361-26-012071

Form 4 Issuer

Taylor Mark Andrew

2119432 ⦿ 0001753926-26-000581

Form SCHEDULE 13D Filed by

CDT Equity Inc.

1896212 ⦿ 0001753926-26-000581

Form SCHEDULE 13D Subject

Madryn Asset Management, LP

1787423 ⦿ 0001193125-26-132858

Form SCHEDULE 13D/A Filed by

Venus Concept Inc.

1409269 ⦿ 0001193125-26-132858

Form SCHEDULE 13D/A Subject

WENTZ MYRON W

1203301 ⦿ 0001104659-26-037181

Form SCHEDULE 13D/A Filed by

USANA HEALTH SCIENCES INC

896264 ⦿ 0001104659-26-037181

Form SCHEDULE 13D/A Subject

Madryn Health Partners

1836788 ⦿ 0001193125-26-132846

Form 4 Reporting

Madryn Health Advisors, LP

1836559 ⦿ 0001193125-26-132846

Form 4 Reporting

Madryn Asset Management, LP

1787423 ⦿ 0001193125-26-132846

Form 4 Reporting

Madryn Health Partners, LP

1650490 ⦿ 0001193125-26-132846

Form 4 Reporting

Venus Concept Inc.

1409269 ⦿ 0001193125-26-132846

Form 4 Issuer

ADW Capital Partners, L.P.

1511001 ⦿ 0001193125-26-132832

Form SCHEDULE 13D/A Filed by

Compass Diversified Holdings

1345126 ⦿ 0001193125-26-132832

Form SCHEDULE 13D/A Subject

Kroll Bond Rating Agency, LLC

1650659 ⦿ 0001214659-26-004046

Form NRSRO-CE Filer

IMPACT BIOMEDICAL INC.

1834105 ⦿ 0001493152-26-013708

Form 4 Issuer

Macko Todd D

1830744 ⦿ 0001493152-26-013708

Form 4 Reporting

Lutz Marcos M

1608867 ⦿ 0001292814-26-001938

Form 4 Reporting

ULTRAPAR HOLDINGS INC

1094972 ⦿ 0001292814-26-001938

Form 4 Issuer

Roivant Sciences Ltd.

1635088 ⦿ 0001140361-26-012063

Form 4 Issuer

Fitzgerald Meghan

1349297 ⦿ 0001140361-26-012063

Form 4 Reporting

Solomon Kenneth A

1781934 ⦿ 0001213900-26-036678

Form 4 Reporting

LiveOne, Inc.

1491419 ⦿ 0001213900-26-036678

Form 4 Issuer

Xu Jianqiang

2125169 ⦿ 0002125169-26-000001

Form 3 Reporting

Akso Health Group

1702318 ⦿ 0002125169-26-000001

Form 3 Issuer

Ding Yajuan

2125981 ⦿ 0001493152-26-013706

Form 3 Reporting

Miluna Acquisition Corp

2077033 ⦿ 0001493152-26-013706

Form 3 Issuer

FOREST ROAD SECURITIES BD LLC

1443256 ⦿ 0001443256-26-000001

Form X-17A-5 Filer

WILLOW WEALTH MARKETS LLC

1612778 ⦿ 0001612778-26-000004

Form X-17A-5 Filer

TALOS ENERGY INC.

1724965 ⦿ 0001140361-26-012061

Form 4 Issuer