Filings Received and Processed at the SEC

MILLARD ROBERT B

1188791 ⦿ 0001959173-26-003852

Form 144 Reporting

L3HARRIS TECHNOLOGIES, INC. /DE/

202058 ⦿ 0001959173-26-003852

Form 144 Subject

LIVE VENTURES Inc

1045742 ⦿ 0001437749-26-018023

Form DEF 14A Filer

BARCLAYS BANK PLC

312070 ⦿ 0001918704-26-013787

Form 424B2 Filer

Front Street Capital Management, Inc.

1683182 ⦿ 0001683182-26-000003

Form 13F-HR Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-233933

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-233933

Form 424B2 Filer

Brown Jason David

1866192 ⦿ 0000790359-26-000046

Form 4 Reporting

NBT BANCORP INC

790359 ⦿ 0000790359-26-000046

Form 4 Issuer

GM Financial Consumer Automobile Receivables Trust 2026-2

2116462 ⦿ 0002116462-26-000006

Form ABS-EE Filer

FIDELITY COVINGTON TRUST

945908 ⦿ 0000945908-26-000163

Form 485BXT Filer

FIDELITY COVINGTON TRUST

945908 ⦿ 0000945908-26-000163

Form 485BXT Filer

SLB LIMITED/NV

87347 ⦿ 0001193125-26-233930

Form SD Filer

Working Capital Partners Mar 2026 a Series of CGF2021 LLC

2129260 ⦿ 0002129260-26-000001

Form D Filer

Harley-Davidson Motorcycle Trust 2022-A

1921031 ⦿ 0001921031-26-000020

Form ABS-EE Filer

HARLEY-DAVIDSON CUSTOMER FUNDING CORP.

1114926 ⦿ 0001921031-26-000020

Form ABS-EE Filer

CALWEBSOLUTIONS.COM INC

2136175 ⦿ 0002136175-26-000001

Form D Filer

Capstone Alternative Risk Strategy

1936810 ⦿ 0000905148-26-002598

Form D/A Filer

PLUMAS BANCORP

1168455 ⦿ 0001437749-26-018022

Form 8-K Filer

Item 5.07: Submission of Matters to a Vote of Security Holders

Item 9.01: Financial Statements and Exhibits

URBAN OUTFITTERS INC

912615 ⦿ 0001193125-26-233928

Form 8-K Filer

Item 8.01: Other Events

Item 9.01: Financial Statements and Exhibits

TORONTO DOMINION BANK

947263 ⦿ 0001140361-26-022376

Form 424B2 Filer

Hoeller Heidi M

1908775 ⦿ 0000790359-26-000045

Form 4 Reporting

NBT BANCORP INC

790359 ⦿ 0000790359-26-000045

Form 4 Issuer

ROYAL BANK OF CANADA

1000275 ⦿ 0000950103-26-007573

Form 424B2 Filer

GS Finance Corp.

1419828 ⦿ 0001193125-26-233927

Form 424B2 Filer

GOLDMAN SACHS GROUP INC

886982 ⦿ 0001193125-26-233927

Form 424B2 Filer

SHIELD AI B311 May 2026 a Series of CGF2021 LLC

2134589 ⦿ 0002134589-26-000001

Form D Filer

GM Financial Consumer Automobile Receivables Trust 2022-2

1916232 ⦿ 0001916232-26-000019

Form ABS-EE Filer

PGIM ETF TRUST

1727074 ⦿ 0001727074-26-000054

Form 497 Filer

LU YANG

2136295 ⦿ 0002136295-26-000002

Form 4 Reporting

Adlai Nortye Ltd.

1944552 ⦿ 0002136295-26-000002

Form 4 Issuer

Robinson V Daniel II

1693219 ⦿ 0000790359-26-000044

Form 4 Reporting

NBT BANCORP INC

790359 ⦿ 0000790359-26-000044

Form 4 Issuer

4 GUYS BEVERAGE CO.

1811518 ⦿ 0001811518-26-000004

Form D Filer

AX Essential Retail Portfolio, DST

2100640 ⦿ 0002100640-26-000008

Form D/A Filer

WPP plc

806968 ⦿ 0001654954-26-005219

Form 6-K Filer

GM Financial Consumer Automobile Receivables Trust 2026-2

2116462 ⦿ 0002116462-26-000005

Form ABS-EE Filer

Norton Larry A

1498441 ⦿ 0001969223-26-000582

Form 144 Reporting

INTERNATIONAL BANCSHARES CORP

315709 ⦿ 0001969223-26-000582

Form 144 Subject

Watt Data a Series of CGF2021 LLC

2132168 ⦿ 0002132168-26-000001

Form D Filer

GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2593

2101854 ⦿ 0001528621-26-000494

Form 497J Filer

Amendment & Restatement of Agreement of Trust of Mary Alice Dorrance Malone dated April 17, 1990

2087724 ⦿ 0001104659-26-065001

Form 4 Reporting

CAMPBELL'S Co

16732 ⦿ 0001104659-26-065001

Form 4 Issuer

Cxmyfz Ltd

2129682 ⦿ 0002129682-26-000004

Form D Filer

Burroughs Peter William

2111243 ⦿ 0000912282-26-000751

Form 4 Reporting

SILVER BOW MINING CORP.

2067674 ⦿ 0000912282-26-000751

Form 4 Issuer

Chip Data Centers Inc.

2103028 ⦿ 0002103028-26-000004

Form D Filer

Marex Group plc

1997464 ⦿ 0001104659-26-065000

Form 424B2 Filer

NASCA DAVID J

1237044 ⦿ 0000790359-26-000043

Form 4 Reporting

NBT BANCORP INC

790359 ⦿ 0000790359-26-000043

Form 4 Issuer

MCHENRY DANIEL JAMES

1821335 ⦿ 0001031203-26-000111

Form 4 Reporting

GROUP 1 AUTOMOTIVE INC

1031203 ⦿ 0001031203-26-000111

Form 4 Issuer

CAE INC

1173382 ⦿ 0001173382-26-000009

Form 6-K Filer

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-025142

Form FWP Subject

Bitwise Funds Trust

1928561 ⦿ 0001213900-26-059940

Form 485BXT Filer

Bitwise Funds Trust

1928561 ⦿ 0001213900-26-059940

Form 485BXT Filer

Federal Home Loan Bank of New York

1329842 ⦿ 0001654954-26-005217

Form 8-K Filer

Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Item 9.01: Financial Statements and Exhibits

ALAMOS GOLD INC

1178819 ⦿ 0001178819-26-000062

Form 6-K Filer

Parakeet Health May 2026 a Series of CGF2021 LLC

2134620 ⦿ 0002134620-26-000001

Form D Filer

GM Financial Consumer Automobile Receivables Trust 2026-1

2099048 ⦿ 0002099048-26-000016

Form ABS-EE Filer

ROYAL BANK OF CANADA

1000275 ⦿ 0000950103-26-007572

Form 424B2 Filer

JPMorgan Chase Financial Co. LLC

1665650 ⦿ 0001918704-26-013786

Form 424B2 Filer

JPMORGAN CHASE & CO

19617 ⦿ 0001918704-26-013786

Form 424B2 Filer

Windes Richard

1740419 ⦿ 0001740419-26-000007

Form 144 Reporting

SOUTHERN MISSOURI BANCORP, INC.

916907 ⦿ 0001740419-26-000007

Form 144 Subject

Arogo Capital Acquisition Corp.

1881741 ⦿ 0001213900-26-059938

Form PRE 14A Filer

MIAMI INTERNATIONAL HOLDINGS, INC.

1438472 ⦿ 0001056823-26-000016

Form SCHEDULE 13D/A Subject

HORIZON KINETICS ASSET MANAGEMENT LLC

1056823 ⦿ 0001056823-26-000016

Form SCHEDULE 13D/A Filed by

Alpha Alternative Assets Fund

1777529 ⦿ 0001049169-26-001093

Form NPORT-P Filer

Greene Concepts, Inc

1585380 ⦿ 0001683168-26-004214

Form 253G1 Filer

Gerke Mark Raymond

1601016 ⦿ 0001969223-26-000581

Form 144 Reporting

Waterstone Financial, Inc.

1569994 ⦿ 0001969223-26-000581

Form 144 Subject

VALUED ADVISERS TRUST

1437249 ⦿ 0001580642-26-003261

Form 485BXT Filer

VALUED ADVISERS TRUST

1437249 ⦿ 0001580642-26-003261

Form 485BXT Filer

AstroNova, Inc.

8146 ⦿ 0001193125-26-233919

Form SD Filer

Peace Acquisition Corp.

2088626 ⦿ 0001493152-26-024761

Form 8-A12B Filer

Oso a Series of Entrada Ventures II Master LLC

2132248 ⦿ 0002132248-26-000001

Form D Filer

BARON INVESTMENT FUNDS TRUST

810902 ⦿ 0001193125-26-233915

Form N-CSRS Filer

GM Financial Consumer Automobile Receivables Trust 2025-4

2084404 ⦿ 0002084404-26-000018

Form ABS-EE Filer

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-025141

Form FWP Subject

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-025140

Form 424B2 Filer

BofA Finance LLC

1682472 ⦿ 0001918704-26-013785

Form 424B2 Filer

BANK OF AMERICA CORP /DE/

70858 ⦿ 0001918704-26-013785

Form 424B2 Filer

Bonnefield Canadian Farmland LP V Non-Resident

1997800 ⦿ 0001997800-26-000004

Form D Filer

HSBC USA INC /MD/

83246 ⦿ 0001104659-26-064996

Form FWP Subject

GM Financial Consumer Automobile Receivables Trust 2025-3

2071240 ⦿ 0002071240-26-000018

Form ABS-EE Filer

Seyon Industrial Fund II-Q, LLC

2136420 ⦿ 0001192482-26-000298

Form D Filer

Poulin Shannon John

2065866 ⦿ 0001959173-26-003851

Form 144 Reporting

TERADYNE, INC

97210 ⦿ 0001959173-26-003851

Form 144 Subject

ThrivePoint Injury Law, LLC

2075084 ⦿ 0002075084-26-000001

Form D/A Filer

7G CAPITAL MANAGEMENT, LLC

1720350 ⦿ 0001720350-26-000004

Form 13F-HR/A Filer

Iremia RSI a Series of CGF2021 LLC

2135944 ⦿ 0002135944-26-000001

Form D Filer

Rosemawr Sustainable Energy Program IV LP

2133759 ⦿ 0001013594-26-000621

Form D Filer

GM Financial Consumer Automobile Receivables Trust 2025-2

2060535 ⦿ 0002060535-26-000018

Form ABS-EE Filer

BANK OF NOVA SCOTIA

9631 ⦿ 0001839882-26-025139

Form 424B2 Filer

JOBE LARRY A

1250072 ⦿ 0001437749-26-018019

Form 4 Reporting

MANNATECH INC

1056358 ⦿ 0001437749-26-018019

Form 4 Issuer

VillaFact, Inc.

2135196 ⦿ 0002135196-26-000001

Form D Filer

Meeder Funds

702435 ⦿ 0001398344-26-009548

Form 497K Filer

Morgan Stanley Finance LLC

1666268 ⦿ 0001839882-26-025138

Form FWP Subject