Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • Listed Funds Trust

    1683471 ⦿ 0001354457-26-000803

    Form CERT Filer

    1 minute ago

    2:48:00 PM EST

    Tuesday Aug 18

  • GERSTENBERG ERIC W

    1211558 ⦿ 0001211558-26-000020

    Form 4 Reporting

    1 minute ago

    2:47:49 PM EST

    Tuesday Aug 18

  • CLEAN HARBORS INC

    822818 ⦿ 0001211558-26-000020

    Form 4 Issuer

    1 minute ago

    2:47:49 PM EST

    Tuesday Aug 18

  • Federal Home Loan Bank of San Francisco

    1316944 ⦿ 0001316944-26-000140

    Form 8-K Filer

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    1 minute ago

    2:47:47 PM EST

    Tuesday Aug 18

  • Digimarc Corp

    2119322 ⦿ 0001437749-26-028330

    Form 4 Issuer

    1 minute ago

    2:47:46 PM EST

    Tuesday Aug 18

  • Rodriguez Tony

    1661936 ⦿ 0001437749-26-028330

    Form 4 Reporting

    1 minute ago

    2:47:46 PM EST

    Tuesday Aug 18

  • HLM Investment Partners VI, L.P.

    2078486 ⦿ 0002078486-26-000001

    Form D/A Filer

    1 minute ago

    2:47:45 PM EST

    Tuesday Aug 18

  • Citizen Portal Inc.

    1997254 ⦿ 0001997254-26-000008

    Form D Filer

    1 minute ago

    2:47:37 PM EST

    Tuesday Aug 18

  • Brevan Howard Alpha Strategies Fund, L.P.

    1750653 ⦿ 0000905148-26-003802

    Form D/A Filer

    1 minute ago

    2:47:32 PM EST

    Tuesday Aug 18

  • BNY Mellon Investment Adviser, Inc.

    30163 ⦿ 0000030163-26-000004

    Form N-PX Filer

    1 minute ago

    2:47:31 PM EST

    Tuesday Aug 18

  • Kitowski Nicole M

    1721176 ⦿ 0000007789-26-000209

    Form 4 Reporting

    1 minute ago

    2:47:07 PM EST

    Tuesday Aug 18

  • ASSOCIATED BANC-CORP

    7789 ⦿ 0000007789-26-000209

    Form 4 Issuer

    1 minute ago

    2:47:07 PM EST

    Tuesday Aug 18

  • Brevan Howard Alpha Strategies Fund Ltd

    1750654 ⦿ 0000905148-26-003801

    Form D/A Filer

    2 minutes ago

    2:46:55 PM EST

    Tuesday Aug 18

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098288

    Form 424B2 Filer

    2 minutes ago

    2:46:54 PM EST

    Tuesday Aug 18

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098287

    Form 424B2 Filer

    2 minutes ago

    2:46:46 PM EST

    Tuesday Aug 18

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-024076

    Form 424B2 Filer

    2 minutes ago

    2:46:02 PM EST

    Tuesday Aug 18

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-024076

    Form 424B2 Filer

    2 minutes ago

    2:46:02 PM EST

    Tuesday Aug 18

  • Montalbano John S.

    1834423 ⦿ 0001834423-26-000008

    Form 4 Reporting

    3 minutes ago

    2:45:24 PM EST

    Tuesday Aug 18

  • AbCellera Biologics Inc.

    1703057 ⦿ 0001834423-26-000008

    Form 4 Issuer

    3 minutes ago

    2:45:24 PM EST

    Tuesday Aug 18

  • Knowles Corp

    1587523 ⦿ 0001196914-26-000003

    Form 4 Issuer

    4 minutes ago

    2:44:56 PM EST

    Tuesday Aug 18

  • SHAVERS CHERYL L

    1196914 ⦿ 0001196914-26-000003

    Form 4 Reporting

    4 minutes ago

    2:44:56 PM EST

    Tuesday Aug 18

  • Advasa Holdings, Inc.

    2084227 ⦿ 0001493152-26-038976

    Form SCHEDULE 13G Subject

    4 minutes ago

    2:44:41 PM EST

    Tuesday Aug 18

  • Ito Taiji

    1964374 ⦿ 0001493152-26-038976

    Form SCHEDULE 13G Filed by

    4 minutes ago

    2:44:41 PM EST

    Tuesday Aug 18

  • BAR HARBOR WEALTH MANAGEMENT

    1035463 ⦿ 0001035463-26-000004

    Form N-PX Filer

    4 minutes ago

    2:44:32 PM EST

    Tuesday Aug 18

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098283

    Form 424B2 Filer

    4 minutes ago

    2:44:23 PM EST

    Tuesday Aug 18

  • BNY Mellon Worldwide Growth Fund, Inc.

    897569 ⦿ 0000897569-26-000005

    Form N-PX Filer

    4 minutes ago

    2:44:21 PM EST

    Tuesday Aug 18

  • Orf David L

    1838452 ⦿ 0000022356-26-000197

    Form 4 Reporting

    5 minutes ago

    2:43:36 PM EST

    Tuesday Aug 18

  • COMMERCE BANCSHARES INC /MO/

    22356 ⦿ 0000022356-26-000197

    Form 4 Issuer

    5 minutes ago

    2:43:36 PM EST

    Tuesday Aug 18

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-012535

    Form 424B2 Filer

    5 minutes ago

    2:43:15 PM EST

    Tuesday Aug 18

  • Zhongji Innolight Co., Ltd./ADR

    2150915 ⦿ 0001193805-26-001107

    Form F-6EF Subject

    7 minutes ago

    2:41:55 PM EST

    Tuesday Aug 18

  • JPMorgan Chase Bank, N.A. - ADR Depositary

    1474274 ⦿ 0001193805-26-001107

    Form F-6EF Filed by

    7 minutes ago

    2:41:55 PM EST

    Tuesday Aug 18

  • BNY MELLON VARIABLE INVESTMENT FUND

    813383 ⦿ 0000813383-26-000014

    Form N-PX Filer

    7 minutes ago

    2:41:52 PM EST

    Tuesday Aug 18

  • Redwood Private Real Estate Debt Fund

    1959172 ⦿ 0001213900-26-091162

    Form N-PX Filer

    8 minutes ago

    2:40:45 PM EST

    Tuesday Aug 18

  • CION Ares Diversified Credit Fund

    1678124 ⦿ 0001104659-26-098280

    Form N-PX Filer

    8 minutes ago

    2:40:31 PM EST

    Tuesday Aug 18

  • Shaer Hakimi LLC

    2137467 ⦿ 0002137467-26-000003

    Form D/A Filer

    8 minutes ago

    2:40:07 PM EST

    Tuesday Aug 18

  • BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC.

    890064 ⦿ 0000890064-26-000004

    Form N-PX Filer

    9 minutes ago

    2:39:36 PM EST

    Tuesday Aug 18

  • Curaleaf Holdings, Inc.

    1756770 ⦿ 0001104659-26-098277

    Form SC14D1F Filed by

    9 minutes ago

    2:39:29 PM EST

    Tuesday Aug 18

  • AURORA CANNABIS INC

    1683541 ⦿ 0001104659-26-098277

    Form SC14D1F Subject

    9 minutes ago

    2:39:29 PM EST

    Tuesday Aug 18

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-355257

    Form 424B2 Filer

    9 minutes ago

    2:39:09 PM EST

    Tuesday Aug 18

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-355257

    Form 424B2 Filer

    9 minutes ago

    2:39:09 PM EST

    Tuesday Aug 18

  • Cashmere Fund

    1868950 ⦿ 0001193125-26-355255

    Form NPORT-P Filer

    10 minutes ago

    2:38:49 PM EST

    Tuesday Aug 18

  • CHASE INVESTMENT COUNSEL CORP

    19475 ⦿ 0000019475-26-000006

    Form N-PX Filer

    10 minutes ago

    2:38:21 PM EST

    Tuesday Aug 18

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001213900-26-091159

    Form 424B2 Filer

    10 minutes ago

    2:38:10 PM EST

    Tuesday Aug 18

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-091159

    Form 424B2 Filer

    10 minutes ago

    2:38:10 PM EST

    Tuesday Aug 18

  • Jackson J Christopher

    1383046 ⦿ 0001383046-26-000014

    Form 3 Reporting

    10 minutes ago

    2:38:08 PM EST

    Tuesday Aug 18

  • ELLSWORTH GROWTH & INCOME FUND LTD

    793040 ⦿ 0001383046-26-000014

    Form 3 Issuer

    10 minutes ago

    2:38:08 PM EST

    Tuesday Aug 18

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-355254

    Form 424B2 Filer

    11 minutes ago

    2:37:57 PM EST

    Tuesday Aug 18

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-355254

    Form 424B2 Filer

    11 minutes ago

    2:37:57 PM EST

    Tuesday Aug 18

  • Bar Harbor Bank & Trust

    1506242 ⦿ 0001506242-26-000004

    Form N-PX Filer

    11 minutes ago

    2:37:32 PM EST

    Tuesday Aug 18

  • NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/

    70502 ⦿ 0001104659-26-098275

    Form 424B3 Filer

    11 minutes ago

    2:37:25 PM EST

    Tuesday Aug 18

  • Hibernia Wealth Partners, LLC

    1950637 ⦿ 0002085853-26-001045

    Form N-PX Filer

    11 minutes ago

    2:37:19 PM EST

    Tuesday Aug 18

  • BNY Mellon Sustainable U.S. Equity Fund, Inc.

    30167 ⦿ 0000030167-26-000004

    Form N-PX Filer

    11 minutes ago

    2:37:07 PM EST

    Tuesday Aug 18

  • Sbrocco Gregory

    1769976 ⦿ 0001769976-26-000003

    Form 4 Reporting

    12 minutes ago

    2:36:53 PM EST

    Tuesday Aug 18

  • WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP

    943452 ⦿ 0001769976-26-000003

    Form 4 Issuer

    12 minutes ago

    2:36:53 PM EST

    Tuesday Aug 18

  • ROYAL BANK OF CANADA

    1000275 ⦿ 0000950103-26-012534

    Form 424B2 Filer

    13 minutes ago

    2:35:51 PM EST

    Tuesday Aug 18

  • Citizen Portal Inc.

    1997254 ⦿ 0001997254-26-000007

    Form D Filer

    13 minutes ago

    2:35:48 PM EST

    Tuesday Aug 18

  • Alternative Investment Partners Absolute Return Fund

    1327228 ⦿ 0001410368-26-082861

    Form NPORT-P Filer

    13 minutes ago

    2:35:32 PM EST

    Tuesday Aug 18

  • Alternative Investment Partners Absolute Return Fund STS

    1343668 ⦿ 0001410368-26-082860

    Form NPORT-P Filer

    13 minutes ago

    2:35:31 PM EST

    Tuesday Aug 18

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-355247

    Form 424B2 Filer

    13 minutes ago

    2:35:18 PM EST

    Tuesday Aug 18

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-355247

    Form 424B2 Filer

    13 minutes ago

    2:35:18 PM EST

    Tuesday Aug 18

  • AMERICAN FINANCIAL GROUP INC

    1042046 ⦿ 0001193125-26-355246

    Form 144 Subject

    14 minutes ago

    2:34:42 PM EST

    Tuesday Aug 18

  • LINDNER CARL H III

    942082 ⦿ 0001193125-26-355246

    Form 144 Reporting

    14 minutes ago

    2:34:42 PM EST

    Tuesday Aug 18

  • BNY Mellon Strategic Funds, Inc.

    737520 ⦿ 0000737520-26-000005

    Form N-PX Filer

    16 minutes ago

    2:32:46 PM EST

    Tuesday Aug 18

  • BAR HARBOR BANKSHARES

    743367 ⦿ 0000743367-26-000004

    Form N-PX Filer

    16 minutes ago

    2:32:22 PM EST

    Tuesday Aug 18

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-024075

    Form 424B2 Filer

    16 minutes ago

    2:32:17 PM EST

    Tuesday Aug 18

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-024075

    Form 424B2 Filer

    16 minutes ago

    2:32:17 PM EST

    Tuesday Aug 18

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-355240

    Form 424B2 Filer

    17 minutes ago

    2:31:55 PM EST

    Tuesday Aug 18

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-355240

    Form 424B2 Filer

    17 minutes ago

    2:31:55 PM EST

    Tuesday Aug 18

  • Equitybee 22-41036, a Series of Equitybee cFund Master LLC

    1996370 ⦿ 0001996370-26-000003

    Form D/A Filer

    17 minutes ago

    2:31:39 PM EST

    Tuesday Aug 18

  • ROYAL BANK OF CANADA

    1000275 ⦿ 0000950103-26-012533

    Form 424B2 Filer

    17 minutes ago

    2:31:30 PM EST

    Tuesday Aug 18

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-355238

    Form 424B2 Filer

    17 minutes ago

    2:31:27 PM EST

    Tuesday Aug 18

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-355238

    Form 424B2 Filer

    17 minutes ago

    2:31:27 PM EST

    Tuesday Aug 18

  • NEONC TECHNOLOGIES HOLDINGS, INC.

    1979414 ⦿ 0001213900-26-091150

    Form 4 Issuer

    18 minutes ago

    2:30:43 PM EST

    Tuesday Aug 18

  • Heshmatpour Amir F

    1443035 ⦿ 0001213900-26-091150

    Form 4 Reporting

    18 minutes ago

    2:30:43 PM EST

    Tuesday Aug 18

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098274

    Form FWP Subject

    18 minutes ago

    2:30:43 PM EST

    Tuesday Aug 18

  • BNY MELLON STOCK INDEX FUND, INC.

    846800 ⦿ 0000846800-26-000004

    Form N-PX Filer

    19 minutes ago

    2:29:54 PM EST

    Tuesday Aug 18

  • SANBORN RICHARD

    1192274 ⦿ 0001025835-26-000177

    Form 4 Reporting

    20 minutes ago

    2:28:32 PM EST

    Tuesday Aug 18

  • ENTERPRISE FINANCIAL SERVICES CORP

    1025835 ⦿ 0001025835-26-000177

    Form 4 Issuer

    20 minutes ago

    2:28:32 PM EST

    Tuesday Aug 18

  • Nuran Wireless Inc.

    1680637 ⦿ 0001753926-26-001549

    Form 6-K Filer

    20 minutes ago

    2:28:21 PM EST

    Tuesday Aug 18

  • HSBC USA INC /MD/

    83246 ⦿ 0001104659-26-098271

    Form 424B2 Filer

    20 minutes ago

    2:28:21 PM EST

    Tuesday Aug 18

  • Lingotto Mosaic Fund I-A, LP

    2018783 ⦿ 0002018783-26-000003

    Form D/A Filer

    21 minutes ago

    2:27:51 PM EST

    Tuesday Aug 18

  • Listed Funds Trust

    1683471 ⦿ 0000894189-26-022423

    Form 24F-2NT Filer

    21 minutes ago

    2:27:30 PM EST

    Tuesday Aug 18

  • Landmark Note LP

    2150918 ⦿ 0002150918-26-000001

    Form D Filer

    21 minutes ago

    2:27:06 PM EST

    Tuesday Aug 18

  • BNY MELLON STOCK FUNDS

    1199348 ⦿ 0001199348-26-000002

    Form N-PX Filer

    21 minutes ago

    2:27:01 PM EST

    Tuesday Aug 18

  • ROYCE & ASSOCIATES LP

    906304 ⦿ 0000906304-26-000160

    Form N-PX Filer

    21 minutes ago

    2:27:01 PM EST

    Tuesday Aug 18

  • Ulbrich Christian

    1452692 ⦿ 0001037976-26-000160

    Form 4 Reporting

    22 minutes ago

    2:26:55 PM EST

    Tuesday Aug 18

  • JONES LANG LASALLE INC

    1037976 ⦿ 0001037976-26-000160

    Form 4 Issuer

    22 minutes ago

    2:26:55 PM EST

    Tuesday Aug 18

  • BBCMS Mortgage Trust 2025-5C37

    2077702 ⦿ 0001888524-26-014607

    Form 8-K Filer

    Item 8.01: Other Events

    22 minutes ago

    2:26:40 PM EST

    Tuesday Aug 18

  • LINGOTTO MOSAIC FUND I-C, LP

    2021852 ⦿ 0002021852-26-000003

    Form D/A Filer

    22 minutes ago

    2:26:25 PM EST

    Tuesday Aug 18

  • Benchmark 2025-V17 Mortgage Trust

    2063065 ⦿ 0001888524-26-014606

    Form 8-K Filer

    Item 6.02: Change of Servicer or Trustee

    23 minutes ago

    2:25:50 PM EST

    Tuesday Aug 18

  • Jackson J Christopher

    1383046 ⦿ 0001383046-26-000013

    Form 3 Reporting

    23 minutes ago

    2:25:22 PM EST

    Tuesday Aug 18

  • BANCROFT FUND LTD

    9521 ⦿ 0001383046-26-000013

    Form 3 Issuer

    23 minutes ago

    2:25:22 PM EST

    Tuesday Aug 18

  • Advisors Preferred Trust

    1556505 ⦿ 0001580642-26-005402

    Form N-PX Filer

    24 minutes ago

    2:24:39 PM EST

    Tuesday Aug 18

  • BNY MELLON RESEARCH GROWTH FUND, INC.

    30162 ⦿ 0000030162-26-000003

    Form N-PX Filer

    24 minutes ago

    2:24:31 PM EST

    Tuesday Aug 18

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-355227

    Form 424B2 Filer

    24 minutes ago

    2:24:21 PM EST

    Tuesday Aug 18

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-355227

    Form 424B2 Filer

    24 minutes ago

    2:24:21 PM EST

    Tuesday Aug 18

  • CANNELL CAPITAL LLC

    1058854 ⦿ 0001420506-26-001852

    Form 13F-HR Filer

    24 minutes ago

    2:23:59 PM EST

    Tuesday Aug 18

  • Young Lina A

    1958388 ⦿ 0001025835-26-000175

    Form 4 Reporting

    25 minutes ago

    2:23:58 PM EST

    Tuesday Aug 18

  • ENTERPRISE FINANCIAL SERVICES CORP

    1025835 ⦿ 0001025835-26-000175

    Form 4 Issuer

    25 minutes ago

    2:23:58 PM EST

    Tuesday Aug 18

  • Wells Fargo Commercial Mortgage Trust 2025-5C6

    2077898 ⦿ 0001888524-26-014604

    Form 8-K Filer

    Item 6.02: Change of Servicer or Trustee

    25 minutes ago

    2:23:50 PM EST

    Tuesday Aug 18