Filings Received and Processed at the SEC

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-065083

Form 424B2 Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-015641

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-015641

Form 424B2 Filer

Midwest Financial Network, LLC

2137280 ⦿ 0002137280-26-000006

Form 13F-HR Filer

Midwest Financial Network, LLC

2137280 ⦿ 0002137280-26-000005

Form 13F-HR Filer

Midwest Financial Network, LLC

2137280 ⦿ 0002137280-26-000004

Form 13F-HR Filer

Midwest Financial Network, LLC

2137280 ⦿ 0002137280-26-000003

Form 13F-HR Filer

Midwest Financial Network, LLC

2137280 ⦿ 0002137280-26-000002

Form 13F-HR Filer

Midwest Financial Network, LLC

2137280 ⦿ 0002137280-26-000001

Form 13F-HR Filer

Pacira BioSciences, Inc.

1396814 ⦿ 0001959173-26-004324

Form 144 Subject

WILLIAMS KRISTEN

1296965 ⦿ 0001959173-26-004324

Form 144 Reporting

Long-Term Stock Exchange, Inc.

1757271 ⦿ 9999999997-26-001003

Form 1/A Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015640

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015640

Form 424B2 Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015638

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015638

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015639

Form FWP Subject

CITIGROUP INC

831001 ⦿ 0001918704-26-015637

Form FWP Subject

Weston AI, Inc.

2134758 ⦿ 0002134758-26-000003

Form D/A Filer

Clary Rebecca

1571391 ⦿ 0001959173-26-004323

Form 144 Reporting

Globalstar, Inc.

1366868 ⦿ 0001959173-26-004323

Form 144 Subject

Arrow Investments Trust

1527428 ⦿ 0001580642-26-003515

Form 497K Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015636

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015636

Form 424B2 Filer

FT 13022

2124035 ⦿ 0001445546-26-004084

Form 497J Filer

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004083

Form 497 Filer

FT 12975

2112778 ⦿ 0001445546-26-004082

Form 497J Filer

FT 12967

2112770 ⦿ 0001445546-26-004080

Form 497J Filer

Strategic Opportunities Partners I, L.P.

2137300 ⦿ 0001315863-26-000448

Form D Filer

BERNSTEIN SANFORD C FUND INC

832808 ⦿ 0001193125-26-256623

Form N-CSRS Filer

FT 12966

2112769 ⦿ 0001445546-26-004079

Form 497J Filer

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004078

Form 497 Filer

FT 12965

2112768 ⦿ 0001445546-26-004076

Form 497J Filer

Miami International Securities Exchange, LLC

1556279 ⦿ 9999999997-26-001002

Form 1/A Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015635

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015635

Form 424B2 Filer

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004075

Form 497 Filer

PROVIDENT FINANCIAL SERVICES INC

1178970 ⦿ 0001628280-26-040647

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Bernstein Fund Inc

1653463 ⦿ 0001193125-26-256616

Form N-CSRS Filer

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004073

Form 497 Filer

Moylan John Patrick

2019232 ⦿ 0000711377-26-000011

Form 4 Reporting

NEOGEN CORP

711377 ⦿ 0000711377-26-000011

Form 4 Issuer

CITIGROUP INC

831001 ⦿ 0001918704-26-015634

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015634

Form 424B2 Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-065072

Form FWP Subject

ETF Opportunities Trust

1771146 ⦿ 0001771146-26-001145

Form 8-A12B Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-065071

Form FWP Subject

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-065070

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-065070

Form 485BXT Filer

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004071

Form 497 Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015633

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015633

Form 424B2 Filer

SPX PROGRAM FUND LP

2019886 ⦿ 0002019886-26-000002

Form D/A Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-065069

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-065069

Form 485BXT Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-065068

Form FWP Subject

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-065067

Form 485BXT Filer

Investment Managers Series Trust II

1587982 ⦿ 0001213900-26-065067

Form 485BXT Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-065066

Form FWP Subject

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004069

Form 497 Filer

Enviri II Corp

2104052 ⦿ 0002104052-26-000072

Form 4 Issuer

Purvis Edgar M Jr

1630755 ⦿ 0002104052-26-000072

Form 4 Reporting

Enviri II Corp

2104052 ⦿ 0002104052-26-000071

Form 4 Issuer

Hochman Russell C.

1636757 ⦿ 0002104052-26-000071

Form 4 Reporting

AB Multi-Manager Alternative Fund

1543188 ⦿ 0001193125-26-256609

Form N-CSR Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-065065

Form 424B3 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-065065

Form 424B3 Filer

SEMPRA

1032208 ⦿ 0001193125-26-256607

Form 424B5 Filer

FIRST TRUST EXCHANGE-TRADED FUND IV

1517936 ⦿ 0001445546-26-004067

Form 497 Filer

SAFE BULKERS, INC.

1434754 ⦿ 0000930413-26-001799

Form 6-K Filer

ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC

906013 ⦿ 0001193125-26-256606

Form N-CSR Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001213900-26-065064

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001213900-26-065064

Form 424B2 Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015632

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015632

Form 424B2 Filer

CITIGROUP INC

831001 ⦿ 0001918704-26-015631

Form 424B2 Filer

Citigroup Global Markets Holdings Inc.

200245 ⦿ 0001918704-26-015631

Form 424B2 Filer

Climb Global Solutions, Inc.

945983 ⦿ 0001437749-26-019483

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

RemSleep Holdings Inc.

1412126 ⦿ 0001213900-26-065063

Form 8-K Filer

Item 5.01: Changes in Control of Registrant

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

NEW YORK STOCK EXCHANGE LLC

876661 ⦿ 0000876661-26-000501

Form 25-NSE Filed by

BECTON DICKINSON & CO

10795 ⦿ 0000876661-26-000501

Form 25-NSE Subject

AB GLOBAL BOND FUND, INC.

883676 ⦿ 0001193125-26-256603

Form N-CSRS Filer

Wang Andre

2136450 ⦿ 0002136450-26-000002

Form SCHEDULE 13G/A Filed by

Hub Cyber Security Ltd.

1905660 ⦿ 0002136450-26-000002

Form SCHEDULE 13G/A Subject

Quantinuum Inc.

2110105 ⦿ 0001628280-26-040644

Form S-8 Filer

iPower Inc.

1830072 ⦿ 0001683168-26-004542

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Pathfinder Bancorp, Inc.

1609065 ⦿ 0001193125-26-256601

Form 8-K Filer

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

1TECH Intelligence, Inc.

2134898 ⦿ 0001213900-26-065061

Form D Filer

Alvotech

1898416 ⦿ 0001171843-26-003911

Form 6-K Filer

AB Active ETFs, Inc.

1496608 ⦿ 0001193125-26-256599

Form N-CSRS Filer

Kingsoft Cloud Holdings Ltd

1795589 ⦿ 0001104659-26-070369

Form 6-K Filer

Upland Software, Inc.

1505155 ⦿ 0001505155-26-000039

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

SEABRIDGE GOLD INC

1231346 ⦿ 0001062993-26-003049

Form 6-K Filer

Voya FUNDS TRUST

1066602 ⦿ 0001193125-26-256597

Form N-MFP3 Filer

EQT Infrastructure VI Co-Investment

2135208 ⦿ 0002135208-26-000001

Form D Filer

Putnam ETF Trust

1845809 ⦿ 0001655589-26-000829

Form 497K Filer

CREDIT SUISSE HIGH YIELD CREDIT FUND

1061353 ⦿ 0000897101-26-000202

Form SCHEDULE 13G Subject

SIT INVESTMENT ASSOCIATES INC

769317 ⦿ 0000897101-26-000202

Form SCHEDULE 13G Filed by

Putnam ETF Trust

1845809 ⦿ 0001655589-26-000828

Form 497 Filer

HUBBELL INC

48898 ⦿ 0001193125-26-256594

Form 424B2 Filer