Filings Received and Processed at the SEC

This is a real-time stream that is automatically updated when newly accepted SEC Filings for the current official filing date are made.

Filings may be made Monday to Friday 6AM to 10PM EST (except for U.S. Federal Holidays).

  • Grant Park Ventures Funds LLC - Series 9

    2146506 ⦿ 0002146506-26-000001

    Form D Filer

    45 seconds ago

    3:07:02 PM EST

    Tuesday Jul 21

  • BARCLAYS BANK PLC

    312070 ⦿ 0000950103-26-010911

    Form 424B2 Filer

    1 minute ago

    3:06:22 PM EST

    Tuesday Jul 21

  • Lewis Asset Management, LLC

    2004520 ⦿ 0002004520-26-000003

    Form 13F-HR Filer

    1 minute ago

    3:06:15 PM EST

    Tuesday Jul 21

  • ENCOMPASS WEALTH ADVISORS, LLC

    1849614 ⦿ 0001849614-26-000003

    Form 13F-HR Filer

    2 minutes ago

    3:05:15 PM EST

    Tuesday Jul 21

  • ROYAL BANK OF CANADA

    1000275 ⦿ 0000950103-26-010910

    Form 424B2 Filer

    3 minutes ago

    3:04:38 PM EST

    Tuesday Jul 21

  • ARC Group Securities Acquisition II

    2094710 ⦿ 0001493152-26-034055

    Form S-1/A Filer

    3 minutes ago

    3:04:24 PM EST

    Tuesday Jul 21

  • PRECEDENT WEALTH PARTNERS, LLC

    2008666 ⦿ 0002008666-26-000007

    Form 13F-HR Filer

    4 minutes ago

    3:03:33 PM EST

    Tuesday Jul 21

  • WCAS XV Co-Investors II LLC

    2132802 ⦿ 0002132802-26-000001

    Form D Filer

    4 minutes ago

    3:03:28 PM EST

    Tuesday Jul 21

  • Premier Path Wealth Partners, LLC

    1999925 ⦿ 0001999925-26-000003

    Form 13F-HR Filer

    4 minutes ago

    3:03:22 PM EST

    Tuesday Jul 21

  • MONTRUSCO BOLTON INVESTMENTS INC.

    1475940 ⦿ 0001475940-26-000006

    Form 13F-HR Filer

    4 minutes ago

    3:03:01 PM EST

    Tuesday Jul 21

  • TORONTO DOMINION BANK

    947263 ⦿ 0001140361-26-029095

    Form 424B2 Filer

    4 minutes ago

    3:02:53 PM EST

    Tuesday Jul 21

  • CITIGROUP INC

    831001 ⦿ 0000950103-26-010909

    Form 424B2 Filer

    4 minutes ago

    3:02:50 PM EST

    Tuesday Jul 21

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0000950103-26-010909

    Form 424B2 Filer

    4 minutes ago

    3:02:50 PM EST

    Tuesday Jul 21

  • John Hancock Stable Value Fund Collective Investment Trust

    2055606 ⦿ 0001193125-26-310126

    Form SCHEDULE 13D/A Filed by

    5 minutes ago

    3:02:46 PM EST

    Tuesday Jul 21

  • Manulife Private Credit Plus Fund

    1988855 ⦿ 0001193125-26-310126

    Form SCHEDULE 13D/A Subject

    5 minutes ago

    3:02:46 PM EST

    Tuesday Jul 21

  • Diddell Wendy

    1291981 ⦿ 0001193125-26-310125

    Form 4 Reporting

    5 minutes ago

    3:02:24 PM EST

    Tuesday Jul 21

  • RICHARDSON ELECTRONICS, LTD.

    355948 ⦿ 0001193125-26-310125

    Form 4 Issuer

    5 minutes ago

    3:02:24 PM EST

    Tuesday Jul 21

  • Brucke Financial, Inc.

    2058446 ⦿ 0002058446-26-000006

    Form 13F-HR Filer

    5 minutes ago

    3:01:48 PM EST

    Tuesday Jul 21

  • S&CO INC

    1082461 ⦿ 0001438934-26-000142

    Form N-PX Filer

    6 minutes ago

    3:01:40 PM EST

    Tuesday Jul 21

  • Marshall & Sterling Wealth Advisors Inc.

    2056315 ⦿ 0002056315-26-000004

    Form N-PX Filer

    7 minutes ago

    3:00:41 PM EST

    Tuesday Jul 21

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-310117

    Form 424B2 Filer

    7 minutes ago

    3:00:16 PM EST

    Tuesday Jul 21

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-310117

    Form 424B2 Filer

    7 minutes ago

    3:00:16 PM EST

    Tuesday Jul 21

  • Natixis Investment Managers, LLC

    1053187 ⦿ 0001104659-26-085363

    Form N-PX Filer

    7 minutes ago

    3:00:05 PM EST

    Tuesday Jul 21

  • First Nebraska Trust Co

    2134841 ⦿ 0002134841-26-000084

    Form 13F-HR Filer

    8 minutes ago

    2:59:08 PM EST

    Tuesday Jul 21

  • Goldman Sachs Real Estate Finance Trust Inc

    2027537 ⦿ 0001140361-26-029093

    Form DEFA14A Filer

    9 minutes ago

    2:58:46 PM EST

    Tuesday Jul 21

  • Guardian Asset Advisors, LLC

    2021272 ⦿ 0002021272-26-000003

    Form 13F-HR Filer

    9 minutes ago

    2:58:45 PM EST

    Tuesday Jul 21

  • CITIGROUP INC

    831001 ⦿ 0000950103-26-010908

    Form 424B2 Filer

    9 minutes ago

    2:58:23 PM EST

    Tuesday Jul 21

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0000950103-26-010908

    Form 424B2 Filer

    9 minutes ago

    2:58:23 PM EST

    Tuesday Jul 21

  • Newport Capital Group, LLC

    1869032 ⦿ 0001869032-26-000004

    Form 13F-HR Filer

    9 minutes ago

    2:57:48 PM EST

    Tuesday Jul 21

  • Natixis Investment Managers SA

    1535815 ⦿ 0001104659-26-085362

    Form N-PX Filer

    10 minutes ago

    2:57:10 PM EST

    Tuesday Jul 21

  • Optas, LLC

    1802961 ⦿ 0001802961-26-000004

    Form 13F-HR Filer

    10 minutes ago

    2:56:55 PM EST

    Tuesday Jul 21

  • Compass Wealth Management, LLC/GA

    2076480 ⦿ 0001172661-26-002724

    Form 13F-HR Filer

    10 minutes ago

    2:56:53 PM EST

    Tuesday Jul 21

  • Marshall & Sterling Wealth Advisors Inc.

    2056315 ⦿ 0002056315-26-000003

    Form 13F-HR Filer

    11 minutes ago

    2:56:25 PM EST

    Tuesday Jul 21

  • NorthAvenue LLC

    2123735 ⦿ 0002123735-26-000004

    Form 13F-HR Filer

    11 minutes ago

    2:56:20 PM EST

    Tuesday Jul 21

  • BNC WEALTH MANAGEMENT, LLC

    1821549 ⦿ 0001821549-26-000003

    Form 13F-HR Filer

    12 minutes ago

    2:55:04 PM EST

    Tuesday Jul 21

  • AMERICAN ASSET MANAGEMENT INC.

    1569454 ⦿ 0001172661-26-002723

    Form 13F-HR Filer

    12 minutes ago

    2:55:00 PM EST

    Tuesday Jul 21

  • Wealth Group, Ltd.

    2013988 ⦿ 0002013988-26-000003

    Form 13F-HR Filer

    13 minutes ago

    2:54:44 PM EST

    Tuesday Jul 21

  • Aspiriant Real Assets Fund

    1830921 ⦿ 0001213900-26-079952

    Form N-PX Filer

    13 minutes ago

    2:54:32 PM EST

    Tuesday Jul 21

  • MCNALLY KATHLEEN

    1191361 ⦿ 0001193125-26-310104

    Form 4 Reporting

    13 minutes ago

    2:54:30 PM EST

    Tuesday Jul 21

  • RICHARDSON ELECTRONICS, LTD.

    355948 ⦿ 0001193125-26-310104

    Form 4 Issuer

    13 minutes ago

    2:54:30 PM EST

    Tuesday Jul 21

  • CITIGROUP INC

    831001 ⦿ 0001918704-26-020783

    Form 424B2 Filer

    13 minutes ago

    2:54:02 PM EST

    Tuesday Jul 21

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0001918704-26-020783

    Form 424B2 Filer

    13 minutes ago

    2:54:02 PM EST

    Tuesday Jul 21

  • UBS AG

    1114446 ⦿ 0001839882-26-035768

    Form 424B2 Filer

    14 minutes ago

    2:53:19 PM EST

    Tuesday Jul 21

  • Triad Investment Management

    1615717 ⦿ 0001615717-26-000005

    Form 13F-HR Filer

    14 minutes ago

    2:53:09 PM EST

    Tuesday Jul 21

  • Northern Capital Management, Inc.

    1581794 ⦿ 0001581794-26-000007

    Form 13F-HR Filer

    14 minutes ago

    2:53:02 PM EST

    Tuesday Jul 21

  • Aspiriant Capital Appreciation Fund

    1830974 ⦿ 0001213900-26-079950

    Form N-PX Filer

    15 minutes ago

    2:52:20 PM EST

    Tuesday Jul 21

  • Muzinich Aviation Income Fund

    2107262 ⦿ 0001618824-26-000005

    Form 3 Issuer

    16 minutes ago

    2:51:31 PM EST

    Tuesday Jul 21

  • Founders Capital Management

    1704300 ⦿ 0001704300-26-000003

    Form 13F-HR Filer

    16 minutes ago

    2:51:31 PM EST

    Tuesday Jul 21

  • Muzinich & Co., Inc.

    1618824 ⦿ 0001618824-26-000005

    Form 3 Reporting

    16 minutes ago

    2:51:31 PM EST

    Tuesday Jul 21

  • SAN JUAN BASIN ROYALTY TRUST

    319655 ⦿ 0001193125-26-310097

    Form 8-K Filer

    Item 2.02: Results of Operations and Financial Condition

    Item 7.01: Regulation FD Disclosure

    Item 9.01: Financial Statements and Exhibits

    16 minutes ago

    2:51:22 PM EST

    Tuesday Jul 21

  • Kondo Wealth Advisors, Inc.

    2070929 ⦿ 0001172661-26-002722

    Form 13F-HR Filer

    16 minutes ago

    2:50:55 PM EST

    Tuesday Jul 21

  • Ritter Matthew John

    2146309 ⦿ 0002146309-26-000002

    Form 3 Reporting

    16 minutes ago

    2:50:48 PM EST

    Tuesday Jul 21

  • FIRST INTERSTATE BANCSYSTEM INC

    860413 ⦿ 0002146309-26-000002

    Form 3 Issuer

    16 minutes ago

    2:50:48 PM EST

    Tuesday Jul 21

  • TURNER BRIAN KEVIN

    1196952 ⦿ 0001196952-26-000002

    Form 3 Reporting

    17 minutes ago

    2:50:41 PM EST

    Tuesday Jul 21

  • FIRST INTERSTATE BANCSYSTEM INC

    860413 ⦿ 0001196952-26-000002

    Form 3 Issuer

    17 minutes ago

    2:50:41 PM EST

    Tuesday Jul 21

  • BANK OF NOVA SCOTIA

    9631 ⦿ 0001839882-26-035767

    Form 424B2 Filer

    17 minutes ago

    2:49:49 PM EST

    Tuesday Jul 21

  • ROYAL BANK OF CANADA

    1000275 ⦿ 0000950103-26-010907

    Form 424B2 Filer

    18 minutes ago

    2:49:43 PM EST

    Tuesday Jul 21

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-020782

    Form 424B2 Filer

    19 minutes ago

    2:48:39 PM EST

    Tuesday Jul 21

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-020782

    Form 424B2 Filer

    19 minutes ago

    2:48:39 PM EST

    Tuesday Jul 21

  • DEUTSCHE BANK AKTIENGESELLSCHAFT

    1159508 ⦿ 0000950103-26-010906

    Form 424B2 Filer

    21 minutes ago

    2:46:10 PM EST

    Tuesday Jul 21

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001213900-26-079946

    Form 424B2 Filer

    21 minutes ago

    2:46:06 PM EST

    Tuesday Jul 21

  • JPMorgan Chase Financial Co. LLC

    1665650 ⦿ 0001839882-26-035766

    Form 424B2 Filer

    21 minutes ago

    2:45:49 PM EST

    Tuesday Jul 21

  • JPMORGAN CHASE & CO

    19617 ⦿ 0001839882-26-035766

    Form 424B2 Filer

    21 minutes ago

    2:45:49 PM EST

    Tuesday Jul 21

  • CHIRON CAPITAL MANAGEMENT, LLC

    1830922 ⦿ 0001830922-26-000002

    Form 13F-HR Filer

    22 minutes ago

    2:45:13 PM EST

    Tuesday Jul 21

  • Accredited Investors Inc.

    1518364 ⦿ 0001518364-26-000005

    Form N-PX Filer

    23 minutes ago

    2:44:24 PM EST

    Tuesday Jul 21

  • CAMPBELL CAPITAL MANAGEMENT INC

    826794 ⦿ 0000826794-26-000006

    Form 13F-HR Filer

    23 minutes ago

    2:44:13 PM EST

    Tuesday Jul 21

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-035765

    Form 424B2 Filer

    23 minutes ago

    2:43:53 PM EST

    Tuesday Jul 21

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-035765

    Form 424B2 Filer

    23 minutes ago

    2:43:53 PM EST

    Tuesday Jul 21

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-035764

    Form 424B2 Filer

    25 minutes ago

    2:42:44 PM EST

    Tuesday Jul 21

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-035764

    Form 424B2 Filer

    25 minutes ago

    2:42:44 PM EST

    Tuesday Jul 21

  • Eagle Strategies LLC

    1907666 ⦿ 0001907666-26-000004

    Form 13F-HR Filer

    26 minutes ago

    2:41:32 PM EST

    Tuesday Jul 21

  • CYPRESS CREEK PRIVATE STRATEGIES DOMESTIC FUND, L.P.

    1228789 ⦿ 0001228789-26-000001

    Form D/A Filer

    27 minutes ago

    2:40:37 PM EST

    Tuesday Jul 21

  • FACTORY MUTUAL INSURANCE CO

    887818 ⦿ 0000887818-26-000003

    Form 13F-HR Filer

    27 minutes ago

    2:40:04 PM EST

    Tuesday Jul 21

  • CITIGROUP INC

    831001 ⦿ 0000950103-26-010905

    Form 424B2 Filer

    28 minutes ago

    2:38:50 PM EST

    Tuesday Jul 21

  • Citigroup Global Markets Holdings Inc.

    200245 ⦿ 0000950103-26-010905

    Form 424B2 Filer

    28 minutes ago

    2:38:50 PM EST

    Tuesday Jul 21

  • Fortis Private Strategies IV, LLC

    2146047 ⦿ 0002146047-26-000001

    Form D Filer

    29 minutes ago

    2:38:10 PM EST

    Tuesday Jul 21

  • eCIO, Inc.

    1830823 ⦿ 0001830823-26-000005

    Form N-PX Filer

    29 minutes ago

    2:38:09 PM EST

    Tuesday Jul 21

  • CYPRESS CREEK PRIVATE STRATEGIES INSTITUTIONAL FUND, L.P.

    1478268 ⦿ 0001478268-26-000001

    Form D/A Filer

    29 minutes ago

    2:37:52 PM EST

    Tuesday Jul 21

  • BofA Finance LLC

    1682472 ⦿ 0001918704-26-020781

    Form 424B2 Filer

    30 minutes ago

    2:37:42 PM EST

    Tuesday Jul 21

  • BANK OF AMERICA CORP /DE/

    70858 ⦿ 0001918704-26-020781

    Form 424B2 Filer

    30 minutes ago

    2:37:42 PM EST

    Tuesday Jul 21

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-035763

    Form 424B2 Filer

    30 minutes ago

    2:37:35 PM EST

    Tuesday Jul 21

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-035763

    Form 424B2 Filer

    30 minutes ago

    2:37:35 PM EST

    Tuesday Jul 21

  • CYPRESS CREEK PRIVATE STRATEGIES MASTER FUND L P

    1279392 ⦿ 0001279392-26-000001

    Form D/A Filer

    31 minutes ago

    2:36:02 PM EST

    Tuesday Jul 21

  • GP Brinson Investments LLC

    1860928 ⦿ 0001213900-26-079943

    Form N-PX Filer

    31 minutes ago

    2:35:57 PM EST

    Tuesday Jul 21

  • Rise Modular Holdings, LLC

    2146498 ⦿ 0001437749-26-023935

    Form D Filer

    32 minutes ago

    2:35:09 PM EST

    Tuesday Jul 21

  • ROYAL BANK OF CANADA

    1000275 ⦿ 0000950103-26-010904

    Form 424B2 Filer

    33 minutes ago

    2:33:53 PM EST

    Tuesday Jul 21

  • CYPRESS CREEK PRIVATE STRATEGIES REGISTERED FUND L P

    1279394 ⦿ 0001279394-26-000001

    Form D/A Filer

    34 minutes ago

    2:33:34 PM EST

    Tuesday Jul 21

  • BANK OF NOVA SCOTIA

    9631 ⦿ 0001839882-26-035762

    Form 424B2 Filer

    34 minutes ago

    2:33:33 PM EST

    Tuesday Jul 21

  • Ballentine Partners, LLC

    1374889 ⦿ 0001172661-26-002721

    Form N-PX Filer

    35 minutes ago

    2:32:17 PM EST

    Tuesday Jul 21

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-035761

    Form 424B2 Filer

    35 minutes ago

    2:32:16 PM EST

    Tuesday Jul 21

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-035761

    Form 424B2 Filer

    35 minutes ago

    2:32:16 PM EST

    Tuesday Jul 21

  • FORTERIS WEALTH MANAGEMENT INC.

    2107238 ⦿ 0002107238-26-000003

    Form 13F-HR Filer

    35 minutes ago

    2:32:04 PM EST

    Tuesday Jul 21

  • GS Finance Corp.

    1419828 ⦿ 0001193125-26-310059

    Form 424B2 Filer

    36 minutes ago

    2:31:22 PM EST

    Tuesday Jul 21

  • GOLDMAN SACHS GROUP INC

    886982 ⦿ 0001193125-26-310059

    Form 424B2 Filer

    36 minutes ago

    2:31:22 PM EST

    Tuesday Jul 21

  • SATURNA INVESTMENT TRUST

    811860 ⦿ 0001193125-26-310058

    Form NPORT-P Filer

    36 minutes ago

    2:31:08 PM EST

    Tuesday Jul 21

  • SATURNA INVESTMENT TRUST

    811860 ⦿ 0001193125-26-310057

    Form NPORT-P Filer

    36 minutes ago

    2:31:08 PM EST

    Tuesday Jul 21

  • Morgan Stanley Finance LLC

    1666268 ⦿ 0001839882-26-035760

    Form 424B2 Filer

    36 minutes ago

    2:30:57 PM EST

    Tuesday Jul 21

  • MORGAN STANLEY

    895421 ⦿ 0001839882-26-035760

    Form 424B2 Filer

    36 minutes ago

    2:30:57 PM EST

    Tuesday Jul 21

  • Federal Home Loan Bank of Des Moines

    1325814 ⦿ 0001325814-26-000112

    Form 8-K Filer

    Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

    Item 9.01: Financial Statements and Exhibits

    37 minutes ago

    2:30:38 PM EST

    Tuesday Jul 21

  • CYPRESS CREEK PRIVATE STRATEGIES TEI FUND, L.P.

    1320688 ⦿ 0001320688-26-000001

    Form D/A Filer

    37 minutes ago

    2:30:30 PM EST

    Tuesday Jul 21