Filings Received and Processed at the SEC

Shi Dafeng

1978365 ⦿ 0001104659-25-118281

Form 144 Reporting

DAQO NEW ENERGY CORP.

1477641 ⦿ 0001104659-25-118281

Form 144 Subject

Global Moat Offshore Fund, LP

1844996 ⦿ 0001213900-25-118057

Form D/A Filer

Bullish

1872195 ⦿ 0001437749-25-036851

Form 6-K Filer

STANTEC INC

1131383 ⦿ 0001171843-25-007743

Form 6-K Filer

Immuron Ltd

1660046 ⦿ 0001213900-25-118055

Form 6-K Filer

GLOBAL MOAT FUND, LP

1636453 ⦿ 0001213900-25-118054

Form D/A Filer

Y.D. More Investments Ltd

1870364 ⦿ 0001178913-25-004006

Form 4 Reporting

Odysight.ai Inc.

1577445 ⦿ 0001178913-25-004006

Form 4 Issuer

xps.vc Sep 2025 a Series of CGF2021 LLC

2099069 ⦿ 0002099069-25-000001

Form D Filer

xps.vc December 2025 a Series of CGF2021 LLC

2099073 ⦿ 0002099073-25-000001

Form D Filer

GLDC Post Fund 1 LLC

2046172 ⦿ 0001213900-25-118052

Form D/A Filer

Cohn Charles K.

1880171 ⦿ 0001628280-25-055213

Form 4 Reporting

Nerdy Inc.

1819404 ⦿ 0001628280-25-055213

Form 4 Issuer

CSLM Digital Asset Acquisition Corp III, Ltd

2068454 ⦿ 0001829126-25-009688

Form 425 Subject

HALLIBURTON CO

45012 ⦿ 0000045012-25-000077

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

CSLM Digital Asset Acquisition Corp III, Ltd

2068454 ⦿ 0001829126-25-009687

Form 8-K/A Filer

Item 9.01: Financial Statements and Exhibits

ATLAS CRITICAL MINERALS Corp

1684688 ⦿ 0001493152-25-026101

Form 6-K Filer

Ned L. Sherwood Revocable Trust

1797839 ⦿ 0001213900-25-118050

Form 4 Reporting

MRMP Managers LLC

1492137 ⦿ 0001213900-25-118050

Form 4 Reporting

SHERWOOD NED L

902749 ⦿ 0001213900-25-118050

Form 4 Reporting

BARNWELL INDUSTRIES INC

10048 ⦿ 0001213900-25-118050

Form 4 Issuer

Aurora Bridge Capital

2098877 ⦿ 0002098877-25-000001

Form D Filer

Twenty One Capital, Inc.

2070457 ⦿ 0001213900-25-118048

Form 424B3 Filer

SHERWOOD NED L

902749 ⦿ 0001213900-25-118049

Form SCHEDULE 13D/A Filed by

BARNWELL INDUSTRIES INC

10048 ⦿ 0001213900-25-118049

Form SCHEDULE 13D/A Subject

NOVONIX Ltd

1859795 ⦿ 0001193125-25-307420

Form 6-K Filer

GCL Global Holdings Ltd

2002045 ⦿ 0001213900-25-118045

Form 6-K Filer

NOAH HOLDINGS LTD

1499543 ⦿ 0001104659-25-118257

Form 6-K Filer

Milmoe William H.

1443194 ⦿ 0001829126-25-009686

Form 4 Reporting

Celsius Holdings, Inc.

1341766 ⦿ 0001829126-25-009686

Form 4 Issuer

Milmoe William H.

1443194 ⦿ 0001829126-25-009685

Form 4 Reporting

Celsius Holdings, Inc.

1341766 ⦿ 0001829126-25-009685

Form 4 Issuer

DeSantis Deborah

1993244 ⦿ 0001829126-25-009684

Form 4 Reporting

Celsius Holdings, Inc.

1341766 ⦿ 0001829126-25-009684

Form 4 Issuer

Crown Reserve Acquisition Corp. I

2070887 ⦿ 0001213900-25-118043

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

DeSantis Dean

1993010 ⦿ 0001829126-25-009683

Form 4 Reporting

Celsius Holdings, Inc.

1341766 ⦿ 0001829126-25-009683

Form 4 Issuer

UNITED MICROELECTRONICS CORP

1033767 ⦿ 0001193125-25-307415

Form 6-K Filer

Alibaba Group Holding Ltd

1577552 ⦿ 0001104659-25-118253

Form 6-K Filer

DeSantis Dean

1993010 ⦿ 0001829126-25-009682

Form 4 Reporting

Celsius Holdings, Inc.

1341766 ⦿ 0001829126-25-009682

Form 4 Issuer

Dreamland Ltd

2041338 ⦿ 0001493152-25-026098

Form 6-K Filer

SHINHAN FINANCIAL GROUP CO LTD

1263043 ⦿ 0001193125-25-307413

Form 6-K Filer

Micropolis Holding Co

1993431 ⦿ 0001213900-25-118040

Form 6-K Filer

Shell plc

1306965 ⦿ 0001193125-25-307409

Form 6-K Filer

Apollo Debt Solutions BDC

1837532 ⦿ 0001193125-25-307408

Form 8-K Filer

Item 8.01: Other Events

Banco Santander, S.A.

891478 ⦿ 0000950103-25-015715

Form 6-K Filer

Li Auto Inc.

1791706 ⦿ 0001104659-25-118239

Form 6-K Filer

Tressler Nick B.

1794362 ⦿ 0001794362-25-000005

Form 4 Reporting

Vistagen Therapeutics, Inc.

1411685 ⦿ 0001794362-25-000005

Form 4 Issuer

Radiant Strategies Corp

2056016 ⦿ 0001493152-25-026094

Form S-1/A Filer

KIMBERLY CLARK CORP

55785 ⦿ 0001628280-25-055209

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Tressler Nick B.

1794362 ⦿ 0001794362-25-000004

Form 3 Reporting

Vistagen Therapeutics, Inc.

1411685 ⦿ 0001794362-25-000004

Form 3 Issuer

SUMITOMO MITSUI FINANCIAL GROUP, INC.

1022837 ⦿ 0001193125-25-307400

Form 6-K Filer

Fusion Fuel Green PLC

1819794 ⦿ 0001493152-25-026092

Form SCHEDULE 13D/A Filed by

Quality Industrial Corp.

1393781 ⦿ 0001493152-25-026092

Form SCHEDULE 13D/A Subject

Fusion Fuel Green PLC

1819794 ⦿ 0001493152-25-026091

Form 4 Reporting

Quality Industrial Corp.

1393781 ⦿ 0001493152-25-026091

Form 4 Issuer

SUMITOMO MITSUI FINANCIAL GROUP, INC.

1022837 ⦿ 0001193125-25-307399

Form 6-K/A Filer

Indopacific Health Investment Corporation Pte. Ltd.

2097611 ⦿ 0001493152-25-026090

Form SCHEDULE 13D Filed by

Mobile-health Network Solutions

1976695 ⦿ 0001493152-25-026090

Form SCHEDULE 13D Subject

SUMITOMO MITSUI FINANCIAL GROUP, INC.

1022837 ⦿ 0001193125-25-307398

Form 6-K/A Filer

ZTO Express

1677250 ⦿ 0001104659-25-118229

Form 6-K Filer

Anteris Technologies Global Corp.

2011514 ⦿ 0001140361-25-044257

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

SUMITOMO MITSUI FINANCIAL GROUP, INC.

1022837 ⦿ 0001193125-25-307397

Form 6-K/A Filer

Platford Giles Richard

1977620 ⦿ 0001977620-25-000007

Form 144 Reporting

TAKEDA PHARMACEUTICAL CO LTD

1395064 ⦿ 0001977620-25-000007

Form 144 Subject

ECARX Holdings Inc.

1861974 ⦿ 0001628280-25-055208

Form 6-K Filer

SUMITOMO MITSUI FINANCIAL GROUP, INC.

1022837 ⦿ 0001193125-25-307396

Form 6-K/A Filer

Hartz Julia

1751075 ⦿ 0001193125-25-307395

Form SCHEDULE 13D/A Filed by

Eventbrite, Inc.

1475115 ⦿ 0001193125-25-307395

Form SCHEDULE 13D/A Subject

TORONTO DOMINION BANK

947263 ⦿ 0001140361-25-044256

Form 424B2 Filer

Artificial Intelligence Technology Solutions Inc.

1498148 ⦿ 0001062993-25-017169

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

Vale S.A.

917851 ⦿ 0001292814-25-004158

Form 6-K Filer

Diversified Energy Co

1922446 ⦿ 0001140361-25-044255

Form 15-12G Filer

Sotera Health Co

1822479 ⦿ 0001193125-25-307393

Form 144 Subject

GTCR FUND XI/C LP

1591436 ⦿ 0001193125-25-307393

Form 144 Reporting

Ai Anyuan

2097193 ⦿ 0001214659-25-017583

Form 144 Reporting

Harrison Global Holdings Inc.

1984014 ⦿ 0001214659-25-017583

Form 144 Subject

BETA Technologies, Inc.

1784570 ⦿ 0001628280-25-055206

Form 8-K Filer

Item 2.02: Results of Operations and Financial Condition

Item 9.01: Financial Statements and Exhibits

SUMITOMO MITSUI FINANCIAL GROUP, INC.

1022837 ⦿ 0001193125-25-307392

Form 6-K/A Filer

ICL Group Ltd.

941221 ⦿ 0001178913-25-004004

Form 6-K Filer

CHECK POINT SOFTWARE TECHNOLOGIES LTD

1015922 ⦿ 0001178913-25-004003

Form 6-K Filer

DEERE & CO

315189 ⦿ 0001104659-25-118224

Form 8-K Filer

Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Item 7.01: Regulation FD Disclosure

Item 9.01: Financial Statements and Exhibits

Addex Therapeutics Ltd.

1574232 ⦿ 0001104659-25-118226

Form 6-K Filer

UP Fintech Holding Ltd

1756699 ⦿ 0001193125-25-307350

Form 6-K Filer

Myseum, Inc.

1648960 ⦿ 9999999995-25-003518

Form EFFECT Filer

Paranovus Entertainment Technology Ltd.

1751876 ⦿ 9999999995-25-003517

Form EFFECT Filer

3 E Network Technology Group Ltd

1993097 ⦿ 9999999995-25-003516

Form EFFECT Filer

HOME BANCORP, INC.

1436425 ⦿ 9999999995-25-003515

Form EFFECT Filer

Phio Pharmaceuticals Corp.

1533040 ⦿ 9999999995-25-003514

Form EFFECT Filer

Aptorum Group Ltd

1734005 ⦿ 9999999995-25-003513

Form EFFECT Filer

Triton International Ltd

1660734 ⦿ 9999999995-25-003512

Form EFFECT Filer

TAL INTERNATIONAL CONTAINER Corp

1493223 ⦿ 9999999995-25-003512

Form EFFECT Filer

TRITON CONTAINER INTERNATIONAL LTD

758387 ⦿ 9999999995-25-003512

Form EFFECT Filer

Black Diamond Therapeutics, Inc.

1701541 ⦿ 9999999995-25-003511

Form EFFECT Filer

Elicio Therapeutics, Inc.

1601485 ⦿ 9999999995-25-003510

Form EFFECT Filer

HUNTINGTON BANCSHARES INC /MD/

49196 ⦿ 9999999995-25-003509

Form EFFECT Filer